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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$96.3M
AUM Growth
+$6.17M
Cap. Flow
+$4.15M
Cap. Flow %
4.31%
Top 10 Hldgs %
23.81%
Holding
199
New
54
Increased
29
Reduced
71
Closed
41

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.26M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.06M
3
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.34M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.02M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$969K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.33M
2
STOR
STORE Capital Corporation
STOR
+$1.82M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$916K
4
SHOP icon
Shopify
SHOP
+$894K
5
XYZ
Block Inc
XYZ
+$730K

Sector Composition

Rank Sector Weight
1 Technology 10.38%
2 Healthcare 8.2%
3 Financials 7.41%
4 Consumer Discretionary 6.45%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFJ
151
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$201K 0.21%
15,800
– –
CCIF
152
Carlyle Credit Income Fund
CCIF
$59.4M
$172K 0.18%
17,351
-1,945
-10% -$19.9K
GAIN icon
153
Gladstone Investment Corp
GAIN
$643M
$169K 0.18%
13,710
– –
ETW
154
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$153K 0.16%
15,250
– –
CRON
155
Cronos Group
CRON
$1.06B
$106K 0.11%
13,167
-7,384
-36% -$94.4K
SABA
156
Saba Capital Income & Opportunities Fund II
SABA
$220M
$82K 0.09%
+6,781
New +$85K
GPRO icon
157
GoPro
GPRO
$130M
$60K 0.06%
+11,500
New +$54K
PTN
158
Palatin Technologies
PTN
$13.7M
$16K 0.02%
16
-64
-80% -$75.1K
ABBV icon
159
CALL
AbbVie
ABBV
$443B
– –
-1,200
Closed -$1K
ACB
160
Aurora Cannabis
ACB
$173M
– –
-111
Closed -$106K
AMD icon
161
Advanced Micro Devices
AMD
$776B
– –
-7,251
Closed -$219K
BX icon
162
Blackstone
BX
$102B
– –
-9,715
Closed -$430K
CGC
163
Canopy Growth
CGC
$387M
– –
-888
Closed -$359K
DLR icon
164
Digital Realty Trust
DLR
$69.7B
– –
-2,893
Closed -$347K
EOG icon
165
EOG Resources
EOG
$79.2B
– –
-2,328
Closed -$219K
EXAS
166
DELISTED
Exact Sciences
EXAS
– –
-2,310
Closed -$273K
HYLS icon
167
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
– –
-18,994
Closed -$916K
IGBH icon
168
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$202M
– –
-10,545
Closed -$261K
IYH icon
169
iShares US Healthcare ETF
IYH
$3.37B
– –
-6,600
Closed -$258K
JPM icon
170
JPMorgan Chase
JPM
$935B
– –
-1,813
Closed -$201K
LMT icon
171
Lockheed Martin
LMT
$134B
– –
-694
Closed -$250K
LQDH icon
172
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$505M
– –
-4,601
Closed -$435K
MDB icon
173
MongoDB
MDB
$27.1B
– –
-1,639
Closed -$250K
MEDP icon
174
Medpace
MEDP
$16.1B
– –
-3,827
Closed -$254K
NCA icon
175
Nuveen California Municipal Value Fund
NCA
$297M
– –
-10,164
Closed -$102K
4 5 6
7
8

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Castle Rock Wealth Management held 199 positions worth $96.3M, up 6.8% from $90.1M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management deployed $4.15M of net new capital in Q3 2019, opening 54 new positions and adding to 29 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Chevron, an estimated $3.33M trimmed.

  • Castle Rock Wealth Management's largest Q3 2019 buy was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.
  • Castle Rock Wealth Management added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q3 2019, an estimated $2.06M increase.
  • Castle Rock Wealth Management's biggest Q3 2019 reduction was Chevron, cutting an estimated $3.33M.
  • Castle Rock Wealth Management fully exited STORE Capital Corporation in Q3 2019, selling an estimated $1.82M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $96.3M portfolio in Q3 2019.
  • Castle Rock Wealth Management opened 54 new positions and closed 41 in Q3 2019.
  • Castle Rock Wealth Management's portfolio value rose 6.8% quarter-over-quarter to $96.3M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2019, filed 13 Nov 2019.