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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$420M
AUM Growth
+$752K
Cap. Flow
-$28.1M
Cap. Flow %
-6.69%
Top 10 Hldgs %
30.13%
Holding
262
New
20
Increased
77
Reduced
117
Closed
29

Top Buys

Rank Stock Value
1
ARKB icon
ARK 21Shares Bitcoin ETF
ARKB
+$2.57M
2
IRDM icon
Iridium Communications
IRDM
+$1.8M
3
UBER icon
Uber
UBER
+$1.32M
4
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.31M
5
NVBW icon
AllianzIM U.S. Equity Buffer20 Nov ETF
NVBW
+$1.28M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.8M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.51M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$2.26M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$2.25M
5
PLTR icon
Palantir
PLTR
+$2.23M

Sector Composition

Rank Sector Weight
1 Technology 21.14%
2 Consumer Staples 7.82%
3 Communication Services 6.72%
4 Financials 5.94%
5 Consumer Discretionary 5.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVD icon
126
First Trust Value Line Dividend Fund
FVD
$8.38B
$721K 0.17%
16,218
-1,000
-6% -$45.3K
QTEC icon
127
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
$698K 0.17%
3,359
-300
-8% -$58.4K
MO icon
128
Altria Group
MO
$113B
$691K 0.16%
12,974
-874
-6% -$46.6K
VST icon
129
Vistra
VST
$47.7B
$684K 0.16%
+4,078
New +$566K
FSK icon
130
FS KKR Capital
FSK
$3.33B
$674K 0.16%
28,423
-1,357
-5% -$28.5K
BAC icon
131
Bank of America
BAC
$441B
$649K 0.15%
13,812
+33
+0.2% +$1.45K
USMV icon
132
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$648K 0.15%
6,976
-2,444
-26% -$224K
CAG icon
133
Conagra Brands
CAG
$7.11B
$642K 0.15%
25,411
-90
-0.4% -$2.56K
T icon
134
AT&T
T
$162B
$604K 0.14%
23,351
-1,241
-5% -$27.9K
MSTR icon
135
Strategy Inc
MSTR
$37.2B
$596K 0.14%
+1,765
New +$531K
IYG icon
136
iShares US Financial Services ETF
IYG
$2.21B
$596K 0.14%
7,073
-2,920
-29% -$225K
MAIN icon
137
Main Street Capital
MAIN
$5.28B
$585K 0.14%
9,511
+1,106
+13% +$59K
JEPQ icon
138
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$40.6B
$583K 0.14%
10,012
+375
+4% +$21.1K
ITW icon
139
Illinois Tool Works
ITW
$84.8B
$571K 0.14%
2,212
+5
+0.2% +$1.33K
LW icon
140
Lamb Weston
LW
$7.16B
$545K 0.13%
9,316
-10
-0.1% -$746
IVV icon
141
iShares Core S&P 500 ETF
IVV
$897B
$543K 0.13%
887
-46
-5% -$27.2K
IYJ icon
142
iShares US Industrials ETF
IYJ
$2.02B
$534K 0.13%
3,840
-120
-3% -$16.5K
BKLN icon
143
Invesco Senior Loan ETF
BKLN
$6.81B
$525K 0.13%
24,914
-35,435
-59% -$747K
MDLZ icon
144
Mondelez International
MDLZ
$80.1B
$502K 0.12%
8,252
-867
-10% -$57.3K
VNLA icon
145
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$501K 0.12%
10,203
+189
+2% +$9.26K
MINT icon
146
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$498K 0.12%
4,950
-800
-14% -$80.4K
SHV icon
147
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$475K 0.11%
4,310
+48
+1% +$5.29K
AXON
148
Axon Enterprise
AXON
$42.1B
$469K 0.11%
686
-27
-4% -$14.7K
BMY icon
149
Bristol-Myers Squibb
BMY
$131B
$466K 0.11%
8,652
-239
-3% -$13.4K
RIO icon
150
Rio Tinto
RIO
$162B
$465K 0.11%
7,346
– –
4 5
6
7 8

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2024 Portfolio in Review

As of Q4 2024, Castle Rock Wealth Management held 262 positions worth $420M, up 0.18% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Castle Rock Wealth Management withdrew a net $28.1M in Q4 2024, closing 29 positions and reducing 117 holdings. Its most notable exit was Invesco S&P 500 Momentum ETF, an estimated $2.26M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Consumer Staples and Communication Services.

Against the trend, Castle Rock Wealth Management opened a new position in ARK 21Shares Bitcoin ETF worth $3.01M.

  • Castle Rock Wealth Management's largest Q4 2024 buy was ARK 21Shares Bitcoin ETF: 92,922 shares worth $3.01M.
  • Castle Rock Wealth Management added most to WisdomTree Floating Rate Treasury Fund in Q4 2024, an estimated $1.31M increase.
  • Castle Rock Wealth Management's biggest Q4 2024 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.8M.
  • Castle Rock Wealth Management fully exited Invesco S&P 500 Momentum ETF in Q4 2024, selling an estimated $2.26M.
  • Castle Rock Wealth Management's ten largest holdings make up 30% of its $420M portfolio in Q4 2024.
  • Castle Rock Wealth Management opened 20 new positions and closed 29 in Q4 2024.
  • Castle Rock Wealth Management's portfolio value rose 0.18% quarter-over-quarter to $420M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2024, filed 5 Mar 2025.