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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-1.9%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$298M
AUM Growth
+$5.15M
Cap. Flow
+$14.1M
Cap. Flow %
4.74%
Top 10 Hldgs %
36.87%
Holding
220
New
11
Increased
131
Reduced
31
Closed
6

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.63M
2
NVDA icon
NVIDIA
NVDA
+$4.13M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.42M
4
MSFT icon
Microsoft
MSFT
+$2.8M
5
META icon
Meta Platforms (Facebook)
META
+$2.01M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.4M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$8.76M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.69M
4
ATFV icon
Alger 35 ETF
ATFV
+$1.54M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$519K

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Consumer Staples 8.19%
3 Energy 6.55%
4 Healthcare 5.62%
5 Consumer Discretionary 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
126
Lowe's Companies
LOW
$122B
$565K 0.19%
2,813
+150
+6% +$33.7K
MDLZ icon
127
Mondelez International
MDLZ
$80.1B
$556K 0.19%
8,884
+300
+3% +$21.6K
NVO
128
Novo Nordisk
NVO
$203B
$553K 0.19%
5,992
+794
+15% +$69.9K
IYG icon
129
iShares US Financial Services ETF
IYG
$2.21B
$552K 0.19%
10,791
+6
+0.1% +$325
SLYV icon
130
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.99B
$549K 0.18%
7,806
+95
+1% +$7.34K
MO icon
131
Altria Group
MO
$113B
$544K 0.18%
12,956
+482
+4% +$21.3K
INTC icon
132
Intel
INTC
$503B
$542K 0.18%
15,010
+2
+0% +$70
QTEC icon
133
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
$542K 0.18%
3,668
– –
CWB icon
134
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$532K 0.18%
7,948
+55
+0.7% +$3.83K
DIV icon
135
Global X SuperDividend US ETF
DIV
$781M
$529K 0.18%
33,740
+241
+0.7% +$4.04K
QYLD icon
136
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$529K 0.18%
31,140
-3,529
-10% -$61.9K
MINT icon
137
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$524K 0.18%
5,250
– –
ITW icon
138
Illinois Tool Works
ITW
$84.8B
$520K 0.17%
2,211
+300
+16% +$73.2K
CVS icon
139
CVS Health
CVS
$123B
$510K 0.17%
7,287
-1,715
-19% -$122K
SHV icon
140
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$493K 0.17%
4,472
-139,562
-97% -$15.4M
MCO icon
141
Moody's
MCO
$81.9B
$489K 0.16%
1,543
– –
BMY icon
142
Bristol-Myers Squibb
BMY
$131B
$463K 0.16%
8,173
+389
+5% +$23.8K
DIS icon
143
Walt Disney
DIS
$182B
$458K 0.15%
5,565
+175
+3% +$14.9K
XRT icon
144
State Street SPDR S&P Retail ETF
XRT
$323M
$444K 0.15%
7,550
+760
+11% +$48.7K
IVV icon
145
iShares Core S&P 500 ETF
IVV
$897B
$434K 0.15%
1,009
+248
+33% +$111K
RIO icon
146
Rio Tinto
RIO
$162B
$431K 0.14%
6,948
+21
+0.3% +$1.34K
CAT icon
147
Caterpillar
CAT
$395B
$412K 0.14%
1,549
+690
+80% +$187K
VIG icon
148
Vanguard Dividend Appreciation ETF
VIG
$114B
$402K 0.14%
2,599
+4
+0.2% +$648
IYJ icon
149
iShares US Industrials ETF
IYJ
$2.02B
$393K 0.13%
3,910
– –
UFEB icon
150
Innovator US Equity Ultra Buffer ETF February
UFEB
$240M
$387K 0.13%
14,027
– –
4 5
6
7 8

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Rock Wealth Management held 220 positions worth $298M, up 1.8% from $293M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Castle Rock Wealth Management deployed $14.1M of net new capital in Q3 2023, opening 11 new positions and adding to 131 existing holdings. Its largest new stake was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Energy.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $15.4M trimmed.

  • Castle Rock Wealth Management's largest Q3 2023 buy was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.
  • Castle Rock Wealth Management added most to NVIDIA in Q3 2023, an estimated $4.13M increase.
  • Castle Rock Wealth Management's biggest Q3 2023 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $15.4M.
  • Castle Rock Wealth Management fully exited Vanguard Short-Term Treasury ETF in Q3 2023, selling an estimated $8.76M.
  • Castle Rock Wealth Management's ten largest holdings make up 37% of its $298M portfolio in Q3 2023.
  • Castle Rock Wealth Management opened 11 new positions and closed 6 in Q3 2023.
  • Castle Rock Wealth Management's portfolio value rose 1.8% quarter-over-quarter to $298M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.