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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+8.04%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$330M
AUM Growth
+$32M
Cap. Flow
+$12.8M
Cap. Flow %
3.88%
Top 10 Hldgs %
33.87%
Holding
242
New
28
Increased
95
Reduced
71
Closed
16

Top Buys

Rank Stock Value
1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$2.49M
2
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.21M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.05M
4
GCOR icon
Goldman Sachs Access US Aggregate Bond ETF
GCOR
+$1.86M
5
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$1.56M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$2.67M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.23M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$1.77M
4
TSLA icon
Tesla
TSLA
+$1.34M
5
GNRC icon
Generac Holdings
GNRC
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 15.32%
2 Consumer Staples 8.24%
3 Healthcare 5.68%
4 Energy 5.36%
5 Communication Services 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYV icon
126
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.99B
$663K 0.2%
8,272
+466
+6% +$34.5K
MCK icon
127
McKesson
MCK
$102B
$648K 0.2%
1,360
+50
+4% +$22.7K
MDLZ icon
128
Mondelez International
MDLZ
$80.1B
$648K 0.2%
8,886
+2
+0% +$137
VNLA icon
129
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$640K 0.19%
13,238
-10,677
-45% -$513K
IYG icon
130
iShares US Financial Services ETF
IYG
$2.21B
$628K 0.19%
10,545
-246
-2% -$13.2K
VZ icon
131
Verizon
VZ
$195B
$620K 0.19%
15,440
+4,383
+40% +$155K
SCHP icon
132
Schwab US TIPS ETF
SCHP
$16.3B
$618K 0.19%
23,834
-5,782
-20% -$147K
QTEC icon
133
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
$609K 0.18%
3,654
-14
-0.4% -$2.18K
LOW icon
134
Lowe's Companies
LOW
$122B
$607K 0.18%
2,860
+47
+2% +$9.53K
NEE icon
135
NextEra Energy
NEE
$176B
$580K 0.18%
9,408
+1,569
+20% +$89.4K
MCO icon
136
Moody's
MCO
$81.9B
$573K 0.17%
1,543
– –
ITW icon
137
Illinois Tool Works
ITW
$84.8B
$570K 0.17%
2,213
+2
+0.1% +$479
OXY icon
138
Occidental Petroleum
OXY
$55.7B
$552K 0.17%
9,418
-100
-1% -$6.1K
RIO icon
139
Rio Tinto
RIO
$162B
$543K 0.16%
7,477
+529
+8% +$35.5K
CVS icon
140
CVS Health
CVS
$123B
$537K 0.16%
6,604
-683
-9% -$48.6K
MO icon
141
Altria Group
MO
$113B
$536K 0.16%
12,952
-4
-0% -$165
MINT icon
142
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$525K 0.16%
5,250
– –
CRM icon
143
Salesforce
CRM
$153B
$503K 0.15%
2,006
+706
+54% +$160K
DIS icon
144
Walt Disney
DIS
$182B
$501K 0.15%
5,531
-34
-0.6% -$3K
SHV icon
145
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$488K 0.15%
4,431
-41
-0.9% -$4.52K
BIL icon
146
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$483K 0.15%
+5,284
New +$484K
AMT icon
147
American Tower
AMT
$79.8B
$480K 0.15%
2,242
-24
-1% -$4.54K
IVV icon
148
iShares Core S&P 500 ETF
IVV
$897B
$473K 0.14%
1,009
– –
XLRE icon
149
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.56B
$445K 0.13%
11,359
-7,454
-40% -$268K
EW icon
150
Edwards Lifesciences
EW
$51.5B
$439K 0.13%
6,042
+1,470
+32% +$102K
4 5
6
7 8

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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, Castle Rock Wealth Management held 242 positions worth $330M, up 11% from $298M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Castle Rock Wealth Management deployed $12.8M of net new capital in Q4 2023, opening 28 new positions and adding to 95 existing holdings. Its largest new stake was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was WisdomTree Floating Rate Treasury Fund, an estimated $2.67M trimmed.

  • Castle Rock Wealth Management's largest Q4 2023 buy was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.
  • Castle Rock Wealth Management added most to Innovator US Equity Power Buffer ETF December in Q4 2023, an estimated $2.49M increase.
  • Castle Rock Wealth Management's biggest Q4 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $2.67M.
  • Castle Rock Wealth Management fully exited Generac Holdings in Q4 2023, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 34% of its $330M portfolio in Q4 2023.
  • Castle Rock Wealth Management opened 28 new positions and closed 16 in Q4 2023.
  • Castle Rock Wealth Management's portfolio value rose 11% quarter-over-quarter to $330M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2023, filed 9 Jan 2024.