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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+6.63%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$111M
AUM Growth
+$14.7M
Cap. Flow
+$6.93M
Cap. Flow %
6.25%
Top 10 Hldgs %
21.18%
Holding
176
New
18
Increased
90
Reduced
37
Closed
9

Top Buys

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$1.25M
2
UDEC
Innovator US Equity Ultra Buffer ETF December
UDEC
+$890K
3
SRET icon
Global X SuperDividend REIT ETF
SRET
+$711K
4
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$705K
5
PG icon
Procter & Gamble
PG
+$703K

Top Sells

Rank Stock Value
1
GLOP
GASLOG PARTNERS LP
GLOP
+$1.71M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$751K
3
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$722K
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$692K
5
CVS icon
CVS Health
CVS
+$624K

Sector Composition

Rank Sector Weight
1 Technology 11.49%
2 Healthcare 8.76%
3 Financials 6.78%
4 Consumer Discretionary 6.35%
5 Communication Services 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIO icon
126
Rio Tinto
RIO
$158B
$285K 0.26%
5,290
-18
-0.3% -$976
MMM icon
127
3M
MMM
$90.9B
$284K 0.26%
2,093
-14
-0.7% -$1.96K
XLF icon
128
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$284K 0.26%
9,138
+1,363
+18% +$40K
MA icon
129
Mastercard
MA
$502B
$279K 0.25%
844
+26
+3% +$7.33K
NKX icon
130
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$272K 0.25%
17,060
– –
CGW icon
131
Invesco S&P Global Water Index ETF
CGW
$1.05B
$266K 0.24%
+6,150
New +$243K
IGM icon
132
iShares Expanded Tech Sector ETF
IGM
$10B
$265K 0.24%
6,000
– –
STNE icon
133
StoneCo
STNE
$2.77B
$261K 0.24%
6,486
+129
+2% +$4.72K
CVS icon
134
CVS Health
CVS
$133B
$260K 0.23%
3,520
-8,886
-72% -$624K
IBB icon
135
iShares Biotechnology ETF
IBB
$9.34B
$260K 0.23%
2,117
-13
-0.6% -$1.45K
BAC icon
136
Bank of America
BAC
$435B
$259K 0.23%
7,462
-4
-0.1% -$129
VTI icon
137
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$257K 0.23%
1,507
+205
+16% +$32.1K
MTUM icon
138
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$251K 0.23%
1,866
-34
-2% -$4.13K
ETV
139
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$247K 0.22%
16,142
– –
ACC
140
DELISTED
American Campus Communities, Inc.
ACC
$239K 0.22%
5,094
-14
-0.3% -$670
ISTB icon
141
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$236K 0.21%
4,650
+100
+2% +$5.04K
CVY icon
142
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$229K 0.21%
10,100
+450
+5% +$10.2K
KMB icon
143
Kimberly-Clark
KMB
$36.3B
$228K 0.21%
1,571
-1
-0.1% -$135
LMT icon
144
Lockheed Martin
LMT
$134B
$227K 0.2%
+517
New +$198K
MEDP icon
145
Medpace
MEDP
$16.1B
$227K 0.2%
+2,341
New +$181K
VCIT icon
146
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$227K 0.2%
2,443
+6
+0.2% +$547
COP icon
147
ConocoPhillips
COP
$147B
$226K 0.2%
+3,857
New +$227K
JPST icon
148
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$226K 0.2%
4,477
– –
DAY
149
DELISTED
Dayforce
DAY
$226K 0.2%
3,297
-575
-15% -$31.8K
RA
150
Brookfield Real Assets Income Fund
RA
$708M
$223K 0.2%
10,004
+208
+2% +$4.63K
4 5
6
7 8

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Castle Rock Wealth Management held 176 positions worth $111M, up 15% from $96.3M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Rock Wealth Management deployed $6.93M of net new capital in Q4 2019, opening 18 new positions and adding to 90 existing holdings. Its largest new stake was Thermo Fisher Scientific: 4,130 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $751K trimmed.

  • Castle Rock Wealth Management's largest Q4 2019 buy was Thermo Fisher Scientific: 4,130 shares worth $1.4M.
  • Castle Rock Wealth Management added most to Procter & Gamble in Q4 2019, an estimated $703K increase.
  • Castle Rock Wealth Management's biggest Q4 2019 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $751K.
  • Castle Rock Wealth Management fully exited GASLOG PARTNERS LP in Q4 2019, selling an estimated $1.71M.
  • Castle Rock Wealth Management's ten largest holdings make up 21% of its $111M portfolio in Q4 2019.
  • Castle Rock Wealth Management opened 18 new positions and closed 9 in Q4 2019.
  • Castle Rock Wealth Management's portfolio value rose 15% quarter-over-quarter to $111M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.