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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$19.5M
Cap. Flow
-$31M
Cap. Flow %
-10.62%
Top 10 Hldgs %
22.57%
Holding
273
New
24
Increased
122
Reduced
81
Closed
19

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$3.48M
2
AMGN icon
Amgen
AMGN
+$1.43M
3
SPG icon
Simon Property Group
SPG
+$1.28M
4
ABT icon
Abbott
ABT
+$1.11M
5
CRWD icon
CrowdStrike
CRWD
+$1.07M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$20.8M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$13.9M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.39M
4
SCCO icon
Southern Copper
SCCO
+$1.17M
5
LPX icon
Louisiana-Pacific
LPX
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 17.92%
2 Financials 7.27%
3 Consumer Discretionary 6.74%
4 Healthcare 5.71%
5 Consumer Staples 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPN icon
126
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.13B
$669K 0.23%
+16,790
New +$635K
WFC icon
127
Wells Fargo
WFC
$266B
$665K 0.23%
13,068
-6,160
-32% -$285K
MCO icon
128
Moody's
MCO
$81.6B
$661K 0.23%
1,708
– –
DLS icon
129
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$647K 0.22%
8,550
+600
+8% +$45.7K
AMT icon
130
American Tower
AMT
$79.6B
$635K 0.22%
2,280
+1
+0% +$285
ACN icon
131
Accenture
ACN
$104B
$634K 0.22%
1,728
+108
+7% +$35.1K
PFXF icon
132
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$634K 0.22%
+29,149
New +$625K
MRNA icon
133
Moderna
MRNA
$21.6B
$620K 0.21%
2,533
+1,825
+258% +$673K
CGW icon
134
Invesco S&P Global Water Index ETF
CGW
$1.08B
$608K 0.21%
10,055
+600
+6% +$34.5K
ZM icon
135
Zoom
ZM
$29.5B
$601K 0.21%
2,314
-547
-19% -$184K
BNDX icon
136
Vanguard Total International Bond ETF
BNDX
$82.1B
$597K 0.2%
10,471
-778
-7% -$44.8K
MINT icon
137
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$596K 0.2%
5,850
– –
PLTR icon
138
Palantir
PLTR
$375B
$585K 0.2%
21,861
-48
-0.2% -$1.17K
AMRC icon
139
Ameresco
AMRC
$1.37B
$576K 0.2%
6,051
-12
-0.2% -$790
ADP icon
140
Automatic Data Processing
ADP
$108B
$568K 0.19%
2,498
– –
ABNB icon
141
Airbnb
ABNB
$89.3B
$562K 0.19%
+2,808
New +$429K
ROP icon
142
Roper Technologies
ROP
$38.9B
$553K 0.19%
1,131
+4
+0.4% +$1.92K
USXF icon
143
iShares ESG Advanced MSCI USA ETF
USXF
$1.47B
$553K 0.19%
13,953
+2,295
+20% +$85.5K
MEDP icon
144
Medpace
MEDP
$16.4B
$551K 0.19%
2,454
+345
+16% +$62.9K
ENPH icon
145
Enphase Energy
ENPH
$5.21B
$547K 0.19%
2,264
+1
+0% +$172
PG icon
146
Procter & Gamble
PG
$339B
$547K 0.19%
3,776
-14
-0.4% -$1.98K
IONS icon
147
Ionis Pharmaceuticals
IONS
$8.98B
$544K 0.19%
15,593
– –
ED icon
148
Consolidated Edison
ED
$39.9B
$532K 0.18%
6,905
– –
VIG icon
149
Vanguard Dividend Appreciation ETF
VIG
$114B
$532K 0.18%
3,181
+156
+5% +$24.9K
VXF icon
150
Vanguard Extended Market ETF
VXF
$31.2B
$528K 0.18%
2,639
+1
+0% +$187
4 5
6
7 8

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PWMG
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PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Rock Wealth Management held 273 positions worth $292M, up 7.2% from $273M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $31M in Q3 2021, closing 19 positions and reducing 81 holdings. Its most notable exit was Southern Copper, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in Simon Property Group worth $1.65M.

  • Castle Rock Wealth Management's largest Q3 2021 buy was Simon Property Group: 9,838 shares worth $1.65M.
  • Castle Rock Wealth Management added most to First Trust Global Tactical Commodity Strategy Fund in Q3 2021, an estimated $3.48M increase.
  • Castle Rock Wealth Management's biggest Q3 2021 reduction was NVIDIA, cutting an estimated $20.8M.
  • Castle Rock Wealth Management fully exited Southern Copper in Q3 2021, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $292M portfolio in Q3 2021.
  • Castle Rock Wealth Management opened 24 new positions and closed 19 in Q3 2021.
  • Castle Rock Wealth Management's portfolio value rose 7.2% quarter-over-quarter to $292M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.