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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-3.25%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$198M
AUM Growth
+$2.42M
Cap. Flow
+$13.3M
Cap. Flow %
6.71%
Top 10 Hldgs %
36.58%
Holding
222
New
10
Increased
82
Reduced
66
Closed
23

Top Buys

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.03M
2
SH icon
ProShares Short S&P500
SH
+$7.44M
3
TEL icon
TE Connectivity
TEL
+$834K
4
NET icon
Cloudflare
NET
+$708K
5
MSFT icon
Microsoft
MSFT
+$706K

Top Sells

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$1.55M
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$532K
3
HD icon
Home Depot
HD
+$521K
4
AMGN icon
Amgen
AMGN
+$519K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$443K

Sector Composition

Rank Sector Weight
1 Consumer Staples 12.64%
2 Technology 11.25%
3 Energy 8.68%
4 Financials 5.35%
5 Healthcare 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHM icon
126
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$409K 0.21%
8,850
– –
BNDX icon
127
Vanguard Total International Bond ETF
BNDX
$82.1B
$408K 0.21%
8,654
-197
-2% -$9.79K
BMY icon
128
Bristol-Myers Squibb
BMY
$131B
$405K 0.2%
5,820
+3
+0.1% +$218
NLY icon
129
Annaly Capital Management
NLY
$17.1B
$404K 0.2%
23,922
+6
+0% +$151
EIX icon
130
Edison International
EIX
$25.9B
$402K 0.2%
7,000
– –
PJUL icon
131
Innovator US Equity Power Buffer ETF July
PJUL
$1.26B
$398K 0.2%
13,908
+938
+7% +$28.3K
VIG icon
132
Vanguard Dividend Appreciation ETF
VIG
$114B
$397K 0.2%
2,918
+7
+0.2% +$1.04K
RIO icon
133
Rio Tinto
RIO
$162B
$395K 0.2%
7,034
+13
+0.2% +$749
MRK icon
134
Merck
MRK
$317B
$389K 0.2%
4,277
+8
+0.2% +$714
LMBS icon
135
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$386K 0.19%
8,180
-230
-3% -$11.1K
TDTT icon
136
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
$383K 0.19%
16,278
– –
HBI
137
DELISTED
Hanesbrands
HBI
$378K 0.19%
49,207
+231
+0.5% +$2.27K
UFEB icon
138
Innovator US Equity Ultra Buffer ETF February
UFEB
$240M
$374K 0.19%
14,432
– –
CGW icon
139
Invesco S&P Global Water Index ETF
CGW
$1.08B
$369K 0.19%
8,955
– –
QTEC icon
140
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
$368K 0.19%
3,662
-200
-5% -$24.3K
XRT icon
141
State Street SPDR S&P Retail ETF
XRT
$323M
$361K 0.18%
6,152
-477
-7% -$30.5K
TRV icon
142
Travelers Companies
TRV
$80.5B
$356K 0.18%
2,234
– –
DGRO icon
143
iShares Core Dividend Growth ETF
DGRO
$43.4B
$355K 0.18%
7,952
+45
+0.6% +$2.21K
ITW icon
144
Illinois Tool Works
ITW
$84.8B
$353K 0.18%
1,900
– –
MUNI icon
145
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$353K 0.18%
6,999
+5
+0.1% +$259
EW icon
146
Edwards Lifesciences
EW
$51.5B
$352K 0.18%
4,287
+27
+0.6% +$2.6K
SHV icon
147
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$341K 0.17%
3,105
+16
+0.5% +$1.76K
IYJ icon
148
iShares US Industrials ETF
IYJ
$2.02B
$334K 0.17%
3,910
– –
ESGU icon
149
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$333K 0.17%
4,191
-1,104
-21% -$97.8K
BAC icon
150
Bank of America
BAC
$441B
$327K 0.16%
10,953
+18
+0.2% +$602
4 5
6
7 8

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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Rock Wealth Management held 222 positions worth $198M, up 1.2% from $196M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Castle Rock Wealth Management deployed $13.3M of net new capital in Q3 2022, opening 10 new positions and adding to 82 existing holdings. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,531 shares worth $9.03M.

By sector, the portfolio is most concentrated in Consumer Staples at 13% of assets, down from 14% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was First Trust Global Tactical Commodity Strategy Fund, an estimated $1.55M trimmed.

  • Castle Rock Wealth Management's largest Q3 2022 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,531 shares worth $9.03M.
  • Castle Rock Wealth Management added most to Microsoft in Q3 2022, an estimated $706K increase.
  • Castle Rock Wealth Management's biggest Q3 2022 reduction was First Trust Global Tactical Commodity Strategy Fund, cutting an estimated $1.55M.
  • Castle Rock Wealth Management fully exited Vanguard Mortgage-Backed Securities ETF in Q3 2022, selling an estimated $532K.
  • Castle Rock Wealth Management's ten largest holdings make up 37% of its $198M portfolio in Q3 2022.
  • Castle Rock Wealth Management opened 10 new positions and closed 23 in Q3 2022.
  • Castle Rock Wealth Management's portfolio value rose 1.2% quarter-over-quarter to $198M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2022, filed 14 Oct 2022.