We are live on ! Find out more
CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$420M
AUM Growth
+$752K
Cap. Flow
-$28.1M
Cap. Flow %
-6.69%
Top 10 Hldgs %
30.13%
Holding
262
New
20
Increased
77
Reduced
117
Closed
29

Top Buys

Rank Stock Value
1
ARKB icon
ARK 21Shares Bitcoin ETF
ARKB
+$2.57M
2
IRDM icon
Iridium Communications
IRDM
+$1.8M
3
UBER icon
Uber
UBER
+$1.32M
4
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.31M
5
NVBW icon
AllianzIM U.S. Equity Buffer20 Nov ETF
NVBW
+$1.28M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.8M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.51M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$2.26M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$2.25M
5
PLTR icon
Palantir
PLTR
+$2.23M

Sector Composition

Rank Sector Weight
1 Technology 21.14%
2 Consumer Staples 7.82%
3 Communication Services 6.72%
4 Financials 5.94%
5 Consumer Discretionary 5.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
101
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.7B
$1.12M 0.27%
2,504
-53
-2% -$22.9K
PJUL icon
102
Innovator US Equity Power Buffer ETF July
PJUL
$1.27B
$1.1M 0.26%
26,220
-656
-2% -$26.9K
WDAY icon
103
Workday
WDAY
$42.1B
$1.09M 0.26%
+4,219
New +$1.08M
CL icon
104
Colgate-Palmolive
CL
$74.4B
$1.04M 0.25%
12,145
-14
-0.1% -$1.34K
MOAT icon
105
VanEck Morningstar Wide Moat ETF
MOAT
$12.2B
$990K 0.24%
10,807
-115
-1% -$11.1K
UNOV icon
106
Innovator US Equity Ultra Buffer ETF November
UNOV
$109M
$981K 0.23%
27,753
-852
-3% -$29.4K
JANW icon
107
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$350M
$977K 0.23%
28,535
+17,730
+164% +$590K
PEP icon
108
PepsiCo
PEP
$189B
$956K 0.23%
6,664
-2,512
-27% -$412K
RDDT icon
109
Reddit
RDDT
$29.9B
$948K 0.23%
+4,826
New +$596K
AUGW icon
110
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
$136M
$939K 0.22%
31,465
-678
-2% -$19.8K
CLIP icon
111
Global X 1-3 Month T-Bill ETF
CLIP
$2.58B
$930K 0.22%
9,277
-957
-9% -$96K
MCD icon
112
McDonald's
MCD
$195B
$922K 0.22%
2,989
-27
-0.9% -$8.05K
GSC icon
113
Goldman Sachs Small Cap Equity ETF
GSC
$300M
$912K 0.22%
17,509
+1,400
+9% +$74.8K
JULW icon
114
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
$252M
$910K 0.22%
25,412
-159
-0.6% -$5.55K
MARW icon
115
AllianzIM U.S. Equity Buffer20 Mar ETF
MARW
$87.8M
$909K 0.22%
28,764
– –
JEPI icon
116
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$885K 0.21%
14,949
-2,641
-15% -$157K
QQEW icon
117
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$858K 0.2%
6,364
-100
-2% -$12.8K
PAUG icon
118
Innovator US Equity Power Buffer ETF August
PAUG
$865M
$837K 0.2%
21,286
-700
-3% -$26.8K
MCO icon
119
Moody's
MCO
$83.8B
$809K 0.19%
1,547
– –
PG icon
120
Procter & Gamble
PG
$341B
$807K 0.19%
4,955
-459
-8% -$78.2K
MCK icon
121
McKesson
MCK
$103B
$802K 0.19%
1,350
-19
-1% -$10.6K
OKE icon
122
Oneok
OKE
$55B
$781K 0.19%
7,983
-95
-1% -$9.72K
ADBE icon
123
Adobe
ADBE
$103B
$762K 0.18%
1,656
-3
-0.2% -$1.49K
ED icon
124
Consolidated Edison
ED
$40B
$753K 0.18%
7,935
+10
+0.1% +$985
NOBL icon
125
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$742K 0.18%
14,638
-2,010
-12% -$106K
3 4
5
6 7

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2024 Portfolio in Review

As of Q4 2024, Castle Rock Wealth Management held 262 positions worth $420M, up 0.18% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Castle Rock Wealth Management withdrew a net $28.1M in Q4 2024, closing 29 positions and reducing 117 holdings. Its most notable exit was Invesco S&P 500 Momentum ETF, an estimated $2.26M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Consumer Staples and Communication Services.

Against the trend, Castle Rock Wealth Management opened a new position in ARK 21Shares Bitcoin ETF worth $3.01M.

  • Castle Rock Wealth Management's largest Q4 2024 buy was ARK 21Shares Bitcoin ETF: 92,922 shares worth $3.01M.
  • Castle Rock Wealth Management added most to WisdomTree Floating Rate Treasury Fund in Q4 2024, an estimated $1.31M increase.
  • Castle Rock Wealth Management's biggest Q4 2024 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.8M.
  • Castle Rock Wealth Management fully exited Invesco S&P 500 Momentum ETF in Q4 2024, selling an estimated $2.26M.
  • Castle Rock Wealth Management's ten largest holdings make up 30% of its $420M portfolio in Q4 2024.
  • Castle Rock Wealth Management opened 20 new positions and closed 29 in Q4 2024.
  • Castle Rock Wealth Management's portfolio value rose 0.18% quarter-over-quarter to $420M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2024, filed 5 Mar 2025.