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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+10.29%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$366M
AUM Growth
+$36.2M
Cap. Flow
+$16.4M
Cap. Flow %
4.47%
Top 10 Hldgs %
30.82%
Holding
244
New
18
Increased
136
Reduced
58
Closed
12

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$2.81M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$2.18M
3
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$2.05M
4
MA icon
Mastercard
MA
+$1.71M
5
PLTR icon
Palantir
PLTR
+$1.6M

Top Sells

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$3.97M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.08M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.58M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2M
5
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$1.65M

Sector Composition

Rank Sector Weight
1 Technology 17.23%
2 Consumer Staples 7.81%
3 Financials 5.96%
4 Healthcare 5.56%
5 Communication Services 5.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPG icon
101
Simon Property Group
SPG
$71.9B
$1.12M 0.31%
7,978
+645
+9% +$94.6K
DIA icon
102
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.3B
$1.1M 0.3%
2,900
-70
-2% -$27K
POCT icon
103
Innovator US Equity Power Buffer ETF October
POCT
$971M
$1.09M 0.3%
29,231
– –
MDY icon
104
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$1.09M 0.3%
2,082
+129
+7% +$66.8K
BAM icon
105
Brookfield Asset Management
BAM
$84.9B
$1.07M 0.29%
+27,930
New +$1.13M
ABBV icon
106
AbbVie
ABBV
$431B
$1.05M 0.29%
6,473
+431
+7% +$74.3K
PG icon
107
Procter & Gamble
PG
$342B
$1.02M 0.28%
6,248
-5
-0.1% -$784
PJUL icon
108
Innovator US Equity Power Buffer ETF July
PJUL
$1.26B
$1.02M 0.28%
27,075
– –
PAVE icon
109
Global X US Infrastructure Development ETF
PAVE
$15.1B
$1.01M 0.28%
27,101
+404
+2% +$14.6K
OIH icon
110
VanEck Oil Services ETF
OIH
$1.94B
$991K 0.27%
3,213
+178
+6% +$54K
RSP icon
111
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
$970K 0.26%
6,038
+74
+1% +$11.9K
UNOV icon
112
Innovator US Equity Ultra Buffer ETF November
UNOV
$109M
$943K 0.26%
28,907
-175
-0.6% -$5.63K
IBM icon
113
IBM
IBM
$220B
$938K 0.26%
5,710
+89
+2% +$16.2K
LQD icon
114
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$934K 0.26%
8,892
+486
+6% +$52.8K
ADP icon
115
Automatic Data Processing
ADP
$109B
$911K 0.25%
3,683
+4
+0.1% +$977
DVN icon
116
Devon Energy
DVN
$49.7B
$905K 0.25%
17,959
+2,711
+18% +$120K
MCD icon
117
McDonald's
MCD
$196B
$881K 0.24%
3,211
+30
+0.9% +$8.72K
THNQ icon
118
ROBO Global Artificial Intelligence ETF
THNQ
$441M
$868K 0.24%
+20,913
New +$894K
MARW icon
119
AllianzIM U.S. Equity Buffer20 Mar ETF
MARW
$87.8M
$845K 0.23%
+29,867
New +$844K
CIBR icon
120
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.1B
$831K 0.23%
+15,395
New +$865K
NOBL icon
121
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$802K 0.22%
16,564
+94
+0.6% +$4.53K
PFFV icon
122
Global X Variable Rate Preferred ETF
PFFV
$303M
$800K 0.22%
34,174
-3,222
-9% -$76K
IWM icon
123
iShares Russell 2000 ETF
IWM
$82.1B
$798K 0.22%
4,066
+70
+2% +$14K
QQEW icon
124
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.79B
$780K 0.21%
6,705
– –
PFXF icon
125
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$773K 0.21%
45,084
+2,792
+7% +$49K
3 4
5
6 7

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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q1 2024 Portfolio in Review

As of Q1 2024, Castle Rock Wealth Management held 244 positions worth $366M, up 11% from $330M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Castle Rock Wealth Management deployed $16.4M of net new capital in Q1 2024, opening 18 new positions and adding to 136 existing holdings. Its largest new stake was Janus Henderson AAA CLO ETF: 55,616 shares worth $2.81M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares 0-3 Month Treasury Bond ETF, an estimated $3.97M trimmed.

  • Castle Rock Wealth Management's largest Q1 2024 buy was Janus Henderson AAA CLO ETF: 55,616 shares worth $2.81M.
  • Castle Rock Wealth Management added most to WisdomTree Floating Rate Treasury Fund in Q1 2024, an estimated $2.18M increase.
  • Castle Rock Wealth Management's biggest Q1 2024 reduction was iShares 0-3 Month Treasury Bond ETF, cutting an estimated $3.97M.
  • Castle Rock Wealth Management fully exited iShares 10-20 Year Treasury Bond ETF in Q1 2024, selling an estimated $1.65M.
  • Castle Rock Wealth Management's ten largest holdings make up 31% of its $366M portfolio in Q1 2024.
  • Castle Rock Wealth Management opened 18 new positions and closed 12 in Q1 2024.
  • Castle Rock Wealth Management's portfolio value rose 11% quarter-over-quarter to $366M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2024, filed 13 May 2024.