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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$245M
AUM Growth
-$46.9M
Cap. Flow
-$26.7M
Cap. Flow %
-10.88%
Top 10 Hldgs %
22.7%
Holding
280
New
25
Increased
96
Reduced
94
Closed
35

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$1.44M
2
CI icon
Cigna
CI
+$1.31M
3
SWK icon
Stanley Black & Decker
SWK
+$1.3M
4
TSLA icon
Tesla
TSLA
+$1.23M
5
INTC icon
Intel
INTC
+$1.11M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$3.07M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$2.27M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.06M
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.05M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M

Sector Composition

Rank Sector Weight
1 Technology 14.95%
2 Financials 8.07%
3 Healthcare 6.5%
4 Consumer Discretionary 6.45%
5 Consumer Staples 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
101
Palo Alto Networks
PANW
$300B
$727K 0.3%
9,024
-9,318
-51% -$806K
VMBS icon
102
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$725K 0.3%
13,884
-441
-3% -$23.4K
IYH icon
103
iShares US Healthcare ETF
IYH
$3.47B
$721K 0.29%
+13,200
New +$754K
QTEC icon
104
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.92B
$717K 0.29%
4,757
-440
-8% -$75.1K
TAN icon
105
Invesco Solar ETF
TAN
$1.46B
$709K 0.29%
11,119
+46
+0.4% +$4.03K
DIV icon
106
Global X SuperDividend US ETF
DIV
$779M
$680K 0.28%
+32,966
New +$669K
IYG icon
107
iShares US Financial Services ETF
IYG
$2.22B
$667K 0.27%
10,740
+456
+4% +$29.7K
FVD icon
108
First Trust Value Line Dividend Fund
FVD
$8.36B
$661K 0.27%
15,920
-2,000
-11% -$82.8K
RSPN icon
109
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.15B
$655K 0.27%
17,620
+830
+5% +$32.1K
ARKW icon
110
ARK Web x.0 ETF
ARKW
$1.76B
$648K 0.26%
7,103
+58
+0.8% +$8.2K
U icon
111
Unity
U
$15.8B
$647K 0.26%
6,056
-61
-1% -$9.32K
MCD icon
112
McDonald's
MCD
$191B
$646K 0.26%
2,538
-586
-19% -$148K
TIP icon
113
iShares TIPS Bond ETF
TIP
$14.5B
$639K 0.26%
5,070
-271
-5% -$34.9K
CWB icon
114
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$638K 0.26%
8,397
-9,900
-54% -$848K
IHI icon
115
iShares US Medical Devices ETF
IHI
$3.32B
$635K 0.26%
10,731
-35,519
-77% -$2.27M
LQD icon
116
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$629K 0.26%
4,879
-6,912
-59% -$919K
VCR icon
117
Vanguard Consumer Discretionary ETF
VCR
$6.31B
$627K 0.26%
2,101
+93
+5% +$31.2K
MA icon
118
Mastercard
MA
$502B
$613K 0.25%
1,727
-735
-30% -$254K
ACN icon
119
Accenture
ACN
$104B
$612K 0.25%
1,823
+95
+5% +$34.6K
PG icon
120
Procter & Gamble
PG
$339B
$601K 0.25%
3,695
-81
-2% -$12K
MINT icon
121
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$593K 0.24%
5,850
– –
MCO icon
122
Moody's
MCO
$84.1B
$584K 0.24%
1,708
– –
ED icon
123
Consolidated Edison
ED
$39.6B
$571K 0.23%
6,905
– –
DLS icon
124
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$560K 0.23%
7,900
-650
-8% -$47.9K
AMT icon
125
American Tower
AMT
$78.2B
$558K 0.23%
2,281
+1
+0% +$273
3 4
5
6 7

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PWMG
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PP
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MCA
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MC
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HIM
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MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Rock Wealth Management held 280 positions worth $245M, down 16% from $292M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $26.7M in Q4 2021, closing 35 positions and reducing 94 holdings. Its most notable exit was ARK Innovation ETF, an estimated $3.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Allstate worth $1.45M.

  • Castle Rock Wealth Management's largest Q4 2021 buy was Allstate: 12,147 shares worth $1.45M.
  • Castle Rock Wealth Management added most to Tesla in Q4 2021, an estimated $1.23M increase.
  • Castle Rock Wealth Management's biggest Q4 2021 reduction was iShares US Medical Devices ETF, cutting an estimated $2.27M.
  • Castle Rock Wealth Management fully exited ARK Innovation ETF in Q4 2021, selling an estimated $3.07M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $245M portfolio in Q4 2021.
  • Castle Rock Wealth Management opened 25 new positions and closed 35 in Q4 2021.
  • Castle Rock Wealth Management's portfolio value fell 16% quarter-over-quarter to $245M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2021, filed 2 Feb 2022.