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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+0.58%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$217M
AUM Growth
-$27.9M
Cap. Flow
-$34.9M
Cap. Flow %
-16.06%
Top 10 Hldgs %
26.68%
Holding
263
New
19
Increased
53
Reduced
124
Closed
24

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.55M
2
OIH icon
VanEck Oil Services ETF
OIH
+$2.1M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$1.74M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$1M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$1,000K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$2.85M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$2.34M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$2.26M
4
UNP icon
Union Pacific
UNP
+$1.58M
5
COST icon
Costco
COST
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 12.25%
2 Financials 6.66%
3 Consumer Discretionary 6.48%
4 Consumer Staples 6.39%
5 Healthcare 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
101
Annaly Capital Management
NLY
$17.1B
$633K 0.29%
24,164
-396
-2% -$11.8K
IYG icon
102
iShares US Financial Services ETF
IYG
$2.21B
$631K 0.29%
10,746
+6
+0.1% +$378
CWB icon
103
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$621K 0.29%
8,241
-156
-2% -$11.9K
EW icon
104
Edwards Lifesciences
EW
$51.5B
$621K 0.29%
4,990
+1,286
+35% +$144K
DIS icon
105
Walt Disney
DIS
$182B
$616K 0.28%
4,708
+1,470
+45% +$213K
BND icon
106
Vanguard Total Bond Market
BND
$157B
$613K 0.28%
8,031
-8,354
-51% -$682K
NAC icon
107
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$608K 0.28%
49,528
-1,826
-4% -$25.6K
SPG icon
108
Simon Property Group
SPG
$71.9B
$598K 0.28%
4,555
-5,560
-55% -$792K
TIP icon
109
iShares TIPS Bond ETF
TIP
$14.5B
$598K 0.28%
4,957
-113
-2% -$14.2K
AMT icon
110
American Tower
AMT
$79.8B
$590K 0.27%
2,281
– –
AVGO icon
111
Broadcom
AVGO
$2T
$589K 0.27%
9,850
-16,000
-62% -$950K
MINT icon
112
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$584K 0.27%
5,850
– –
LOW icon
113
Lowe's Companies
LOW
$122B
$576K 0.27%
2,839
-3,958
-58% -$910K
ADP icon
114
Automatic Data Processing
ADP
$109B
$574K 0.26%
2,499
– –
CVS icon
115
CVS Health
CVS
$123B
$571K 0.26%
5,496
-1,861
-25% -$196K
CRM icon
116
Salesforce
CRM
$153B
$570K 0.26%
2,980
-677
-19% -$146K
MCO icon
117
Moody's
MCO
$81.9B
$570K 0.26%
1,708
– –
RIO icon
118
Rio Tinto
RIO
$162B
$567K 0.26%
7,026
+120
+2% +$9.11K
ARKW icon
119
ARK Web x.0 ETF
ARKW
$1.71B
$562K 0.26%
7,052
-51
-0.7% -$4.61K
NEE icon
120
NextEra Energy
NEE
$176B
$550K 0.25%
6,716
-2,361
-26% -$189K
XRT icon
121
State Street SPDR S&P Retail ETF
XRT
$323M
$545K 0.25%
6,928
– –
QCOM icon
122
Qualcomm
QCOM
$168B
$539K 0.25%
3,818
-4,952
-56% -$831K
DXCM icon
123
DexCom
DXCM
$31.3B
$536K 0.25%
4,360
-4,352
-50% -$476K
DLS icon
124
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$532K 0.24%
7,900
– –
PDEC icon
125
Innovator US Equity Power Buffer ETF December
PDEC
$994M
$527K 0.24%
17,005
– –
3 4
5
6 7

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, Castle Rock Wealth Management held 263 positions worth $217M, down 11% from $245M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Rock Wealth Management withdrew a net $34.9M in Q1 2022, closing 24 positions and reducing 124 holdings. Its most notable exit was First Trust Smith Opportunistic Fixed Income ETF, an estimated $2.26M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in VanEck Oil Services ETF worth $2.61M.

  • Castle Rock Wealth Management's largest Q1 2022 buy was VanEck Oil Services ETF: 8,573 shares worth $2.61M.
  • Castle Rock Wealth Management added most to State Street Energy Select Sector SPDR ETF in Q1 2022, an estimated $2.55M increase.
  • Castle Rock Wealth Management's biggest Q1 2022 reduction was NVIDIA, cutting an estimated $2.85M.
  • Castle Rock Wealth Management fully exited First Trust Smith Opportunistic Fixed Income ETF in Q1 2022, selling an estimated $2.26M.
  • Castle Rock Wealth Management's ten largest holdings make up 27% of its $217M portfolio in Q1 2022.
  • Castle Rock Wealth Management opened 19 new positions and closed 24 in Q1 2022.
  • Castle Rock Wealth Management's portfolio value fell 11% quarter-over-quarter to $217M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2022, filed 25 Apr 2022.