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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+8.38%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$24.5M
Cap. Flow
+$39.1M
Cap. Flow %
14.36%
Top 10 Hldgs %
21.72%
Holding
280
New
38
Increased
118
Reduced
68
Closed
31

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.1M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$12.8M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.8M
4
FSK icon
FS KKR Capital
FSK
+$4.17M
5
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$3.46M

Top Sells

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.35M
2
OGIG icon
ALPS O'Shares Global Internet Giants ETF
OGIG
+$2.38M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$2.34M
4
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$2.15M
5
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.01M

Sector Composition

Rank Sector Weight
1 Technology 14.96%
2 Financials 7.88%
3 Consumer Discretionary 7.19%
4 Consumer Staples 4.91%
5 Healthcare 4.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFC icon
76
Manulife Financial
MFC
$74B
$1.13M 0.42%
56,449
+13,171
+30% +$276K
VHT icon
77
Vanguard Health Care ETF
VHT
$18.1B
$1.11M 0.41%
4,325
-910
-17% -$217K
PFEB icon
78
Innovator US Equity Power Buffer ETF February
PFEB
$921M
$1.1M 0.4%
38,357
+342
+0.9% +$9.6K
PTON icon
79
Peloton Interactive
PTON
$2.79B
$1.1M 0.4%
+9,630
New +$1.03M
NX icon
80
Quanex
NX
$883M
$1.09M 0.4%
44,374
+10,033
+29% +$268K
IWM icon
81
iShares Russell 2000 ETF
IWM
$81.5B
$1.08M 0.4%
4,863
-1,549
-24% -$348K
NAC icon
82
Nuveen California Quality Municipal Income Fund
NAC
$1.82B
$1.07M 0.39%
66,347
-304
-0.5% -$4.67K
ZM icon
83
Zoom
ZM
$28.8B
$1.07M 0.39%
2,861
+579
+25% +$193K
QQEW icon
84
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.77B
$1.05M 0.39%
9,195
– –
AXON
85
Axon Enterprise
AXON
$46.4B
$1.05M 0.39%
5,725
+154
+3% +$22.7K
FINX icon
86
Global X FinTech ETF
FINX
$172M
$1.04M 0.38%
21,430
+789
+4% +$36.2K
UDEC
87
Innovator US Equity Ultra Buffer ETF December
UDEC
$248M
$1.04M 0.38%
35,067
– –
CHWY icon
88
Chewy
CHWY
$9.4B
$1.02M 0.37%
11,255
+55
+0.5% +$4.25K
WMT icon
89
Walmart Inc
WMT
$881B
$1.02M 0.37%
20,604
-9,027
-30% -$420K
CAH icon
90
Cardinal Health
CAH
$55.2B
$1.02M 0.37%
19,946
+3,922
+24% +$229K
DIA icon
91
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
$1.01M 0.37%
2,858
+152
+6% +$51.9K
NOW icon
92
ServiceNow
NOW
$118B
$1.01M 0.37%
8,745
+830
+10% +$84.1K
ARKG icon
93
ARK Genomic Revolution ETF
ARKG
$1.6B
$997K 0.37%
11,779
+304
+3% +$25.8K
PEP icon
94
PepsiCo
PEP
$191B
$997K 0.37%
6,458
+244
+4% +$35.5K
HBI
95
DELISTED
Hanesbrands
HBI
$988K 0.36%
48,907
+13
+0% +$257
JPM icon
96
JPMorgan Chase
JPM
$937B
$980K 0.36%
6,153
-72
-1% -$11.3K
UNOV icon
97
Innovator US Equity Ultra Buffer ETF November
UNOV
$109M
$970K 0.36%
33,187
-8,434
-20% -$244K
WFC icon
98
Wells Fargo
WFC
$266B
$960K 0.35%
19,228
+554
+3% +$24.7K
TAN icon
99
Invesco Solar ETF
TAN
$1.45B
$952K 0.35%
10,877
-6,202
-36% -$504K
CL icon
100
Colgate-Palmolive
CL
$71.9B
$946K 0.35%
12,019
+1
+0% +$82
2 3
4
5 6

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
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CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q2 2021 Portfolio in Review

As of Q2 2021, Castle Rock Wealth Management held 280 positions worth $273M, up 9.9% from $248M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Rock Wealth Management deployed $39.1M of net new capital in Q2 2021, opening 38 new positions and adding to 118 existing holdings. Its largest new stake was FS KKR Capital: 194,873 shares worth $4.43M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Janus Henderson Short Duration Income ETF, an estimated $2.15M trimmed.

  • Castle Rock Wealth Management's largest Q2 2021 buy was FS KKR Capital: 194,873 shares worth $4.43M.
  • Castle Rock Wealth Management added most to NVIDIA in Q2 2021, an estimated $16.1M increase.
  • Castle Rock Wealth Management's biggest Q2 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $2.15M.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF September in Q2 2021, selling an estimated $3.35M.
  • Castle Rock Wealth Management's ten largest holdings make up 22% of its $273M portfolio in Q2 2021.
  • Castle Rock Wealth Management opened 38 new positions and closed 31 in Q2 2021.
  • Castle Rock Wealth Management's portfolio value rose 9.9% quarter-over-quarter to $273M.

Based on Castle Rock Wealth Management's 13F filing for Q2 2021, filed 13 Aug 2021.