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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$248M
AUM Growth
+$7.6M
Cap. Flow
+$7.67M
Cap. Flow %
3.09%
Top 10 Hldgs %
17.6%
Holding
262
New
29
Increased
135
Reduced
56
Closed
20

Top Buys

Rank Stock Value
1
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.57M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$3.26M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.21M
4
LOUP
Innovator Deepwater Frontier Tech ETF
LOUP
+$1.86M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.8M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.74M
2
FTHY
First Trust High Yield Opportunities 2027 Term Fund
FTHY
+$2.97M
3
VPU
Vanguard Utilities ETF
VPU
+$2.75M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.35M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.27M

Sector Composition

Rank Sector Weight
1 Technology 13.77%
2 Consumer Discretionary 7.55%
3 Healthcare 5.63%
4 Consumer Staples 5.17%
5 Financials 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TECB icon
76
iShares US Tech Breakthrough Multisector ETF
TECB
$482M
$1.11M 0.45%
29,799
+7,489
+34% +$269K
LOW icon
77
Lowe's Companies
LOW
$122B
$1.11M 0.45%
5,511
+518
+10% +$88.9K
DOCU
78
DocuSign
DOCU
$10.9B
$1.08M 0.44%
4,882
+599
+14% +$139K
PFEB icon
79
Innovator US Equity Power Buffer ETF February
PFEB
$925M
$1.06M 0.43%
+38,015
New +$1.02M
TDOC icon
80
Teladoc Health
TDOC
$1.21B
$1.06M 0.43%
5,852
+1,366
+30% +$317K
UNP icon
81
Union Pacific
UNP
$175B
$1.05M 0.42%
4,826
+542
+13% +$114K
IJR icon
82
iShares Core S&P Small-Cap ETF
IJR
$111B
$1.05M 0.42%
9,619
+3,761
+64% +$394K
PANW icon
83
Palo Alto Networks
PANW
$293B
$1.03M 0.41%
17,490
+822
+5% +$48.9K
QCLN icon
84
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$1.02M 0.41%
+15,494
New +$1.19M
UDEC
85
Innovator US Equity Ultra Buffer ETF December
UDEC
$249M
$1.02M 0.41%
35,067
– –
ARKG icon
86
ARK Genomic Revolution ETF
ARKG
$1.63B
$1.01M 0.41%
11,475
+1,718
+18% +$170K
TREX icon
87
Trex
TREX
$4.93B
$1.01M 0.41%
9,765
+1,101
+13% +$104K
HBI
88
DELISTED
Hanesbrands
HBI
$1.01M 0.41%
48,894
-894
-2% -$15.8K
NAC icon
89
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$1.01M 0.41%
66,651
+42,908
+181% +$638K
ENPH icon
90
Enphase Energy
ENPH
$5.24B
$990K 0.4%
6,153
+3,664
+147% +$658K
QQEW icon
91
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.79B
$984K 0.4%
9,195
-50
-0.5% -$5.16K
CL icon
92
Colgate-Palmolive
CL
$74.1B
$974K 0.39%
12,018
-87
-0.7% -$6.82K
CAH icon
93
Cardinal Health
CAH
$55.7B
$973K 0.39%
+16,024
New +$884K
FINX icon
94
Global X FinTech ETF
FINX
$171M
$972K 0.39%
20,641
+1,507
+8% +$70.9K
NET icon
95
Cloudflare
NET
$101B
$967K 0.39%
12,814
+1,189
+10% +$91.6K
LPX icon
96
Louisiana-Pacific
LPX
$5.3B
$966K 0.39%
+15,050
New +$682K
CVS icon
97
CVS Health
CVS
$123B
$957K 0.39%
12,569
+1,326
+12% +$96.6K
AVGO icon
98
Broadcom
AVGO
$2T
$952K 0.38%
20,930
+1,510
+8% +$69.8K
JCI icon
99
Johnson Controls International
JCI
$93.6B
$952K 0.38%
15,285
-2,641
-15% -$145K
QCOM icon
100
Qualcomm
QCOM
$168B
$929K 0.37%
6,986
+1,084
+18% +$156K
2 3
4
5 6

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
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WMG
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Castle Rock Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Rock Wealth Management held 262 positions worth $248M, up 3.2% from $241M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Castle Rock Wealth Management deployed $7.67M of net new capital in Q1 2021, opening 29 new positions and adding to 135 existing holdings. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 60,521 shares worth $3.23M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Utilities ETF, an estimated $2.75M trimmed.

  • Castle Rock Wealth Management's largest Q1 2021 buy was First Trust Smith Opportunistic Fixed Income ETF: 60,521 shares worth $3.23M.
  • Castle Rock Wealth Management added most to iShares Morningstar Growth ETF in Q1 2021, an estimated $4.57M increase.
  • Castle Rock Wealth Management's biggest Q1 2021 reduction was Vanguard Utilities ETF, cutting an estimated $2.75M.
  • Castle Rock Wealth Management fully exited iShares 20+ Year Treasury Bond ETF in Q1 2021, selling an estimated $8.74M.
  • Castle Rock Wealth Management's ten largest holdings make up 18% of its $248M portfolio in Q1 2021.
  • Castle Rock Wealth Management opened 29 new positions and closed 20 in Q1 2021.
  • Castle Rock Wealth Management's portfolio value rose 3.2% quarter-over-quarter to $248M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.