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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+8.04%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$330M
AUM Growth
+$32M
Cap. Flow
+$12.8M
Cap. Flow %
3.88%
Top 10 Hldgs %
33.87%
Holding
242
New
28
Increased
95
Reduced
71
Closed
16

Top Buys

Rank Stock Value
1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$2.49M
2
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.21M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.05M
4
GCOR icon
Goldman Sachs Access US Aggregate Bond ETF
GCOR
+$1.86M
5
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$1.56M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$2.67M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.23M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$1.77M
4
TSLA icon
Tesla
TSLA
+$1.34M
5
GNRC icon
Generac Holdings
GNRC
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 15.32%
2 Consumer Staples 8.24%
3 Healthcare 5.68%
4 Energy 5.36%
5 Communication Services 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNOV icon
101
Innovator US Equity Ultra Buffer ETF November
UNOV
$109M
$916K 0.28%
29,082
– –
LQD icon
102
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$914K 0.28%
+8,406
New +$875K
ICE icon
103
Intercontinental Exchange
ICE
$84.1B
$910K 0.28%
7,245
-25
-0.3% -$2.83K
IBM icon
104
IBM
IBM
$222B
$895K 0.27%
5,621
+286
+5% +$43.2K
PAVE icon
105
Global X US Infrastructure Development ETF
PAVE
$15.1B
$889K 0.27%
26,697
+770
+3% +$24K
PFFV icon
106
Global X Variable Rate Preferred ETF
PFFV
$304M
$868K 0.26%
37,396
-9,386
-20% -$213K
TTD icon
107
Trade Desk
TTD
$8.91B
$864K 0.26%
12,714
+47
+0.4% +$3.45K
PFE icon
108
Pfizer
PFE
$147B
$863K 0.26%
29,503
+1,327
+5% +$40.1K
ADP icon
109
Automatic Data Processing
ADP
$107B
$863K 0.26%
3,679
+1
+0% +$233
QYLD icon
110
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$825K 0.25%
48,287
+17,147
+55% +$292K
TEL icon
111
TE Connectivity
TEL
$63.1B
$801K 0.24%
6,054
-29
-0.5% -$3.73K
VDE icon
112
Vanguard Energy ETF
VDE
$9.69B
$795K 0.24%
6,749
+746
+12% +$89.4K
NOBL icon
113
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$774K 0.23%
16,470
-36
-0.2% -$1.61K
IWM icon
114
iShares Russell 2000 ETF
IWM
$82.5B
$771K 0.23%
+3,996
New +$716K
CCI icon
115
Crown Castle
CCI
$32.3B
$771K 0.23%
6,793
+78
+1% +$7.99K
QQEW icon
116
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$765K 0.23%
6,705
-180
-3% -$19.4K
ED icon
117
Consolidated Edison
ED
$40B
$756K 0.23%
8,117
-588
-7% -$52.5K
PJAN icon
118
Innovator US Equity Power Buffer ETF January
PJAN
$1.45B
$750K 0.23%
20,325
– –
TSLA icon
119
Tesla
TSLA
$1.27T
$747K 0.23%
3,148
-5,658
-64% -$1.34M
USMV icon
120
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$736K 0.22%
9,469
– –
PFXF icon
121
VanEck Preferred Securities ex Financials ETF
PFXF
$2.46B
$727K 0.22%
42,292
+185
+0.4% +$3.06K
PAUG icon
122
Innovator US Equity Power Buffer ETF August
PAUG
$865M
$720K 0.22%
21,842
– –
DVN icon
123
Devon Energy
DVN
$48.5B
$696K 0.21%
15,248
-75
-0.5% -$3.43K
INTC icon
124
Intel
INTC
$510B
$695K 0.21%
14,852
-158
-1% -$6.42K
FVD icon
125
First Trust Value Line Dividend Fund
FVD
$8.37B
$694K 0.21%
17,218
-300
-2% -$11.5K
3 4
5
6 7

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PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
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HIM
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MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, Castle Rock Wealth Management held 242 positions worth $330M, up 11% from $298M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Castle Rock Wealth Management deployed $12.8M of net new capital in Q4 2023, opening 28 new positions and adding to 95 existing holdings. Its largest new stake was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was WisdomTree Floating Rate Treasury Fund, an estimated $2.67M trimmed.

  • Castle Rock Wealth Management's largest Q4 2023 buy was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.
  • Castle Rock Wealth Management added most to Innovator US Equity Power Buffer ETF December in Q4 2023, an estimated $2.49M increase.
  • Castle Rock Wealth Management's biggest Q4 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $2.67M.
  • Castle Rock Wealth Management fully exited Generac Holdings in Q4 2023, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 34% of its $330M portfolio in Q4 2023.
  • Castle Rock Wealth Management opened 28 new positions and closed 16 in Q4 2023.
  • Castle Rock Wealth Management's portfolio value rose 11% quarter-over-quarter to $330M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2023, filed 9 Jan 2024.