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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-1.9%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$298M
AUM Growth
+$5.15M
Cap. Flow
+$14.1M
Cap. Flow %
4.74%
Top 10 Hldgs %
36.87%
Holding
220
New
11
Increased
131
Reduced
31
Closed
6

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.63M
2
NVDA icon
NVIDIA
NVDA
+$4.13M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.42M
4
MSFT icon
Microsoft
MSFT
+$2.8M
5
META icon
Meta Platforms (Facebook)
META
+$2.01M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.4M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$8.76M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.69M
4
ATFV icon
Alger 35 ETF
ATFV
+$1.54M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$519K

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Consumer Staples 8.19%
3 Energy 6.55%
4 Healthcare 5.62%
5 Consumer Discretionary 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
76
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.3B
$967K 0.32%
2,896
– –
PEP icon
77
PepsiCo
PEP
$189B
$958K 0.32%
6,032
+67
+1% +$12.2K
PG icon
78
Procter & Gamble
PG
$342B
$940K 0.32%
6,550
-3,116
-32% -$476K
PFE icon
79
Pfizer
PFE
$149B
$935K 0.31%
28,176
+3,406
+14% +$120K
HYHG icon
80
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$931K 0.31%
15,375
+926
+6% +$56.8K
ATVI
81
DELISTED
Activision Blizzard
ATVI
$930K 0.31%
9,878
+8
+0.1% +$730
ADP icon
82
Automatic Data Processing
ADP
$109B
$906K 0.3%
3,678
+1
+0% +$244
ABBV icon
83
AbbVie
ABBV
$431B
$905K 0.3%
6,089
+2,511
+70% +$369K
QCOM icon
84
Qualcomm
QCOM
$168B
$882K 0.3%
7,987
+348
+5% +$40.4K
COST icon
85
Costco
COST
$421B
$878K 0.29%
1,592
+11
+0.7% +$6.07K
WMT icon
86
Walmart Inc
WMT
$892B
$875K 0.29%
17,052
+900
+6% +$47.9K
UNOV icon
87
Innovator US Equity Ultra Buffer ETF November
UNOV
$109M
$874K 0.29%
29,082
– –
CL icon
88
Colgate-Palmolive
CL
$74.1B
$862K 0.29%
12,545
-38
-0.3% -$2.84K
ZECP icon
89
Zacks Earnings Consistent Portfolio ETF
ZECP
$369M
$847K 0.28%
35,487
+2,242
+7% +$56K
RSP icon
90
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
$825K 0.28%
5,894
-3,476
-37% -$519K
TMO icon
91
Thermo Fisher Scientific
TMO
$214B
$819K 0.28%
1,640
+43
+3% +$22.9K
VHT icon
92
Vanguard Health Care ETF
VHT
$18.4B
$818K 0.27%
3,463
+208
+6% +$50.7K
AMD icon
93
Advanced Micro Devices
AMD
$798B
$806K 0.27%
7,548
+331
+5% +$35.9K
ICE icon
94
Intercontinental Exchange
ICE
$84.1B
$805K 0.27%
7,270
+267
+4% +$30.6K
POCT icon
95
Innovator US Equity Power Buffer ETF October
POCT
$971M
$804K 0.27%
23,656
+13,056
+123% +$441K
PJUL icon
96
Innovator US Equity Power Buffer ETF July
PJUL
$1.26B
$802K 0.27%
23,748
+9,840
+71% +$338K
PAVE icon
97
Global X US Infrastructure Development ETF
PAVE
$15.1B
$785K 0.26%
25,927
+889
+4% +$28.1K
NOW icon
98
ServiceNow
NOW
$121B
$781K 0.26%
+6,960
New +$794K
WFC icon
99
Wells Fargo
WFC
$265B
$773K 0.26%
19,503
+3
+0% +$130
MRNA icon
100
Moderna
MRNA
$21.5B
$771K 0.26%
7,458
+1,587
+27% +$177K
2 3
4
5 6

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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Rock Wealth Management held 220 positions worth $298M, up 1.8% from $293M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Castle Rock Wealth Management deployed $14.1M of net new capital in Q3 2023, opening 11 new positions and adding to 131 existing holdings. Its largest new stake was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Energy.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $15.4M trimmed.

  • Castle Rock Wealth Management's largest Q3 2023 buy was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.
  • Castle Rock Wealth Management added most to NVIDIA in Q3 2023, an estimated $4.13M increase.
  • Castle Rock Wealth Management's biggest Q3 2023 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $15.4M.
  • Castle Rock Wealth Management fully exited Vanguard Short-Term Treasury ETF in Q3 2023, selling an estimated $8.76M.
  • Castle Rock Wealth Management's ten largest holdings make up 37% of its $298M portfolio in Q3 2023.
  • Castle Rock Wealth Management opened 11 new positions and closed 6 in Q3 2023.
  • Castle Rock Wealth Management's portfolio value rose 1.8% quarter-over-quarter to $298M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.