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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$96.3M
AUM Growth
+$6.17M
Cap. Flow
+$4.15M
Cap. Flow %
4.31%
Top 10 Hldgs %
23.81%
Holding
199
New
54
Increased
29
Reduced
71
Closed
41

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.26M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.06M
3
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.34M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.02M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$969K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.33M
2
STOR
STORE Capital Corporation
STOR
+$1.82M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$916K
4
SHOP icon
Shopify
SHOP
+$894K
5
XYZ
Block Inc
XYZ
+$730K

Sector Composition

Rank Sector Weight
1 Technology 10.38%
2 Healthcare 8.2%
3 Financials 7.41%
4 Consumer Discretionary 6.45%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
101
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$351K 0.36%
+4,341
New +$351K
MAIN icon
102
Main Street Capital
MAIN
$5.06B
$348K 0.36%
8,220
-2,474
-23% -$106K
IPAY icon
103
Amplify Mobile Payments ETF
IPAY
$170M
$346K 0.36%
7,341
+763
+12% +$36.6K
RWW
104
DELISTED
Invesco S&P Financials Revenue ETF
RWW
$346K 0.36%
+4,800
New +$322K
SAGE
105
DELISTED
Sage Therapeutics
SAGE
$334K 0.35%
+2,316
New +$387K
PFF icon
106
iShares Preferred and Income Securities ETF
PFF
$13.3B
$329K 0.34%
+8,913
New +$332K
GII icon
107
State Street SPDR S&P Global Infrastructure ETF
GII
$928M
$326K 0.34%
+6,100
New +$321K
MUNI icon
108
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$321K 0.33%
+5,855
New +$324K
MINT icon
109
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$318K 0.33%
+3,130
New +$318K
PYPL icon
110
PayPal
PYPL
$48.9B
$313K 0.33%
3,053
-1,897
-38% -$209K
EFA icon
111
iShares MSCI EAFE ETF
EFA
$78B
$311K 0.32%
+4,550
New +$293K
EMB icon
112
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$310K 0.32%
+2,762
New +$314K
WFC icon
113
Wells Fargo
WFC
$261B
$306K 0.32%
6,067
-460
-7% -$21.7K
MMM icon
114
3M
MMM
$90.9B
$300K 0.31%
2,107
-96
-4% -$13.4K
VXF icon
115
Vanguard Extended Market ETF
VXF
$30.3B
$294K 0.31%
+2,430
New +$286K
EEMV icon
116
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$289K 0.3%
+4,900
New +$282K
RIO icon
117
Rio Tinto
RIO
$158B
$283K 0.29%
5,308
+214
+4% +$11.6K
TNET icon
118
TriNet
TNET
$3.02B
$280K 0.29%
5,150
-3,531
-41% -$241K
HYG icon
119
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$277K 0.29%
3,192
-162
-5% -$14.1K
ITW icon
120
Illinois Tool Works
ITW
$82.6B
$276K 0.29%
1,573
-76
-5% -$11.5K
ITA icon
121
iShares US Aerospace & Defense ETF
ITA
$14.2B
$274K 0.28%
2,394
-510
-18% -$55.7K
ANET icon
122
Arista Networks
ANET
$227B
$272K 0.28%
22,768
-11,888
-34% -$184K
BABA icon
123
Alibaba
BABA
$293B
$272K 0.28%
1,459
-1,146
-44% -$197K
NKX icon
124
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$258K 0.27%
17,060
-5,192
-23% -$78.4K
BAC icon
125
Bank of America
BAC
$435B
$245K 0.25%
7,466
+526
+8% +$15.1K
3 4
5
6 7

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
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CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Castle Rock Wealth Management held 199 positions worth $96.3M, up 6.8% from $90.1M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management deployed $4.15M of net new capital in Q3 2019, opening 54 new positions and adding to 29 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Chevron, an estimated $3.33M trimmed.

  • Castle Rock Wealth Management's largest Q3 2019 buy was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.
  • Castle Rock Wealth Management added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q3 2019, an estimated $2.06M increase.
  • Castle Rock Wealth Management's biggest Q3 2019 reduction was Chevron, cutting an estimated $3.33M.
  • Castle Rock Wealth Management fully exited STORE Capital Corporation in Q3 2019, selling an estimated $1.82M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $96.3M portfolio in Q3 2019.
  • Castle Rock Wealth Management opened 54 new positions and closed 41 in Q3 2019.
  • Castle Rock Wealth Management's portfolio value rose 6.8% quarter-over-quarter to $96.3M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2019, filed 13 Nov 2019.