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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$224M
AUM Growth
+$25.3M
Cap. Flow
+$6.51M
Cap. Flow %
2.91%
Top 10 Hldgs %
32.94%
Holding
235
New
36
Increased
73
Reduced
79
Closed
17

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.96M
2
NOC icon
Northrop Grumman
NOC
+$1.29M
3
LMT icon
Lockheed Martin
LMT
+$1.22M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.12M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$971K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$8.19M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.01M
3
NET icon
Cloudflare
NET
+$596K
4
NVDA icon
NVIDIA
NVDA
+$587K
5
TTD icon
Trade Desk
TTD
+$577K

Sector Composition

Rank Sector Weight
1 Consumer Staples 12.34%
2 Technology 10.83%
3 Energy 9.25%
4 Financials 5.84%
5 Healthcare 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
101
NextEra Energy
NEE
$179B
$632K 0.28%
8,276
+454
+6% +$36.7K
AVGO icon
102
Broadcom
AVGO
$1.99T
$621K 0.28%
10,380
+390
+4% +$19.6K
MRNA icon
103
Moderna
MRNA
$22.5B
$614K 0.27%
+3,179
New +$520K
IYG icon
104
iShares US Financial Services ETF
IYG
$2.22B
$613K 0.27%
10,770
+9
+0.1% +$472
ITA icon
105
iShares US Aerospace & Defense ETF
ITA
$14.8B
$613K 0.27%
+5,392
New +$574K
PFXF icon
106
VanEck Preferred Securities ex Financials ETF
PFXF
$2.46B
$606K 0.27%
33,372
+933
+3% +$15.9K
CVS icon
107
CVS Health
CVS
$126B
$605K 0.27%
6,904
+829
+14% +$80K
DIS icon
108
Walt Disney
DIS
$177B
$600K 0.27%
5,464
-263
-5% -$25.2K
FALN icon
109
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$597K 0.27%
23,456
-1,346
-5% -$32.8K
BND icon
110
Vanguard Total Bond Market
BND
$158B
$589K 0.26%
7,941
-319
-4% -$22.9K
AMD icon
111
Advanced Micro Devices
AMD
$786B
$584K 0.26%
7,767
-269
-3% -$17.8K
OXY icon
112
Occidental Petroleum
OXY
$53.5B
$581K 0.26%
8,656
+1,508
+21% +$103K
RIO icon
113
Rio Tinto
RIO
$165B
$564K 0.25%
7,011
-23
-0.3% -$1.45K
LOW icon
114
Lowe's Companies
LOW
$123B
$557K 0.25%
2,760
-192
-7% -$38.4K
ALL icon
115
Allstate
ALL
$68.1B
$555K 0.25%
4,312
-206
-5% -$26.9K
MDLZ icon
116
Mondelez International
MDLZ
$79.9B
$554K 0.25%
8,584
– –
RSPN icon
117
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.15B
$550K 0.25%
14,715
-890
-6% -$31.2K
VIG icon
118
Vanguard Dividend Appreciation ETF
VIG
$114B
$543K 0.24%
3,495
+577
+20% +$86K
MINT icon
119
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$522K 0.23%
5,250
-600
-10% -$59.2K
QCOM icon
120
Qualcomm
QCOM
$165B
$507K 0.23%
3,781
-195
-5% -$22.8K
AMT icon
121
American Tower
AMT
$78.3B
$500K 0.22%
2,263
+1
+0% +$208
ABBV icon
122
AbbVie
ABBV
$435B
$497K 0.22%
3,369
-196
-5% -$30.1K
MCO icon
123
Moody's
MCO
$83.8B
$491K 0.22%
1,543
-165
-10% -$45.1K
SMH icon
124
VanEck Semiconductor ETF
SMH
$71.6B
$490K 0.22%
+4,068
New +$414K
CRWD icon
125
CrowdStrike
CRWD
$214B
$489K 0.22%
+18,728
New +$641K
3 4
5
6 7

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PP
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MCA
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MC
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HIM
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MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, Castle Rock Wealth Management held 235 positions worth $224M, up 13% from $198M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Castle Rock Wealth Management's Q4 2022 filing shows 36 new, 73 increased, 79 reduced and 17 closed positions. Its largest new stake was Northrop Grumman: 2,478 shares worth $1.1M. The largest sale was ProShares Short S&P500, an estimated $8.19M.

By sector, the portfolio is most concentrated in Consumer Staples at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

  • Castle Rock Wealth Management's largest Q4 2022 buy was Northrop Grumman: 2,478 shares worth $1.1M.
  • Castle Rock Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $1.96M increase.
  • Castle Rock Wealth Management's biggest Q4 2022 reduction was NVIDIA, cutting an estimated $587K.
  • Castle Rock Wealth Management fully exited ProShares Short S&P500 in Q4 2022, selling an estimated $8.19M.
  • Castle Rock Wealth Management's ten largest holdings make up 33% of its $224M portfolio in Q4 2022.
  • Castle Rock Wealth Management opened 36 new positions and closed 17 in Q4 2022.
  • Castle Rock Wealth Management's portfolio value rose 13% quarter-over-quarter to $224M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.