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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-11.37%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$2.17M
AUM Growth
-$60.7M
Cap. Flow
-$60.6M
Cap. Flow %
-2,793.76%
Top 10 Hldgs %
100%
Holding
118
New
5
Increased
2
Reduced
1
Closed
110

Top Buys

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$431K
2
PCG icon
PG&E
PCG
+$322K
3
WFC icon
Wells Fargo
WFC
+$311K
4
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$216K
5
GAIN icon
Gladstone Investment Corp
GAIN
+$138K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$5.24M
2
AMZN icon
Amazon
AMZN
+$2.58M
3
AAPL icon
Apple
AAPL
+$2.42M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.38M

Sector Composition

Rank Sector Weight
1 Financials 18.82%
2 Consumer Discretionary 11.9%
3 Utilities 9.87%
4 Communication Services 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNLA icon
101
Janus Henderson Short Duration Income ETF
VNLA
$3.32B
– –
-27,378
Closed -$1.37M
VNQ icon
102
Vanguard Real Estate ETF
VNQ
$39.2B
– –
-3,654
Closed -$291K
VPU
103
Vanguard Utilities ETF
VPU
$8.46B
– –
-1,653
Closed -$200K
VZ icon
104
Verizon
VZ
$195B
– –
-3,910
Closed -$224K
WM icon
105
Waste Management
WM
$90.6B
– –
-3,286
Closed -$289K
WMT icon
106
Walmart Inc
WMT
$885B
– –
-9,252
Closed -$319K
XLC icon
107
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
– –
-4,742
Closed -$218K
XOM icon
108
ExxonMobil
XOM
$644B
– –
-4,321
Closed -$354K
DAY
109
DELISTED
Dayforce
DAY
– –
-9,075
Closed -$345K
XYZ
110
Block Inc
XYZ
$48.4B
– –
-6,164
Closed -$477K
BSCO
111
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
– –
-62,755
Closed -$1.25M
MMP
112
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-6,255
Closed -$391K
GLOP
113
DELISTED
GASLOG PARTNERS LP
GLOP
– –
-26,842
Closed -$672K
STOR
114
DELISTED
STORE Capital Corporation
STOR
– –
-23,719
Closed -$700K
EHT
115
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
– –
-20,543
Closed -$197K
ULTI
116
DELISTED
Ultimate Software Group Inc
ULTI
– –
-1,920
Closed -$489K
ATVI
117
DELISTED
Activision Blizzard
ATVI
– –
-7,551
Closed -$485K
STMP
118
DELISTED
Stamps.com, Inc.
STMP
– –
-3,405
Closed -$607K
1 2 3 4
5

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Castle Rock Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, Castle Rock Wealth Management held 118 positions worth $2.17M, down 97% from $62.9M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Castle Rock Wealth Management withdrew a net $60.6M in Q4 2018, closing 110 positions and reducing 1 holding. Its most notable exit was Chevron, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Utilities.

Against the trend, Castle Rock Wealth Management opened a new position in PG&E worth $214K.

  • Castle Rock Wealth Management's largest Q4 2018 buy was PG&E: 9,000 shares worth $214K.
  • Castle Rock Wealth Management added most to Nuveen California Quality Municipal Income Fund in Q4 2018, an estimated $431K increase.
  • Castle Rock Wealth Management's biggest Q4 2018 reduction was Home Depot, cutting an estimated $490K.
  • Castle Rock Wealth Management fully exited Chevron in Q4 2018, selling an estimated $5.24M.
  • Castle Rock Wealth Management's ten largest holdings make up 100% of its $2.17M portfolio in Q4 2018.
  • Castle Rock Wealth Management opened 5 new positions and closed 110 in Q4 2018.
  • Castle Rock Wealth Management's portfolio value fell 97% quarter-over-quarter to $2.17M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2018, filed 11 Feb 2019.