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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$245M
AUM Growth
-$46.9M
Cap. Flow
-$26.7M
Cap. Flow %
-10.88%
Top 10 Hldgs %
22.7%
Holding
280
New
25
Increased
96
Reduced
94
Closed
35

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$1.44M
2
CI icon
Cigna
CI
+$1.31M
3
SWK icon
Stanley Black & Decker
SWK
+$1.3M
4
TSLA icon
Tesla
TSLA
+$1.23M
5
INTC icon
Intel
INTC
+$1.11M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$3.07M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$2.27M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.06M
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.05M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M

Sector Composition

Rank Sector Weight
1 Technology 14.95%
2 Financials 8.07%
3 Healthcare 6.5%
4 Consumer Discretionary 6.45%
5 Consumer Staples 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDTT icon
151
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
$424K 0.17%
16,278
-1,029
-6% -$27.1K
LMBS icon
152
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$419K 0.17%
8,410
-140
-2% -$7.04K
EW icon
153
Edwards Lifesciences
EW
$51.1B
$417K 0.17%
3,704
+260
+8% +$30.3K
VCSH icon
154
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$416K 0.17%
5,158
-297
-5% -$24.3K
IYJ icon
155
iShares US Industrials ETF
IYJ
$2.04B
$413K 0.17%
3,910
-320
-8% -$35.5K
MDLZ icon
156
Mondelez International
MDLZ
$79.8B
$410K 0.17%
6,000
– –
VWO icon
157
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$400K 0.16%
8,047
-5,360
-40% -$270K
FTSM icon
158
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$396K 0.16%
6,630
-500
-7% -$29.9K
ITW icon
159
Illinois Tool Works
ITW
$85.2B
$395K 0.16%
1,662
– –
MUNI icon
160
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$389K 0.16%
6,987
+2
+0% +$112
PGZ
161
Principal Real Estate Income Fund
PGZ
$68.5M
$382K 0.16%
25,464
-2,457
-9% -$37.9K
MO icon
162
Altria Group
MO
$113B
$374K 0.15%
7,423
+26
+0.4% +$1.19K
NKX icon
163
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$654M
$372K 0.15%
+25,191
New +$407K
VXF icon
164
Vanguard Extended Market ETF
VXF
$31.3B
$371K 0.15%
2,318
-321
-12% -$60.4K
LULU icon
165
lululemon athletica
LULU
$14B
$367K 0.15%
1,172
-687
-37% -$294K
ETV
166
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$359K 0.15%
23,272
-2,233
-9% -$36.8K
PDP icon
167
Invesco Dorsey Wright Momentum ETF
PDP
$1.52B
$358K 0.15%
4,510
– –
BETZ icon
168
Roundhill Sports Betting & iGaming ETF
BETZ
$49.1M
$352K 0.14%
16,550
-1,325
-7% -$36.3K
JPST icon
169
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$352K 0.14%
6,987
-679
-9% -$34.3K
GII icon
170
State Street SPDR S&P Global Infrastructure ETF
GII
$934M
$345K 0.14%
6,410
-450
-7% -$24.3K
F icon
171
Ford
F
$56.7B
$344K 0.14%
16,658
+394
+2% +$7.25K
RNP icon
172
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
$344K 0.14%
13,206
-1,297
-9% -$35.2K
LRCX icon
173
Lam Research
LRCX
$389B
$343K 0.14%
5,660
+210
+4% +$13.2K
PGR icon
174
Progressive
PGR
$123B
$343K 0.14%
3,177
+11
+0.3% +$1.05K
SHV icon
175
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$341K 0.14%
3,086
– –
5 6
7
8 9

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Rock Wealth Management held 280 positions worth $245M, down 16% from $292M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $26.7M in Q4 2021, closing 35 positions and reducing 94 holdings. Its most notable exit was ARK Innovation ETF, an estimated $3.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Allstate worth $1.45M.

  • Castle Rock Wealth Management's largest Q4 2021 buy was Allstate: 12,147 shares worth $1.45M.
  • Castle Rock Wealth Management added most to Tesla in Q4 2021, an estimated $1.23M increase.
  • Castle Rock Wealth Management's biggest Q4 2021 reduction was iShares US Medical Devices ETF, cutting an estimated $2.27M.
  • Castle Rock Wealth Management fully exited ARK Innovation ETF in Q4 2021, selling an estimated $3.07M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $245M portfolio in Q4 2021.
  • Castle Rock Wealth Management opened 25 new positions and closed 35 in Q4 2021.
  • Castle Rock Wealth Management's portfolio value fell 16% quarter-over-quarter to $245M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2021, filed 2 Feb 2022.