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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+6.63%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$111M
AUM Growth
+$14.7M
Cap. Flow
+$6.93M
Cap. Flow %
6.25%
Top 10 Hldgs %
21.18%
Holding
176
New
18
Increased
90
Reduced
37
Closed
9

Top Buys

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$1.25M
2
UDEC
Innovator US Equity Ultra Buffer ETF December
UDEC
+$890K
3
SRET icon
Global X SuperDividend REIT ETF
SRET
+$711K
4
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$705K
5
PG icon
Procter & Gamble
PG
+$703K

Top Sells

Rank Stock Value
1
GLOP
GASLOG PARTNERS LP
GLOP
+$1.71M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$751K
3
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$722K
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$692K
5
CVS icon
CVS Health
CVS
+$624K

Sector Composition

Rank Sector Weight
1 Technology 11.49%
2 Healthcare 8.76%
3 Financials 6.78%
4 Consumer Discretionary 6.35%
5 Communication Services 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
101
Boeing
BA
$171B
$423K 0.38%
1,230
-1,169
-49% -$414K
MGK icon
102
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.5B
$422K 0.38%
13,290
-985
-7% -$27.2K
INTC icon
103
Intel
INTC
$455B
$414K 0.37%
6,142
-6,878
-53% -$385K
BPYU
104
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$402K 0.36%
22,066
+419
+2% +$7.93K
BNDX icon
105
Vanguard Total International Bond ETF
BNDX
$81.9B
$397K 0.36%
6,899
+521
+8% +$30.3K
IPAY icon
106
Amplify Mobile Payments ETF
IPAY
$170M
$393K 0.35%
7,341
– –
MMP
107
DELISTED
Magellan Midstream Partners, L.P.
MMP
$391K 0.35%
6,645
+390
+6% +$24.3K
XAR icon
108
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.93B
$382K 0.34%
3,225
– –
PYPL icon
109
PayPal
PYPL
$48.9B
$367K 0.33%
3,090
+37
+1% +$3.86K
MAIN icon
110
Main Street Capital
MAIN
$5.06B
$365K 0.33%
8,224
+4
+0% +$171
RWW
111
DELISTED
Invesco S&P Financials Revenue ETF
RWW
$360K 0.32%
4,800
– –
VCSH icon
112
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$354K 0.32%
4,345
+4
+0.1% +$324
MUNI icon
113
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$350K 0.32%
6,259
+404
+7% +$22.3K
ANET icon
114
Arista Networks
ANET
$227B
$343K 0.31%
23,680
+912
+4% +$12K
MINT icon
115
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$326K 0.29%
3,200
+70
+2% +$7.12K
EFA icon
116
iShares MSCI EAFE ETF
EFA
$78B
$317K 0.29%
4,550
– –
VXF icon
117
Vanguard Extended Market ETF
VXF
$30.3B
$317K 0.29%
2,436
+6
+0.2% +$725
BABA icon
118
Alibaba
BABA
$293B
$316K 0.28%
1,454
-5
-0.3% -$938
RDVY icon
119
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$310K 0.28%
8,528
+2,272
+36% +$77K
EMLP icon
120
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$307K 0.28%
11,860
+3,300
+39% +$82.1K
TNET icon
121
TriNet
TNET
$3.02B
$301K 0.27%
5,546
+396
+8% +$22K
ITW icon
122
Illinois Tool Works
ITW
$82.6B
$294K 0.26%
1,573
– –
MGV icon
123
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
$294K 0.26%
3,350
+750
+29% +$62.9K
WFC icon
124
Wells Fargo
WFC
$261B
$291K 0.26%
6,067
– –
HYG icon
125
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$285K 0.26%
3,239
+47
+1% +$4.09K
3 4
5
6 7

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Castle Rock Wealth Management held 176 positions worth $111M, up 15% from $96.3M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Rock Wealth Management deployed $6.93M of net new capital in Q4 2019, opening 18 new positions and adding to 90 existing holdings. Its largest new stake was Thermo Fisher Scientific: 4,130 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $751K trimmed.

  • Castle Rock Wealth Management's largest Q4 2019 buy was Thermo Fisher Scientific: 4,130 shares worth $1.4M.
  • Castle Rock Wealth Management added most to Procter & Gamble in Q4 2019, an estimated $703K increase.
  • Castle Rock Wealth Management's biggest Q4 2019 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $751K.
  • Castle Rock Wealth Management fully exited GASLOG PARTNERS LP in Q4 2019, selling an estimated $1.71M.
  • Castle Rock Wealth Management's ten largest holdings make up 21% of its $111M portfolio in Q4 2019.
  • Castle Rock Wealth Management opened 18 new positions and closed 9 in Q4 2019.
  • Castle Rock Wealth Management's portfolio value rose 15% quarter-over-quarter to $111M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.