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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+4.52%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$280M
AUM Growth
+$56.2M
Cap. Flow
+$56.5M
Cap. Flow %
20.18%
Top 10 Hldgs %
42.53%
Holding
234
New
16
Increased
79
Reduced
74
Closed
20

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.1M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$12.1M
4
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$8.52M
5
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$5.34M

Top Sells

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$2.59M
2
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$1.6M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.59M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.06M
5
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$975K

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.73%
2 Technology 9.95%
3 Energy 6.35%
4 Healthcare 4.52%
5 Financials 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
126
Allstate
ALL
$69.6B
$491K 0.18%
4,146
-166
-4% -$21K
MCK icon
127
McKesson
MCK
$102B
$490K 0.18%
1,261
– –
INTC icon
128
Intel
INTC
$503B
$479K 0.17%
15,908
-122
-0.8% -$3.46K
MCO icon
129
Moody's
MCO
$81.9B
$472K 0.17%
1,543
– –
QTEC icon
130
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
$450K 0.16%
3,666
– –
RIO icon
131
Rio Tinto
RIO
$162B
$450K 0.16%
7,045
+34
+0.5% +$2.47K
FTGC icon
132
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.98B
$443K 0.16%
19,234
-109,099
-85% -$2.59M
PJUL icon
133
Innovator US Equity Power Buffer ETF July
PJUL
$1.26B
$442K 0.16%
13,908
– –
AMT icon
134
American Tower
AMT
$79.8B
$438K 0.16%
2,265
+2
+0.1% +$420
LLY icon
135
Eli Lilly
LLY
$1.06T
$437K 0.16%
1,018
+273
+37% +$92.1K
ITW icon
136
Illinois Tool Works
ITW
$84.8B
$436K 0.16%
1,911
– –
MRNA icon
137
Moderna
MRNA
$21.5B
$424K 0.15%
3,167
-12
-0.4% -$1.98K
XRT icon
138
State Street SPDR S&P Retail ETF
XRT
$323M
$419K 0.15%
6,821
+993
+17% +$65.3K
TRV icon
139
Travelers Companies
TRV
$80.5B
$410K 0.15%
2,234
– –
KMB icon
140
Kimberly-Clark
KMB
$36.1B
$404K 0.14%
2,807
+632
+29% +$82.1K
VIG icon
141
Vanguard Dividend Appreciation ETF
VIG
$114B
$403K 0.14%
2,593
-902
-26% -$138K
QCOM icon
142
Qualcomm
QCOM
$168B
$399K 0.14%
3,774
-7
-0.2% -$870
RA
143
Brookfield Real Assets Income Fund
RA
$706M
$398K 0.14%
23,641
+2,552
+12% +$44.1K
EW icon
144
Edwards Lifesciences
EW
$51.5B
$388K 0.14%
4,371
-582
-12% -$45.7K
IYJ icon
145
iShares US Industrials ETF
IYJ
$2.02B
$385K 0.14%
3,910
– –
TIP icon
146
iShares TIPS Bond ETF
TIP
$14.5B
$384K 0.14%
3,515
– –
T icon
147
AT&T
T
$162B
$382K 0.14%
22,463
+4,622
+26% +$88.3K
TGT icon
148
Target
TGT
$66.8B
$378K 0.13%
2,399
-516
-18% -$84.8K
UFEB icon
149
Innovator US Equity Ultra Buffer ETF February
UFEB
$240M
$374K 0.13%
14,027
-405
-3% -$10.6K
SHM icon
150
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$371K 0.13%
7,850
– –
4 5
6
7 8

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, Castle Rock Wealth Management held 234 positions worth $280M, up 25% from $224M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Castle Rock Wealth Management deployed $56.5M of net new capital in Q1 2023, opening 16 new positions and adding to 79 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was First Trust Global Tactical Commodity Strategy Fund, an estimated $2.59M trimmed.

  • Castle Rock Wealth Management's largest Q1 2023 buy was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.
  • Castle Rock Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2023, an estimated $15.1M increase.
  • Castle Rock Wealth Management's biggest Q1 2023 reduction was First Trust Global Tactical Commodity Strategy Fund, cutting an estimated $2.59M.
  • Castle Rock Wealth Management fully exited Alphabet (Google) Class A in Q1 2023, selling an estimated $1.59M.
  • Castle Rock Wealth Management's ten largest holdings make up 43% of its $280M portfolio in Q1 2023.
  • Castle Rock Wealth Management opened 16 new positions and closed 20 in Q1 2023.
  • Castle Rock Wealth Management's portfolio value rose 25% quarter-over-quarter to $280M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2023, filed 12 May 2023.