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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$153M
AUM Growth
-$18.1M
Cap. Flow
-$21.9M
Cap. Flow %
-14.35%
Top 10 Hldgs %
24.08%
Holding
226
New
34
Increased
91
Reduced
33
Closed
64

Top Buys

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.12M
2
CVX icon
Chevron
CVX
+$1.93M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$1.67M
4
NVDA icon
NVIDIA
NVDA
+$1.49M
5
MGF
Aberdeen Government Markets Income Fund
MGF
+$1.3M

Top Sells

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$5.15M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.85M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.58M
4
VPU
Vanguard Utilities ETF
VPU
+$2.55M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Consumer Discretionary 8.66%
3 Healthcare 5.73%
4 Financials 4.44%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOW icon
76
ServiceNow
NOW
$121B
$723K 0.47%
7,080
+915
+15% +$81.7K
DIS icon
77
Walt Disney
DIS
$182B
$718K 0.47%
5,661
-1,397
-20% -$175K
ILCG icon
78
iShares Morningstar Growth ETF
ILCG
$3.24B
$708K 0.46%
13,065
+8,050
+161% +$415K
PG icon
79
Procter & Gamble
PG
$342B
$694K 0.45%
4,848
-2,566
-35% -$341K
INTC icon
80
Intel
INTC
$503B
$693K 0.45%
12,952
+3,235
+33% +$168K
TECB icon
81
iShares US Tech Breakthrough Multisector ETF
TECB
$482M
$684K 0.45%
+20,849
New +$650K
SGOL icon
82
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$682K 0.45%
36,852
-80
-0.2% -$1.47K
AKAM icon
83
Akamai
AKAM
$17.2B
$652K 0.43%
5,983
+649
+12% +$72K
RNP icon
84
Cohen & Steers REIT and Preferred and Income Fund
RNP
$980M
$651K 0.43%
+32,059
New +$632K
FINX icon
85
Global X FinTech ETF
FINX
$171M
$623K 0.41%
+15,622
New +$570K
ETV
86
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$618K 0.41%
43,680
+5,145
+13% +$73.5K
BMY icon
87
Bristol-Myers Squibb
BMY
$131B
$604K 0.4%
10,059
+2,582
+35% +$155K
RNRG icon
88
Global X Renewable Energy Producers ETF
RNRG
$26M
$602K 0.39%
12,953
+189
+1% +$8.3K
XYLD icon
89
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$594K 0.39%
+13,368
New +$590K
PFFD icon
90
Global X US Preferred ETF
PFFD
$2.16B
$587K 0.38%
23,580
+408
+2% +$10K
QYLD icon
91
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$580K 0.38%
27,093
+859
+3% +$18.6K
PANW icon
92
Palo Alto Networks
PANW
$293B
$573K 0.38%
14,580
+726
+5% +$30.2K
GBIL icon
93
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.57B
$566K 0.37%
5,655
-51,255
-90% -$5.15M
JFR icon
94
Nuveen Floating Rate Income Fund
JFR
$1.24B
$554K 0.36%
+68,718
New +$560K
GLD icon
95
SPDR Gold Trust
GLD
$138B
$549K 0.36%
3,039
-4,463
-59% -$802K
MMM icon
96
3M
MMM
$93.2B
$549K 0.36%
3,879
+600
+18% +$80.7K
NOC icon
97
Northrop Grumman
NOC
$80.7B
$545K 0.36%
1,768
+1,057
+149% +$345K
MOAT icon
98
VanEck Morningstar Wide Moat ETF
MOAT
$12.1B
$540K 0.35%
9,653
-2,857
-23% -$156K
MA icon
99
Mastercard
MA
$505B
$526K 0.34%
+1,579
New +$513K
CHD icon
100
Church & Dwight Co
CHD
$24.5B
$517K 0.34%
5,612
+574
+11% +$52.1K
2 3
4
5 6

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Castle Rock Wealth Management held 226 positions worth $153M, down 11% from $171M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management withdrew a net $21.9M in Q3 2020, closing 64 positions and reducing 33 holdings. Its most notable exit was iShares 1-3 Year Treasury Bond ETF, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Innovator US Equity Ultra Buffer ETF September worth $3.16M.

  • Castle Rock Wealth Management's largest Q3 2020 buy was Innovator US Equity Ultra Buffer ETF September: 120,384 shares worth $3.16M.
  • Castle Rock Wealth Management added most to Chevron in Q3 2020, an estimated $1.93M increase.
  • Castle Rock Wealth Management's biggest Q3 2020 reduction was Goldman Sachs Access Treasury 0-1 Year ETF, cutting an estimated $5.15M.
  • Castle Rock Wealth Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2020, selling an estimated $1.58M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $153M portfolio in Q3 2020.
  • Castle Rock Wealth Management opened 34 new positions and closed 64 in Q3 2020.
  • Castle Rock Wealth Management's portfolio value fell 11% quarter-over-quarter to $153M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2020, filed 7 Dec 2020.