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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$153M
AUM Growth
-$18.1M
Cap. Flow
-$21.9M
Cap. Flow %
-14.35%
Top 10 Hldgs %
24.08%
Holding
226
New
34
Increased
91
Reduced
33
Closed
64

Top Buys

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.12M
2
CVX icon
Chevron
CVX
+$1.93M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$1.67M
4
NVDA icon
NVIDIA
NVDA
+$1.49M
5
MGF
Aberdeen Government Markets Income Fund
MGF
+$1.3M

Top Sells

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$5.15M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.85M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.58M
4
VPU
Vanguard Utilities ETF
VPU
+$2.55M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Consumer Discretionary 8.66%
3 Healthcare 5.73%
4 Financials 4.44%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LITE icon
151
Lumentum
LITE
$65.2B
$208K 0.14%
+2,491
New +$206K
LDL
152
DELISTED
Lydall, Inc.
LDL
$203K 0.13%
+10,988
New +$191K
SBUX icon
153
Starbucks
SBUX
$120B
$202K 0.13%
+2,284
New +$182K
RA
154
Brookfield Real Assets Income Fund
RA
$706M
$177K 0.12%
10,737
+230
+2% +$3.9K
NCA icon
155
Nuveen California Municipal Value Fund
NCA
$299M
$169K 0.11%
16,339
+2,162
+15% +$22.9K
NID
156
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$154K 0.1%
11,480
-3,020
-21% -$40.2K
F icon
157
Ford
F
$55B
$139K 0.09%
+17,764
New +$120K
CCIF
158
Carlyle Credit Income Fund
CCIF
$59.4M
$130K 0.09%
13,115
-1,639
-11% -$16K
GAIN icon
159
Gladstone Investment Corp
GAIN
$671M
$122K 0.08%
13,710
– –
GPRO icon
160
GoPro
GPRO
$126M
$111K 0.07%
16,700
-1,300
-7% -$6.11K
PSEC icon
161
Prospect Capital
PSEC
$1.11B
$60K 0.04%
+11,655
New +$58.6K
PTN
162
Palatin Technologies
PTN
$14M
$42K 0.03%
80
+64
+400% +$43.1K
ABBV icon
163
AbbVie
ABBV
$431B
– –
-6,029
Closed -$569K
AMT icon
164
American Tower
AMT
$79.8B
– –
-2,100
Closed -$546K
BNDX icon
165
Vanguard Total International Bond ETF
BNDX
$82.1B
– –
-11,178
Closed -$650K
BTT icon
166
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
– –
-9,200
Closed -$230K
CAG icon
167
Conagra Brands
CAG
$7.11B
– –
-12,051
Closed -$459K
DGRO icon
168
iShares Core Dividend Growth ETF
DGRO
$43.4B
– –
-5,953
Closed -$235K
DHR icon
169
Danaher
DHR
$141B
– –
-1,128
Closed -$206K
EAGG icon
170
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
– –
-7,015
Closed -$402K
EBAY icon
171
eBay
EBAY
$48.9B
– –
-13,377
Closed -$754K
EEMV icon
172
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.52B
– –
-12,305
Closed -$682K
EFA icon
173
iShares MSCI EAFE ETF
EFA
$79.4B
– –
-5,500
Closed -$350K
EMLP icon
174
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
– –
-11,160
Closed -$233K
ESGD icon
175
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
– –
-3,847
Closed -$244K
5 6
7
8 9

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Castle Rock Wealth Management held 226 positions worth $153M, down 11% from $171M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management withdrew a net $21.9M in Q3 2020, closing 64 positions and reducing 33 holdings. Its most notable exit was iShares 1-3 Year Treasury Bond ETF, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Innovator US Equity Ultra Buffer ETF September worth $3.16M.

  • Castle Rock Wealth Management's largest Q3 2020 buy was Innovator US Equity Ultra Buffer ETF September: 120,384 shares worth $3.16M.
  • Castle Rock Wealth Management added most to Chevron in Q3 2020, an estimated $1.93M increase.
  • Castle Rock Wealth Management's biggest Q3 2020 reduction was Goldman Sachs Access Treasury 0-1 Year ETF, cutting an estimated $5.15M.
  • Castle Rock Wealth Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2020, selling an estimated $1.58M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $153M portfolio in Q3 2020.
  • Castle Rock Wealth Management opened 34 new positions and closed 64 in Q3 2020.
  • Castle Rock Wealth Management's portfolio value fell 11% quarter-over-quarter to $153M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2020, filed 7 Dec 2020.