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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$245M
AUM Growth
-$46.9M
Cap. Flow
-$26.7M
Cap. Flow %
-10.88%
Top 10 Hldgs %
22.7%
Holding
280
New
25
Increased
96
Reduced
94
Closed
35

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$1.44M
2
CI icon
Cigna
CI
+$1.31M
3
SWK icon
Stanley Black & Decker
SWK
+$1.3M
4
TSLA icon
Tesla
TSLA
+$1.23M
5
INTC icon
Intel
INTC
+$1.11M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$3.07M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$2.27M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.06M
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.05M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M

Sector Composition

Rank Sector Weight
1 Technology 14.95%
2 Financials 8.07%
3 Healthcare 6.5%
4 Consumer Discretionary 6.45%
5 Consumer Staples 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
126
Automatic Data Processing
ADP
$107B
$543K 0.22%
2,499
+1
+0% +$226
NOW icon
127
ServiceNow
NOW
$121B
$541K 0.22%
5,330
-3,705
-41% -$486K
FINX icon
128
Global X FinTech ETF
FINX
$173M
$537K 0.22%
16,252
-5,238
-24% -$248K
XRT icon
129
State Street SPDR S&P Retail ETF
XRT
$329M
$536K 0.22%
6,928
+273
+4% +$25.7K
RBLX icon
130
Roblox
RBLX
$25.9B
$522K 0.21%
7,568
-6,558
-46% -$637K
PDEC icon
131
Innovator US Equity Power Buffer ETF December
PDEC
$995M
$521K 0.21%
+17,005
New +$529K
RIO icon
132
Rio Tinto
RIO
$165B
$514K 0.21%
6,906
-15,158
-69% -$981K
CGW icon
133
Invesco S&P Global Water Index ETF
CGW
$1.08B
$513K 0.21%
9,455
-600
-6% -$35.4K
AXON
134
Axon Enterprise
AXON
$49.1B
$509K 0.21%
3,825
-2,091
-35% -$351K
FDX icon
135
FedEx
FDX
$73.5B
$506K 0.21%
+2,064
New +$495K
BNDX icon
136
Vanguard Total International Bond ETF
BNDX
$82.3B
$504K 0.21%
9,197
-1,274
-12% -$72.4K
USFR
137
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$502K 0.2%
20,000
– –
BAC icon
138
Bank of America
BAC
$442B
$500K 0.2%
11,134
+795
+8% +$36.2K
CHWY icon
139
Chewy
CHWY
$9.84B
$500K 0.2%
13,150
-397
-3% -$26K
ROP icon
140
Roper Technologies
ROP
$39B
$497K 0.2%
1,134
+3
+0.3% +$1.43K
TTD icon
141
Trade Desk
TTD
$8.91B
$497K 0.2%
8,355
-6,033
-42% -$528K
MAR icon
142
Marriott International
MAR
$94.2B
$473K 0.19%
3,011
-7
-0.2% -$1.1K
IONS icon
143
Ionis Pharmaceuticals
IONS
$9.01B
$466K 0.19%
15,593
– –
VIG icon
144
Vanguard Dividend Appreciation ETF
VIG
$114B
$466K 0.19%
2,916
-265
-8% -$43.7K
DIS icon
145
Walt Disney
DIS
$177B
$444K 0.18%
3,238
+940
+41% +$152K
EIX icon
146
Edison International
EIX
$26.3B
$441K 0.18%
7,000
– –
HON icon
147
Honeywell
HON
$78.6B
$440K 0.18%
2,274
-75
-3% -$15.1K
SHM icon
148
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$431K 0.18%
8,850
– –
DGRO icon
149
iShares Core Dividend Growth ETF
DGRO
$43.4B
$428K 0.17%
8,095
+446
+6% +$23.8K
PH icon
150
Parker-Hannifin
PH
$126B
$428K 0.17%
1,366
+4
+0.3% +$1.24K
4 5
6
7 8

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Rock Wealth Management held 280 positions worth $245M, down 16% from $292M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $26.7M in Q4 2021, closing 35 positions and reducing 94 holdings. Its most notable exit was ARK Innovation ETF, an estimated $3.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Allstate worth $1.45M.

  • Castle Rock Wealth Management's largest Q4 2021 buy was Allstate: 12,147 shares worth $1.45M.
  • Castle Rock Wealth Management added most to Tesla in Q4 2021, an estimated $1.23M increase.
  • Castle Rock Wealth Management's biggest Q4 2021 reduction was iShares US Medical Devices ETF, cutting an estimated $2.27M.
  • Castle Rock Wealth Management fully exited ARK Innovation ETF in Q4 2021, selling an estimated $3.07M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $245M portfolio in Q4 2021.
  • Castle Rock Wealth Management opened 25 new positions and closed 35 in Q4 2021.
  • Castle Rock Wealth Management's portfolio value fell 16% quarter-over-quarter to $245M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2021, filed 2 Feb 2022.