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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$96.3M
AUM Growth
+$6.17M
Cap. Flow
+$4.15M
Cap. Flow %
4.31%
Top 10 Hldgs %
23.81%
Holding
199
New
54
Increased
29
Reduced
71
Closed
41

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.26M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.06M
3
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.34M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.02M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$969K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.33M
2
STOR
STORE Capital Corporation
STOR
+$1.82M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$916K
4
SHOP icon
Shopify
SHOP
+$894K
5
XYZ
Block Inc
XYZ
+$730K

Sector Composition

Rank Sector Weight
1 Technology 10.38%
2 Healthcare 8.2%
3 Financials 7.41%
4 Consumer Discretionary 6.45%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETV
126
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$243K 0.25%
16,142
-3,024
-16% -$45.2K
ACC
127
DELISTED
American Campus Communities, Inc.
ACC
$240K 0.25%
5,108
-1,722
-25% -$81.4K
IBB icon
128
iShares Biotechnology ETF
IBB
$9.21B
$234K 0.24%
2,130
-677
-24% -$70.9K
XLF icon
129
State Street Financial Select Sector SPDR ETF
XLF
$57.6B
$231K 0.24%
+7,775
New +$215K
IGM icon
130
iShares Expanded Tech Sector ETF
IGM
$10B
$229K 0.24%
+6,000
New +$219K
ISTB icon
131
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$229K 0.24%
+4,550
New +$229K
MTUM icon
132
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$229K 0.24%
1,900
-34
-2% -$4.1K
MA icon
133
Mastercard
MA
$502B
$227K 0.24%
818
-1,039
-56% -$286K
JPST icon
134
JPMorgan Ultra-Short Income ETF
JPST
$40.4B
$226K 0.23%
4,477
-5,703
-56% -$288K
STNE icon
135
StoneCo
STNE
$2.77B
$224K 0.23%
6,357
-4,002
-39% -$133K
CVY icon
136
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$223K 0.23%
+9,650
New +$212K
RA
137
Brookfield Real Assets Income Fund
RA
$708M
$221K 0.23%
9,796
+157
+2% +$3.48K
MGV icon
138
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
$220K 0.23%
+2,600
New +$209K
VCIT icon
139
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$220K 0.23%
+2,437
New +$221K
ICSH icon
140
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.14B
$219K 0.23%
4,347
-4,894
-53% -$246K
RDVY icon
141
First Trust Rising Dividend Achievers ETF
RDVY
$24.9B
$216K 0.22%
6,256
-1,211
-16% -$37.9K
GOVI icon
142
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$215K 0.22%
+5,500
New +$193K
WMT icon
143
Walmart Inc
WMT
$885B
$215K 0.22%
+5,415
New +$204K
EMLP icon
144
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$209K 0.22%
+8,560
New +$216K
PPL
145
PPL Corp
PPL
$26.5B
$209K 0.22%
6,222
-942
-13% -$28.5K
DAY
146
DELISTED
Dayforce
DAY
$209K 0.22%
3,872
-4,231
-52% -$221K
KMB icon
147
Kimberly-Clark
KMB
$36.3B
$206K 0.21%
1,572
-121
-7% -$16.6K
GDV icon
148
Gabelli Dividend & Income Trust
GDV
$2.6B
$204K 0.21%
+9,622
New +$206K
VTI icon
149
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$204K 0.21%
+1,302
New +$196K
EW icon
150
Edwards Lifesciences
EW
$49.6B
$203K 0.21%
2,592
-915
-26% -$64.3K
4 5
6
7 8

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MCA
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NIEF
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HIM
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MCM
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CTAF
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Castle Rock Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Castle Rock Wealth Management held 199 positions worth $96.3M, up 6.8% from $90.1M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management deployed $4.15M of net new capital in Q3 2019, opening 54 new positions and adding to 29 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Chevron, an estimated $3.33M trimmed.

  • Castle Rock Wealth Management's largest Q3 2019 buy was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.
  • Castle Rock Wealth Management added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q3 2019, an estimated $2.06M increase.
  • Castle Rock Wealth Management's biggest Q3 2019 reduction was Chevron, cutting an estimated $3.33M.
  • Castle Rock Wealth Management fully exited STORE Capital Corporation in Q3 2019, selling an estimated $1.82M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $96.3M portfolio in Q3 2019.
  • Castle Rock Wealth Management opened 54 new positions and closed 41 in Q3 2019.
  • Castle Rock Wealth Management's portfolio value rose 6.8% quarter-over-quarter to $96.3M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2019, filed 13 Nov 2019.