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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$224M
AUM Growth
+$25.3M
Cap. Flow
+$6.51M
Cap. Flow %
2.91%
Top 10 Hldgs %
32.94%
Holding
235
New
36
Increased
73
Reduced
79
Closed
17

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.96M
2
NOC icon
Northrop Grumman
NOC
+$1.29M
3
LMT icon
Lockheed Martin
LMT
+$1.22M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.12M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$971K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$8.19M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.01M
3
NET icon
Cloudflare
NET
+$596K
4
NVDA icon
NVIDIA
NVDA
+$587K
5
TTD icon
Trade Desk
TTD
+$577K

Sector Composition

Rank Sector Weight
1 Consumer Staples 12.34%
2 Technology 10.83%
3 Energy 9.25%
4 Financials 5.84%
5 Healthcare 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GII icon
151
State Street SPDR S&P Global Infrastructure ETF
GII
$934M
$353K 0.16%
6,360
– –
EMLP icon
152
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$352K 0.16%
12,780
– –
NAC icon
153
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$345K 0.15%
30,182
-7,512
-20% -$81.5K
HON icon
154
Honeywell
HON
$76.9B
$344K 0.15%
1,741
+250
+17% +$47.8K
XLV icon
155
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$339K 0.15%
2,536
+271
+12% +$35.9K
XEL icon
156
Xcel Energy
XEL
$48.3B
$338K 0.15%
4,915
– –
SRE icon
157
Sempra
SRE
$55.3B
$335K 0.15%
4,174
– –
CGW icon
158
Invesco S&P Global Water Index ETF
CGW
$1.08B
$333K 0.15%
6,655
-2,300
-26% -$106K
O icon
159
Realty Income
O
$58.4B
$332K 0.15%
4,886
+611
+14% +$37.9K
POCT icon
160
Innovator US Equity Power Buffer ETF October
POCT
$971M
$331K 0.15%
10,600
+2,450
+30% +$72.9K
LMBS icon
161
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$329K 0.15%
6,850
-1,330
-16% -$62.9K
ADBE icon
162
Adobe
ADBE
$101B
$323K 0.14%
+882
New +$282K
MUNI icon
163
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$320K 0.14%
6,105
-894
-13% -$45.4K
NKX icon
164
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$315K 0.14%
25,208
+5
+0% +$58
IVV icon
165
iShares Core S&P 500 ETF
IVV
$897B
$310K 0.14%
+763
New +$294K
AMGN icon
166
Amgen
AMGN
$218B
$310K 0.14%
1,215
+158
+15% +$42.4K
TXN icon
167
Texas Instruments
TXN
$258B
$306K 0.14%
1,755
– –
PTMC icon
168
Pacer Trendpilot US Mid Cap ETF
PTMC
$402M
$305K 0.14%
9,097
– –
PDP icon
169
Invesco Dorsey Wright Momentum ETF
PDP
$1.51B
$300K 0.13%
3,980
– –
VXF icon
170
Vanguard Extended Market ETF
VXF
$31.4B
$298K 0.13%
2,059
-95
-4% -$12.9K
EMN icon
171
Eastman Chemical
EMN
$8.52B
$296K 0.13%
+3,224
New +$260K
NLY icon
172
Annaly Capital Management
NLY
$17B
$290K 0.13%
12,714
-11,208
-47% -$221K
ROK icon
173
Rockwell Automation
ROK
$49.5B
$286K 0.13%
1,015
– –
KMB icon
174
Kimberly-Clark
KMB
$36.3B
$283K 0.13%
+2,175
New +$276K
NKE icon
175
Nike
NKE
$62.6B
$282K 0.13%
2,213
-74
-3% -$7.45K
5 6
7
8 9

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PP
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MCA
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MC
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HIM
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MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, Castle Rock Wealth Management held 235 positions worth $224M, up 13% from $198M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Castle Rock Wealth Management's Q4 2022 filing shows 36 new, 73 increased, 79 reduced and 17 closed positions. Its largest new stake was Northrop Grumman: 2,478 shares worth $1.1M. The largest sale was ProShares Short S&P500, an estimated $8.19M.

By sector, the portfolio is most concentrated in Consumer Staples at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

  • Castle Rock Wealth Management's largest Q4 2022 buy was Northrop Grumman: 2,478 shares worth $1.1M.
  • Castle Rock Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $1.96M increase.
  • Castle Rock Wealth Management's biggest Q4 2022 reduction was NVIDIA, cutting an estimated $587K.
  • Castle Rock Wealth Management fully exited ProShares Short S&P500 in Q4 2022, selling an estimated $8.19M.
  • Castle Rock Wealth Management's ten largest holdings make up 33% of its $224M portfolio in Q4 2022.
  • Castle Rock Wealth Management opened 36 new positions and closed 17 in Q4 2022.
  • Castle Rock Wealth Management's portfolio value rose 13% quarter-over-quarter to $224M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.