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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+4.52%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$280M
AUM Growth
+$56.2M
Cap. Flow
+$56.5M
Cap. Flow %
20.18%
Top 10 Hldgs %
42.53%
Holding
234
New
16
Increased
79
Reduced
74
Closed
20

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.1M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$12.1M
4
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$8.52M
5
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$5.34M

Top Sells

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$2.59M
2
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$1.6M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.59M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.06M
5
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$975K

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.73%
2 Technology 9.95%
3 Energy 6.35%
4 Healthcare 4.52%
5 Financials 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
101
Netflix
NFLX
$307B
$622K 0.22%
18,720
-540
-3% -$17.9K
PFXF icon
102
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$621K 0.22%
36,217
+2,845
+9% +$50.6K
CCI icon
103
Crown Castle
CCI
$32.7B
$614K 0.22%
5,241
-63
-1% -$8.71K
SPG icon
104
Simon Property Group
SPG
$71.9B
$607K 0.22%
5,702
+431
+8% +$51.5K
QYLD icon
105
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$597K 0.21%
34,263
-58,487
-63% -$975K
VDE icon
106
Vanguard Energy ETF
VDE
$9.84B
$590K 0.21%
+5,336
New +$633K
MO icon
107
Altria Group
MO
$113B
$579K 0.21%
12,474
+1,737
+16% +$79.9K
CRWD icon
108
CrowdStrike
CRWD
$211B
$577K 0.21%
17,776
-952
-5% -$27.5K
ITA icon
109
iShares US Aerospace & Defense ETF
ITA
$14.6B
$570K 0.2%
5,073
-319
-6% -$36.3K
DIV icon
110
Global X SuperDividend US ETF
DIV
$781M
$570K 0.2%
34,501
+554
+2% +$10.2K
SMH icon
111
VanEck Semiconductor ETF
SMH
$71.8B
$564K 0.2%
9,160
+5,092
+125% +$611K
CVS icon
112
CVS Health
CVS
$123B
$551K 0.2%
7,876
+972
+14% +$81.5K
IBM icon
113
IBM
IBM
$220B
$551K 0.2%
4,544
-237
-5% -$31.7K
CWB icon
114
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$544K 0.19%
8,222
+1,791
+28% +$120K
LOW icon
115
Lowe's Companies
LOW
$122B
$544K 0.19%
2,626
-134
-5% -$27.2K
DIS icon
116
Walt Disney
DIS
$182B
$542K 0.19%
5,314
-150
-3% -$15.1K
NEE icon
117
NextEra Energy
NEE
$176B
$535K 0.19%
7,075
-1,201
-15% -$92.4K
MRK icon
118
Merck
MRK
$317B
$533K 0.19%
4,539
+46
+1% +$4.97K
IYG icon
119
iShares US Financial Services ETF
IYG
$2.21B
$533K 0.19%
10,779
+9
+0.1% +$491
SLYV icon
120
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.99B
$531K 0.19%
7,342
-721
-9% -$57.3K
BMY icon
121
Bristol-Myers Squibb
BMY
$131B
$529K 0.19%
7,784
+1,111
+17% +$78.4K
OXY icon
122
Occidental Petroleum
OXY
$55.7B
$522K 0.19%
8,850
+194
+2% +$12.1K
MINT icon
123
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$521K 0.19%
5,250
– –
EIX icon
124
Edison International
EIX
$25.9B
$515K 0.18%
7,000
– –
ABBV icon
125
AbbVie
ABBV
$431B
$497K 0.18%
3,384
+15
+0.4% +$2.29K
3 4
5
6 7

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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, Castle Rock Wealth Management held 234 positions worth $280M, up 25% from $224M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Castle Rock Wealth Management deployed $56.5M of net new capital in Q1 2023, opening 16 new positions and adding to 79 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was First Trust Global Tactical Commodity Strategy Fund, an estimated $2.59M trimmed.

  • Castle Rock Wealth Management's largest Q1 2023 buy was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.
  • Castle Rock Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2023, an estimated $15.1M increase.
  • Castle Rock Wealth Management's biggest Q1 2023 reduction was First Trust Global Tactical Commodity Strategy Fund, cutting an estimated $2.59M.
  • Castle Rock Wealth Management fully exited Alphabet (Google) Class A in Q1 2023, selling an estimated $1.59M.
  • Castle Rock Wealth Management's ten largest holdings make up 43% of its $280M portfolio in Q1 2023.
  • Castle Rock Wealth Management opened 16 new positions and closed 20 in Q1 2023.
  • Castle Rock Wealth Management's portfolio value rose 25% quarter-over-quarter to $280M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2023, filed 12 May 2023.