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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+8.38%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$24.5M
Cap. Flow
+$39.1M
Cap. Flow %
14.36%
Top 10 Hldgs %
21.72%
Holding
280
New
38
Increased
118
Reduced
68
Closed
31

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.1M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$12.8M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.8M
4
FSK icon
FS KKR Capital
FSK
+$4.17M
5
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$3.46M

Top Sells

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.35M
2
OGIG icon
ALPS O'Shares Global Internet Giants ETF
OGIG
+$2.38M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$2.34M
4
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$2.15M
5
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.01M

Sector Composition

Rank Sector Weight
1 Technology 14.96%
2 Financials 7.88%
3 Consumer Discretionary 7.19%
4 Consumer Staples 4.91%
5 Healthcare 4.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
151
Bank of America
BAC
$438B
$462K 0.17%
11,140
-485
-4% -$19.9K
LMBS icon
152
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$461K 0.17%
9,100
– –
JPS
153
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$461K 0.17%
46,010
-16,628
-27% -$164K
TDTT icon
154
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
$457K 0.17%
17,307
+1,700
+11% +$45.1K
DGRO icon
155
iShares Core Dividend Growth ETF
DGRO
$42.9B
$451K 0.17%
8,606
-223
-3% -$11.2K
VCSH icon
156
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$450K 0.17%
5,453
+4
+0.1% +$331
IBB icon
157
iShares Biotechnology ETF
IBB
$9.21B
$445K 0.16%
2,574
-54
-2% -$8.32K
GMF icon
158
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$430M
$440K 0.16%
3,478
+2
+0.1% +$265
SHM icon
159
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$439K 0.16%
8,850
– –
QRVO icon
160
Qorvo
QRVO
$7.89B
$437K 0.16%
2,292
+46
+2% +$8.48K
USXF icon
161
iShares ESG Advanced MSCI USA ETF
USXF
$1.43B
$436K 0.16%
+11,658
New +$408K
IYJ icon
162
iShares US Industrials ETF
IYJ
$2B
$434K 0.16%
3,830
+350
+10% +$38.6K
PDP icon
163
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$421K 0.15%
4,530
-400
-8% -$34.6K
AMRC icon
164
Ameresco
AMRC
$1.2B
$418K 0.15%
+6,063
New +$326K
ENPH icon
165
Enphase Energy
ENPH
$5.2B
$417K 0.15%
2,263
-3,890
-63% -$571K
XYZ
166
Block Inc
XYZ
$48.9B
$415K 0.15%
1,518
+24
+2% +$5.57K
SGOL icon
167
abrdn Physical Gold Shares ETF
SGOL
$6.91B
$410K 0.15%
24,706
-9,012
-27% -$157K
PH icon
168
Parker-Hannifin
PH
$126B
$404K 0.15%
1,354
-170
-11% -$52.6K
FTSM icon
169
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$403K 0.15%
6,730
– –
NKX icon
170
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$649M
$401K 0.15%
24,235
+4
+0% +$63
RNRG icon
171
Global X Renewable Energy Producers ETF
RNRG
$25.7M
$399K 0.15%
8,249
-23,205
-74% -$1.11M
MUNI icon
172
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.07B
$397K 0.15%
6,981
+1,004
+17% +$56.9K
GII icon
173
State Street SPDR S&P Global Infrastructure ETF
GII
$940M
$394K 0.14%
7,460
+600
+9% +$32K
EIX icon
174
Edison International
EIX
$27.5B
$391K 0.14%
7,000
– –
JPST icon
175
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$389K 0.14%
7,663
-34,598
-82% -$1.76M
5 6
7
8 9

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q2 2021 Portfolio in Review

As of Q2 2021, Castle Rock Wealth Management held 280 positions worth $273M, up 9.9% from $248M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Rock Wealth Management deployed $39.1M of net new capital in Q2 2021, opening 38 new positions and adding to 118 existing holdings. Its largest new stake was FS KKR Capital: 194,873 shares worth $4.43M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Janus Henderson Short Duration Income ETF, an estimated $2.15M trimmed.

  • Castle Rock Wealth Management's largest Q2 2021 buy was FS KKR Capital: 194,873 shares worth $4.43M.
  • Castle Rock Wealth Management added most to NVIDIA in Q2 2021, an estimated $16.1M increase.
  • Castle Rock Wealth Management's biggest Q2 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $2.15M.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF September in Q2 2021, selling an estimated $3.35M.
  • Castle Rock Wealth Management's ten largest holdings make up 22% of its $273M portfolio in Q2 2021.
  • Castle Rock Wealth Management opened 38 new positions and closed 31 in Q2 2021.
  • Castle Rock Wealth Management's portfolio value rose 9.9% quarter-over-quarter to $273M.

Based on Castle Rock Wealth Management's 13F filing for Q2 2021, filed 13 Aug 2021.