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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$245M
AUM Growth
-$46.9M
Cap. Flow
-$26.7M
Cap. Flow %
-10.88%
Top 10 Hldgs %
22.7%
Holding
280
New
25
Increased
96
Reduced
94
Closed
35

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$1.44M
2
CI icon
Cigna
CI
+$1.31M
3
SWK icon
Stanley Black & Decker
SWK
+$1.3M
4
TSLA icon
Tesla
TSLA
+$1.23M
5
INTC icon
Intel
INTC
+$1.11M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$3.07M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$2.27M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.06M
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.05M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M

Sector Composition

Rank Sector Weight
1 Technology 14.95%
2 Financials 8.07%
3 Healthcare 6.5%
4 Consumer Discretionary 6.45%
5 Consumer Staples 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNOV icon
76
Innovator US Equity Ultra Buffer ETF November
UNOV
$109M
$913K 0.37%
31,728
– –
JPM icon
77
JPMorgan Chase
JPM
$958B
$896K 0.37%
6,174
+1
+0% +$164
FTXN icon
78
First Trust Nasdaq Oil & Gas ETF
FTXN
$157M
$883K 0.36%
+41,946
New +$848K
ESGU icon
79
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$852K 0.35%
8,627
-4,031
-32% -$423K
MOAT icon
80
VanEck Morningstar Wide Moat ETF
MOAT
$12.2B
$847K 0.35%
11,623
-25,605
-69% -$1.94M
URI icon
81
United Rentals
URI
$72.6B
$846K 0.35%
+2,848
New +$1.02M
PAVE icon
82
Global X US Infrastructure Development ETF
PAVE
$15.2B
$838K 0.34%
+32,031
New +$890K
USMV icon
83
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$838K 0.34%
11,151
-700
-6% -$54.2K
XLF icon
84
State Street Financial Select Sector SPDR ETF
XLF
$58.7B
$824K 0.34%
+21,563
New +$848K
FALN icon
85
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$816K 0.33%
27,962
+1,369
+5% +$41K
CRM icon
86
Salesforce
CRM
$158B
$799K 0.33%
3,657
-1,047
-22% -$294K
XLI icon
87
State Street Industrial Select Sector SPDR ETF
XLI
$34B
$792K 0.32%
+7,822
New +$812K
BRK.B icon
88
Berkshire Hathaway Class B
BRK.B
$1.11T
$791K 0.32%
2,592
-50
-2% -$14.3K
NOBL icon
89
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$786K 0.32%
16,778
-1,270
-7% -$59.9K
HYG icon
90
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$782K 0.32%
9,147
-232
-2% -$20.1K
IWM icon
91
iShares Russell 2000 ETF
IWM
$82.8B
$777K 0.32%
3,943
-557
-12% -$126K
HBI
92
DELISTED
Hanesbrands
HBI
$770K 0.31%
48,937
+17
+0% +$289
PFXF icon
93
VanEck Preferred Securities ex Financials ETF
PFXF
$2.47B
$760K 0.31%
36,359
+7,210
+25% +$155K
PCAR icon
94
PACCAR
PCAR
$70.4B
$753K 0.31%
12,339
+3
+0% +$173
NAC icon
95
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$751K 0.31%
51,354
+31,929
+164% +$493K
NEE icon
96
NextEra Energy
NEE
$179B
$750K 0.31%
9,077
-129
-1% -$11.1K
CVS icon
97
CVS Health
CVS
$128B
$747K 0.3%
7,357
-181
-2% -$16.7K
NLY icon
98
Annaly Capital Management
NLY
$17B
$746K 0.3%
24,560
+1,378
+6% +$46.3K
ITOT icon
99
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$742K 0.3%
7,577
-283
-4% -$29.6K
GOOGL icon
100
Alphabet (Google) Class A
GOOGL
$4.42T
$733K 0.3%
5,620
+60
+1% +$8.64K
2 3
4
5 6

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PWMG
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PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
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HIM
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MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Rock Wealth Management held 280 positions worth $245M, down 16% from $292M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $26.7M in Q4 2021, closing 35 positions and reducing 94 holdings. Its most notable exit was ARK Innovation ETF, an estimated $3.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Allstate worth $1.45M.

  • Castle Rock Wealth Management's largest Q4 2021 buy was Allstate: 12,147 shares worth $1.45M.
  • Castle Rock Wealth Management added most to Tesla in Q4 2021, an estimated $1.23M increase.
  • Castle Rock Wealth Management's biggest Q4 2021 reduction was iShares US Medical Devices ETF, cutting an estimated $2.27M.
  • Castle Rock Wealth Management fully exited ARK Innovation ETF in Q4 2021, selling an estimated $3.07M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $245M portfolio in Q4 2021.
  • Castle Rock Wealth Management opened 25 new positions and closed 35 in Q4 2021.
  • Castle Rock Wealth Management's portfolio value fell 16% quarter-over-quarter to $245M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2021, filed 2 Feb 2022.