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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$153M
AUM Growth
-$18.1M
Cap. Flow
-$21.9M
Cap. Flow %
-14.35%
Top 10 Hldgs %
24.08%
Holding
226
New
34
Increased
91
Reduced
33
Closed
64

Top Buys

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.12M
2
CVX icon
Chevron
CVX
+$1.93M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$1.67M
4
NVDA icon
NVIDIA
NVDA
+$1.49M
5
MGF
Aberdeen Government Markets Income Fund
MGF
+$1.3M

Top Sells

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$5.15M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.85M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.58M
4
VPU
Vanguard Utilities ETF
VPU
+$2.55M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Consumer Discretionary 8.66%
3 Healthcare 5.73%
4 Financials 4.44%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKX icon
126
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$353K 0.23%
23,234
+5,174
+29% +$79.4K
VEEV icon
127
Veeva Systems
VEEV
$37.6B
$349K 0.23%
1,185
+67
+6% +$17.7K
ITW icon
128
Illinois Tool Works
ITW
$85.2B
$337K 0.22%
1,662
+89
+6% +$16.9K
SRE icon
129
Sempra
SRE
$55.9B
$324K 0.21%
+4,996
New +$308K
TGT icon
130
Target
TGT
$66.9B
$312K 0.2%
1,912
+373
+24% +$51.2K
SHV icon
131
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$299K 0.2%
2,698
-21,056
-89% -$2.33M
W icon
132
Wayfair
W
$14.7B
$298K 0.2%
+1,102
New +$302K
POOL icon
133
Pool Corp
POOL
$7.56B
$296K 0.19%
832
+45
+6% +$13.9K
RIO icon
134
Rio Tinto
RIO
$165B
$296K 0.19%
4,922
– –
PH icon
135
Parker-Hannifin
PH
$136B
$293K 0.19%
+1,319
New +$259K
BA icon
136
Boeing
BA
$183B
$271K 0.18%
1,654
-1,811
-52% -$309K
IBB icon
137
iShares Biotechnology ETF
IBB
$9.65B
$269K 0.18%
2,002
+493
+33% +$66.9K
MDB icon
138
MongoDB
MDB
$31.9B
$264K 0.17%
+1,061
New +$230K
T icon
139
AT&T
T
$164B
$259K 0.17%
12,800
-5,430
-30% -$121K
MAR icon
140
Marriott International
MAR
$93.2B
$258K 0.17%
2,715
-5,228
-66% -$493K
O icon
141
Realty Income
O
$59.3B
$255K 0.17%
+4,412
New +$261K
QRVO icon
142
Qorvo
QRVO
$8.56B
$255K 0.17%
1,886
+77
+4% +$9.55K
ENPH icon
143
Enphase Energy
ENPH
$5.42B
$253K 0.17%
+2,489
New +$167K
NFLX icon
144
Netflix
NFLX
$309B
$248K 0.16%
5,070
+220
+5% +$10.9K
JPM icon
145
JPMorgan Chase
JPM
$947B
$246K 0.16%
+2,472
New +$243K
XYZ
146
Block Inc
XYZ
$47.7B
$246K 0.16%
+1,385
New +$196K
BABA icon
147
Alibaba
BABA
$306B
$216K 0.14%
+701
New +$185K
ICSH icon
148
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
$216K 0.14%
4,270
-23,624
-85% -$1.19M
EW icon
149
Edwards Lifesciences
EW
$51.7B
$211K 0.14%
+2,524
New +$197K
MTUM icon
150
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
$209K 0.14%
+1,401
New +$200K
4 5
6
7 8

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Castle Rock Wealth Management held 226 positions worth $153M, down 11% from $171M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management withdrew a net $21.9M in Q3 2020, closing 64 positions and reducing 33 holdings. Its most notable exit was iShares 1-3 Year Treasury Bond ETF, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Innovator US Equity Ultra Buffer ETF September worth $3.16M.

  • Castle Rock Wealth Management's largest Q3 2020 buy was Innovator US Equity Ultra Buffer ETF September: 120,384 shares worth $3.16M.
  • Castle Rock Wealth Management added most to Chevron in Q3 2020, an estimated $1.93M increase.
  • Castle Rock Wealth Management's biggest Q3 2020 reduction was Goldman Sachs Access Treasury 0-1 Year ETF, cutting an estimated $5.15M.
  • Castle Rock Wealth Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2020, selling an estimated $1.58M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $153M portfolio in Q3 2020.
  • Castle Rock Wealth Management opened 34 new positions and closed 64 in Q3 2020.
  • Castle Rock Wealth Management's portfolio value fell 11% quarter-over-quarter to $153M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2020, filed 7 Dec 2020.