CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $428M
1-Year Return 22.28%
This Quarter Return
+6.63%
1 Year Return
+22.28%
3 Year Return
+71.14%
5 Year Return
+128.16%
10 Year Return
–
AUM
$111M
AUM Growth
+$14.7M
Cap. Flow
+$7.83M
Cap. Flow %
7.06%
Top 10 Hldgs %
21.18%
Holding
176
New
18
Increased
90
Reduced
37
Closed
9

Top Buys

1
TMO icon
Thermo Fisher Scientific
TMO
$1.4M
2
UDEC icon
Innovator US Equity Ultra Buffer ETF December
UDEC
$905K
3
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
$731K
4
SRET icon
Global X SuperDividend REIT ETF
SRET
$725K
5
IWM icon
iShares Russell 2000 ETF
IWM
$714K

Top Sells

1
GLOP
GASLOG PARTNERS LP
GLOP
$1.71M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$763K
3
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$722K
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$691K
5
CVS icon
CVS Health
CVS
$656K

Sector Composition

1 Technology 11.49%
2 Healthcare 8.76%
3 Financials 6.78%
4 Consumer Discretionary 6.35%
5 Communication Services 5.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PPL icon
151
PPL Corp
PPL
$27.1B
$222K 0.2%
6,135
-87
-1% -$3.15K
UPLD icon
152
Upland Software
UPLD
$67.6M
$222K 0.2%
+5,188
New +$222K
GDV icon
153
Gabelli Dividend & Income Trust
GDV
$2.39B
$221K 0.2%
9,974
+352
+4% +$7.8K
ICSH icon
154
iShares Ultra Short Duration Bond Active ETF
ICSH
$6.18B
$219K 0.2%
4,347
– –
VHT icon
155
Vanguard Health Care ETF
VHT
$15.6B
$219K 0.2%
+1,112
New +$219K
VGK icon
156
Vanguard FTSE Europe ETF
VGK
$27B
$217K 0.2%
+3,712
New +$217K
NFJ
157
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$214K 0.19%
15,800
– –
SO icon
158
Southern Company
SO
$101B
$209K 0.19%
+3,050
New +$209K
VNQ icon
159
Vanguard Real Estate ETF
VNQ
$34.7B
$208K 0.19%
+2,138
New +$208K
ITOT icon
160
iShares Core S&P Total US Stock Market ETF
ITOT
$76B
$205K 0.18%
+2,715
New +$205K
GAIN icon
161
Gladstone Investment Corp
GAIN
$544M
$186K 0.17%
13,710
– –
CCIF
162
Carlyle Credit Income Fund
CCIF
$120M
$175K 0.16%
16,179
-1,172
-7% -$12.7K
ETW
163
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$977M
$161K 0.15%
15,250
– –
NCA icon
164
Nuveen California Municipal Value Fund
NCA
$283M
$131K 0.12%
+12,172
New +$131K
SABA
165
Saba Capital Income & Opportunities Fund II
SABA
$257M
$83K 0.07%
6,781
– –
GPRO icon
166
GoPro
GPRO
$242M
$47K 0.04%
11,500
– –
PTN
167
DELISTED
Palatin Technologies
PTN
$12K 0.01%
800
– –
CRON
168
Cronos Group
CRON
$976M
– –
-13,167
Closed -$106K
EEMV icon
169
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$4.62B
– –
-4,900
Closed -$289K
EW icon
170
Edwards Lifesciences
EW
$47.7B
– –
-2,592
Closed -$203K
GOVI icon
171
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$976M
– –
-5,500
Closed -$215K
ITA icon
172
iShares US Aerospace & Defense ETF
ITA
$9.32B
– –
-2,394
Closed -$274K
JSMD icon
173
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$653M
– –
-15,922
Closed -$722K
SAGE
174
DELISTED
Sage Therapeutics
SAGE
– –
-2,316
Closed -$334K
STZ icon
175
Constellation Brands
STZ
$25.8B
– –
-2,562
Closed -$473K
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