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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$153M
AUM Growth
-$18.1M
Cap. Flow
-$21.9M
Cap. Flow %
-14.35%
Top 10 Hldgs %
24.08%
Holding
226
New
34
Increased
91
Reduced
33
Closed
64

Top Buys

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.12M
2
CVX icon
Chevron
CVX
+$1.93M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$1.67M
4
NVDA icon
NVIDIA
NVDA
+$1.49M
5
MGF
Aberdeen Government Markets Income Fund
MGF
+$1.3M

Top Sells

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$5.15M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.85M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.58M
4
VPU
Vanguard Utilities ETF
VPU
+$2.55M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Consumer Discretionary 8.66%
3 Healthcare 5.73%
4 Financials 4.44%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDVY icon
101
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$517K 0.34%
15,249
+8,613
+130% +$280K
PGZ
102
Principal Real Estate Income Fund
PGZ
$68.5M
$516K 0.34%
+49,470
New +$576K
SEDG icon
103
SolarEdge
SEDG
$1.99B
$515K 0.34%
1,841
+315
+21% +$60.5K
TSLA icon
104
Tesla
TSLA
$1.26T
$499K 0.33%
3,543
+243
+7% +$28.7K
GOOGL icon
105
Alphabet (Google) Class A
GOOGL
$4.38T
$498K 0.33%
6,280
+1,420
+29% +$108K
SKYY icon
106
First Trust Cloud Computing ETF
SKYY
$3.01B
$496K 0.33%
+6,056
New +$470K
QTEC icon
107
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
$492K 0.32%
4,020
-3,998
-50% -$462K
KMB icon
108
Kimberly-Clark
KMB
$36.1B
$487K 0.32%
3,280
+454
+16% +$68.2K
UL icon
109
Unilever
UL
$137B
$484K 0.32%
6,981
-226
-3% -$15.1K
CCI icon
110
Crown Castle
CCI
$32.7B
$480K 0.31%
2,934
+1,410
+93% +$233K
BLK icon
111
Blackrock
BLK
$175B
$468K 0.31%
737
+30
+4% +$17.1K
AGM icon
112
Federal Agricultural Mortgage
AGM
$2.57B
$467K 0.31%
6,818
+435
+7% +$28.1K
JPS
113
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$452K 0.3%
50,290
+4,192
+9% +$37.3K
EBIZ icon
114
Global X E-commerce ETF
EBIZ
$29M
$451K 0.3%
+15,979
New +$427K
HEAL
115
Global X Funds Global X HealthTech ETF
HEAL
$29.1M
$450K 0.29%
+8,741
New +$421K
BRK.B icon
116
Berkshire Hathaway Class B
BRK.B
$1.13T
$449K 0.29%
2,136
-1,014
-32% -$207K
ICE icon
117
Intercontinental Exchange
ICE
$84.1B
$440K 0.29%
4,420
+1,708
+63% +$168K
CVS icon
118
CVS Health
CVS
$123B
$432K 0.28%
7,299
-2,955
-29% -$184K
EIX icon
119
Edison International
EIX
$25.9B
$413K 0.27%
+7,000
New +$373K
ROP icon
120
Roper Technologies
ROP
$39.3B
$408K 0.27%
969
+219
+29% +$91.1K
GILD icon
121
Gilead Sciences
GILD
$162B
$407K 0.27%
6,767
+1,046
+18% +$72.5K
QQQ icon
122
Invesco QQQ Trust
QQQ
$479B
$403K 0.26%
1,417
-9,524
-87% -$2.58M
VRTX icon
123
Vertex Pharmaceuticals
VRTX
$123B
$390K 0.26%
1,845
+328
+22% +$90.5K
ACN icon
124
Accenture
ACN
$105B
$372K 0.24%
1,597
+512
+47% +$117K
ADP icon
125
Automatic Data Processing
ADP
$109B
$354K 0.23%
2,413
+2
+0.1% +$280
3 4
5
6 7

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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Castle Rock Wealth Management held 226 positions worth $153M, down 11% from $171M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management withdrew a net $21.9M in Q3 2020, closing 64 positions and reducing 33 holdings. Its most notable exit was iShares 1-3 Year Treasury Bond ETF, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Innovator US Equity Ultra Buffer ETF September worth $3.16M.

  • Castle Rock Wealth Management's largest Q3 2020 buy was Innovator US Equity Ultra Buffer ETF September: 120,384 shares worth $3.16M.
  • Castle Rock Wealth Management added most to Chevron in Q3 2020, an estimated $1.93M increase.
  • Castle Rock Wealth Management's biggest Q3 2020 reduction was Goldman Sachs Access Treasury 0-1 Year ETF, cutting an estimated $5.15M.
  • Castle Rock Wealth Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2020, selling an estimated $1.58M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $153M portfolio in Q3 2020.
  • Castle Rock Wealth Management opened 34 new positions and closed 64 in Q3 2020.
  • Castle Rock Wealth Management's portfolio value fell 11% quarter-over-quarter to $153M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2020, filed 7 Dec 2020.