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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$19.5M
Cap. Flow
-$31M
Cap. Flow %
-10.62%
Top 10 Hldgs %
22.57%
Holding
273
New
24
Increased
122
Reduced
81
Closed
19

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$3.48M
2
AMGN icon
Amgen
AMGN
+$1.43M
3
SPG icon
Simon Property Group
SPG
+$1.28M
4
ABT icon
Abbott
ABT
+$1.11M
5
CRWD icon
CrowdStrike
CRWD
+$1.07M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$20.8M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$13.9M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.39M
4
SCCO icon
Southern Copper
SCCO
+$1.17M
5
LPX icon
Louisiana-Pacific
LPX
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 17.92%
2 Financials 7.27%
3 Consumer Discretionary 6.74%
4 Healthcare 5.71%
5 Consumer Staples 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBI
101
DELISTED
Hanesbrands
HBI
$871K 0.3%
48,920
+13
+0% +$244
LULU icon
102
lululemon athletica
LULU
$14B
$867K 0.3%
1,859
+149
+9% +$59.7K
NOBL icon
103
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$864K 0.3%
18,048
+1,086
+6% +$50.1K
MA icon
104
Mastercard
MA
$500B
$861K 0.29%
2,462
+482
+24% +$175K
BABA icon
105
Alibaba
BABA
$308B
$849K 0.29%
+5,236
New +$953K
ITOT icon
106
iShares Core S&P Total US Stock Market ETF
ITOT
$97.3B
$846K 0.29%
7,860
+110
+1% +$11.1K
ATVI
107
DELISTED
Activision Blizzard
ATVI
$837K 0.29%
+12,531
New +$1.05M
GOOGL icon
108
Alphabet (Google) Class A
GOOGL
$4.43T
$829K 0.28%
5,560
-200
-3% -$27.2K
HYG icon
109
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$820K 0.28%
9,379
+805
+9% +$70.6K
FALN icon
110
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$806K 0.28%
26,593
+358
+1% +$10.8K
NLY icon
111
Annaly Capital Management
NLY
$17.1B
$802K 0.27%
23,182
+2,006
+9% +$69.1K
MCD icon
112
McDonald's
MCD
$195B
$791K 0.27%
3,124
+104
+3% +$24.8K
NEE icon
113
NextEra Energy
NEE
$179B
$779K 0.27%
9,206
-2,210
-19% -$178K
BRK.B icon
114
Berkshire Hathaway Class B
BRK.B
$1.12T
$763K 0.26%
2,642
+65
+3% +$18.3K
VMBS icon
115
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$762K 0.26%
14,325
+740
+5% +$39.5K
NEAR icon
116
iShares Short Maturity Bond ETF
NEAR
$4.85B
$755K 0.26%
15,095
+1,010
+7% +$50.6K
FVD icon
117
First Trust Value Line Dividend Fund
FVD
$8.37B
$747K 0.26%
17,920
+1,000
+6% +$40.6K
PCAR icon
118
PACCAR
PCAR
$70.2B
$731K 0.25%
12,336
– –
LOUP
119
Innovator Deepwater Frontier Tech ETF
LOUP
$213M
$726K 0.25%
12,338
+676
+6% +$35.2K
CVS icon
120
CVS Health
CVS
$126B
$707K 0.24%
7,538
+953
+14% +$79.8K
VCR icon
121
Vanguard Consumer Discretionary ETF
VCR
$6.3B
$706K 0.24%
+2,008
New +$637K
TIP icon
122
iShares TIPS Bond ETF
TIP
$14.5B
$695K 0.24%
5,341
-65
-1% -$8.38K
IYG icon
123
iShares US Financial Services ETF
IYG
$2.22B
$691K 0.24%
10,284
+201
+2% +$12.6K
VWO icon
124
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$689K 0.24%
13,407
+13
+0.1% +$672
XRT icon
125
State Street SPDR S&P Retail ETF
XRT
$329M
$676K 0.23%
6,655
+177
+3% +$16.8K
3 4
5
6 7

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PWMG
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PP
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MCA
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MC
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HIM
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MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Rock Wealth Management held 273 positions worth $292M, up 7.2% from $273M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $31M in Q3 2021, closing 19 positions and reducing 81 holdings. Its most notable exit was Southern Copper, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in Simon Property Group worth $1.65M.

  • Castle Rock Wealth Management's largest Q3 2021 buy was Simon Property Group: 9,838 shares worth $1.65M.
  • Castle Rock Wealth Management added most to First Trust Global Tactical Commodity Strategy Fund in Q3 2021, an estimated $3.48M increase.
  • Castle Rock Wealth Management's biggest Q3 2021 reduction was NVIDIA, cutting an estimated $20.8M.
  • Castle Rock Wealth Management fully exited Southern Copper in Q3 2021, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $292M portfolio in Q3 2021.
  • Castle Rock Wealth Management opened 24 new positions and closed 19 in Q3 2021.
  • Castle Rock Wealth Management's portfolio value rose 7.2% quarter-over-quarter to $292M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.