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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+4.52%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$280M
AUM Growth
+$56.2M
Cap. Flow
+$56.5M
Cap. Flow %
20.18%
Top 10 Hldgs %
42.53%
Holding
234
New
16
Increased
79
Reduced
74
Closed
20

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.1M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$12.1M
4
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$8.52M
5
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$5.34M

Top Sells

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$2.59M
2
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$1.6M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.59M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.06M
5
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$975K

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.73%
2 Technology 9.95%
3 Energy 6.35%
4 Healthcare 4.52%
5 Financials 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
76
Costco
COST
$421B
$803K 0.29%
1,605
+19
+1% +$9.32K
WM icon
77
Waste Management
WM
$91.5B
$803K 0.29%
4,738
-381
-7% -$58.4K
ZECP icon
78
Zacks Earnings Consistent Portfolio ETF
ZECP
$369M
$801K 0.29%
+33,604
New +$783K
OIH icon
79
VanEck Oil Services ETF
OIH
$1.94B
$781K 0.28%
2,967
-739
-20% -$226K
USMV icon
80
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$767K 0.27%
10,476
-162
-2% -$11.6K
NEAR icon
81
iShares Short Maturity Bond ETF
NEAR
$4.85B
$767K 0.27%
15,468
+68
+0.4% +$3.37K
NOBL icon
82
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$764K 0.27%
16,660
+34
+0.2% +$1.55K
ADP icon
83
Automatic Data Processing
ADP
$109B
$763K 0.27%
3,572
-124
-3% -$28K
WFC icon
84
Wells Fargo
WFC
$265B
$750K 0.27%
19,526
+348
+2% +$15.2K
DVN icon
85
Devon Energy
DVN
$49.7B
$744K 0.27%
15,141
+1,446
+11% +$82.3K
ATVI
86
DELISTED
Activision Blizzard
ATVI
$740K 0.26%
9,804
-513
-5% -$39.8K
ICE icon
87
Intercontinental Exchange
ICE
$84.1B
$723K 0.26%
6,809
-430
-6% -$44.8K
AMD icon
88
Advanced Micro Devices
AMD
$798B
$719K 0.26%
7,567
-200
-3% -$16.3K
XLRE icon
89
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.56B
$711K 0.25%
19,172
-784
-4% -$30.1K
TEL icon
90
TE Connectivity
TEL
$62.3B
$709K 0.25%
5,856
-446
-7% -$56.4K
PAVE icon
91
Global X US Infrastructure Development ETF
PAVE
$15.1B
$706K 0.25%
25,289
-258
-1% -$7.31K
FVD icon
92
First Trust Value Line Dividend Fund
FVD
$8.38B
$700K 0.25%
17,372
+292
+2% +$11.7K
PDEC icon
93
Innovator US Equity Power Buffer ETF December
PDEC
$994M
$698K 0.25%
22,155
– –
IONS icon
94
Ionis Pharmaceuticals
IONS
$9.06B
$692K 0.25%
19,385
– –
PJAN icon
95
Innovator US Equity Power Buffer ETF January
PJAN
$1.45B
$681K 0.24%
20,325
– –
QQEW icon
96
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.79B
$673K 0.24%
6,885
– –
MDLZ icon
97
Mondelez International
MDLZ
$80.1B
$669K 0.24%
8,584
– –
CI icon
98
Cigna
CI
$72.7B
$661K 0.24%
2,517
+52
+2% +$15.2K
META icon
99
Meta Platforms (Facebook)
META
$1.5T
$659K 0.24%
2,828
-1,840
-39% -$313K
AVGO icon
100
Broadcom
AVGO
$2T
$650K 0.23%
10,500
+120
+1% +$7.22K
2 3
4
5 6

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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, Castle Rock Wealth Management held 234 positions worth $280M, up 25% from $224M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Castle Rock Wealth Management deployed $56.5M of net new capital in Q1 2023, opening 16 new positions and adding to 79 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was First Trust Global Tactical Commodity Strategy Fund, an estimated $2.59M trimmed.

  • Castle Rock Wealth Management's largest Q1 2023 buy was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.
  • Castle Rock Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2023, an estimated $15.1M increase.
  • Castle Rock Wealth Management's biggest Q1 2023 reduction was First Trust Global Tactical Commodity Strategy Fund, cutting an estimated $2.59M.
  • Castle Rock Wealth Management fully exited Alphabet (Google) Class A in Q1 2023, selling an estimated $1.59M.
  • Castle Rock Wealth Management's ten largest holdings make up 43% of its $280M portfolio in Q1 2023.
  • Castle Rock Wealth Management opened 16 new positions and closed 20 in Q1 2023.
  • Castle Rock Wealth Management's portfolio value rose 25% quarter-over-quarter to $280M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2023, filed 12 May 2023.