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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-1.9%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$298M
AUM Growth
+$5.15M
Cap. Flow
+$14.1M
Cap. Flow %
4.74%
Top 10 Hldgs %
36.87%
Holding
220
New
11
Increased
131
Reduced
31
Closed
6

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.63M
2
NVDA icon
NVIDIA
NVDA
+$4.13M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.42M
4
MSFT icon
Microsoft
MSFT
+$2.8M
5
META icon
Meta Platforms (Facebook)
META
+$2.01M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.4M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$8.76M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.69M
4
ATFV icon
Alger 35 ETF
ATFV
+$1.54M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$519K

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Consumer Staples 8.19%
3 Energy 6.55%
4 Healthcare 5.62%
5 Consumer Discretionary 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNOV icon
101
Innovator US Equity Power Buffer ETF November
PNOV
$893M
$769K 0.26%
23,249
– –
IBM icon
102
IBM
IBM
$220B
$758K 0.25%
5,335
+206
+4% +$29.3K
TEL icon
103
TE Connectivity
TEL
$63B
$752K 0.25%
6,083
-71
-1% -$9.49K
ED icon
104
Consolidated Edison
ED
$39.9B
$745K 0.25%
8,705
– –
SPG icon
105
Simon Property Group
SPG
$72.1B
$737K 0.25%
7,021
+2,233
+47% +$262K
SCHP icon
106
Schwab US TIPS ETF
SCHP
$16.3B
$736K 0.25%
29,616
-2,008
-6% -$51.8K
DT icon
107
Dynatrace
DT
$14.1B
$728K 0.24%
+15,025
New +$738K
VDE icon
108
Vanguard Energy ETF
VDE
$9.81B
$726K 0.24%
6,003
+706
+13% +$86.4K
NOBL icon
109
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$718K 0.24%
16,506
+276
+2% +$13K
MCD icon
110
McDonald's
MCD
$196B
$716K 0.24%
2,879
+21
+0.7% +$5.99K
QQEW icon
111
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.79B
$716K 0.24%
6,885
– –
PJAN icon
112
Innovator US Equity Power Buffer ETF January
PJAN
$1.45B
$708K 0.24%
20,325
– –
SMH icon
113
VanEck Semiconductor ETF
SMH
$72.6B
$700K 0.23%
4,725
+186
+4% +$28.2K
PDEC icon
114
Innovator US Equity Power Buffer ETF December
PDEC
$995M
$691K 0.23%
21,342
-103
-0.5% -$3.44K
USMV icon
115
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$683K 0.23%
9,469
-49
-0.5% -$3.65K
PAUG icon
116
Innovator US Equity Power Buffer ETF August
PAUG
$865M
$679K 0.23%
21,842
+14,850
+212% +$469K
DVN icon
117
Devon Energy
DVN
$49.4B
$673K 0.23%
15,323
-2,260
-13% -$114K
PFXF icon
118
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$669K 0.22%
42,107
+3,159
+8% +$54.4K
FVD icon
119
First Trust Value Line Dividend Fund
FVD
$8.37B
$647K 0.22%
17,518
– –
XLRE icon
120
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.58B
$632K 0.21%
18,813
+106
+0.6% +$3.92K
CCI icon
121
Crown Castle
CCI
$33.2B
$609K 0.2%
6,715
+970
+17% +$100K
MCK icon
122
McKesson
MCK
$101B
$586K 0.2%
1,310
+49
+4% +$20.6K
OXY icon
123
Occidental Petroleum
OXY
$55.7B
$585K 0.2%
9,518
+299
+3% +$18.8K
LLY icon
124
Eli Lilly
LLY
$1.05T
$580K 0.19%
1,042
+23
+2% +$11.9K
ITA icon
125
iShares US Aerospace & Defense ETF
ITA
$14.7B
$578K 0.19%
5,564
+105
+2% +$12K
3 4
5
6 7

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Rock Wealth Management held 220 positions worth $298M, up 1.8% from $293M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Castle Rock Wealth Management deployed $14.1M of net new capital in Q3 2023, opening 11 new positions and adding to 131 existing holdings. Its largest new stake was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Energy.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $15.4M trimmed.

  • Castle Rock Wealth Management's largest Q3 2023 buy was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.
  • Castle Rock Wealth Management added most to NVIDIA in Q3 2023, an estimated $4.13M increase.
  • Castle Rock Wealth Management's biggest Q3 2023 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $15.4M.
  • Castle Rock Wealth Management fully exited Vanguard Short-Term Treasury ETF in Q3 2023, selling an estimated $8.76M.
  • Castle Rock Wealth Management's ten largest holdings make up 37% of its $298M portfolio in Q3 2023.
  • Castle Rock Wealth Management opened 11 new positions and closed 6 in Q3 2023.
  • Castle Rock Wealth Management's portfolio value rose 1.8% quarter-over-quarter to $298M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.