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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$19.5M
Cap. Flow
-$31M
Cap. Flow %
-10.62%
Top 10 Hldgs %
22.57%
Holding
273
New
24
Increased
122
Reduced
81
Closed
19

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$3.48M
2
AMGN icon
Amgen
AMGN
+$1.43M
3
SPG icon
Simon Property Group
SPG
+$1.28M
4
ABT icon
Abbott
ABT
+$1.11M
5
CRWD icon
CrowdStrike
CRWD
+$1.07M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$20.8M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$13.9M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.39M
4
SCCO icon
Southern Copper
SCCO
+$1.17M
5
LPX icon
Louisiana-Pacific
LPX
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 17.92%
2 Financials 7.27%
3 Consumer Discretionary 6.74%
4 Healthcare 5.71%
5 Consumer Staples 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BETZ icon
151
Roundhill Sports Betting & iGaming ETF
BETZ
$48.9M
$524K 0.18%
17,875
– –
MAR icon
152
Marriott International
MAR
$94.2B
$508K 0.17%
3,018
-462
-13% -$64.5K
USFR
153
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$502K 0.17%
20,000
– –
HON icon
154
Honeywell
HON
$78.6B
$500K 0.17%
2,349
+12
+0.5% +$2.56K
BAC icon
155
Bank of America
BAC
$442B
$489K 0.17%
10,339
-801
-7% -$32.3K
IYJ icon
156
iShares US Industrials ETF
IYJ
$2.04B
$482K 0.17%
4,230
+400
+10% +$44.9K
TDTT icon
157
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$458K 0.16%
17,307
– –
PDP icon
158
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$455K 0.16%
4,510
-20
-0.4% -$1.84K
PH icon
159
Parker-Hannifin
PH
$126B
$449K 0.15%
1,362
+8
+0.6% +$2.38K
EIX icon
160
Edison International
EIX
$26.3B
$448K 0.15%
7,000
– –
VCSH icon
161
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$447K 0.15%
5,455
+2
+0% +$165
PGZ
162
Principal Real Estate Income Fund
PGZ
$68.6M
$440K 0.15%
27,921
-9,804
-26% -$151K
SHM icon
163
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$436K 0.15%
8,850
– –
LMBS icon
164
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$431K 0.15%
8,550
-550
-6% -$27.9K
FTSM icon
165
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$427K 0.15%
7,130
+400
+6% +$24K
ETV
166
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$425K 0.15%
25,505
-7,117
-22% -$117K
GMF icon
167
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$434M
$422K 0.14%
3,298
-180
-5% -$22.9K
DGRO icon
168
iShares Core Dividend Growth ETF
DGRO
$43.4B
$413K 0.14%
7,649
-957
-11% -$49.6K
EW icon
169
Edwards Lifesciences
EW
$51.2B
$412K 0.14%
3,444
-2
-0.1% -$228
IBB icon
170
iShares Biotechnology ETF
IBB
$9.47B
$407K 0.14%
2,583
+9
+0.3% +$1.51K
DIS icon
171
Walt Disney
DIS
$177B
$406K 0.14%
2,298
-1,374
-37% -$245K
RNP icon
172
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$400K 0.14%
14,503
-5,235
-27% -$141K
ESGD icon
173
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
$396K 0.14%
4,810
+765
+19% +$61.4K
MUNI icon
174
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$393K 0.13%
6,985
+4
+0.1% +$227
ITW icon
175
Illinois Tool Works
ITW
$85.5B
$388K 0.13%
1,662
– –
5 6
7
8 9

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Rock Wealth Management held 273 positions worth $292M, up 7.2% from $273M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $31M in Q3 2021, closing 19 positions and reducing 81 holdings. Its most notable exit was Southern Copper, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in Simon Property Group worth $1.65M.

  • Castle Rock Wealth Management's largest Q3 2021 buy was Simon Property Group: 9,838 shares worth $1.65M.
  • Castle Rock Wealth Management added most to First Trust Global Tactical Commodity Strategy Fund in Q3 2021, an estimated $3.48M increase.
  • Castle Rock Wealth Management's biggest Q3 2021 reduction was NVIDIA, cutting an estimated $20.8M.
  • Castle Rock Wealth Management fully exited Southern Copper in Q3 2021, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $292M portfolio in Q3 2021.
  • Castle Rock Wealth Management opened 24 new positions and closed 19 in Q3 2021.
  • Castle Rock Wealth Management's portfolio value rose 7.2% quarter-over-quarter to $292M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.