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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-5.2%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$116M
AUM Growth
+$4.94M
Cap. Flow
+$10M
Cap. Flow %
8.66%
Top 10 Hldgs %
46.05%
Holding
200
New
33
Increased
33
Reduced
51
Closed
72

Top Buys

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$24.1M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$5.9M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3M
4
MBB icon
iShares MBS ETF
MBB
+$2.75M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.77M

Top Sells

Rank Stock Value
1
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.52M
2
AMZN icon
Amazon
AMZN
+$1.46M
3
TMO icon
Thermo Fisher Scientific
TMO
+$1.4M
4
UNH icon
UnitedHealth
UNH
+$1.18M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 6.77%
2 Healthcare 3.95%
3 Communication Services 3.46%
4 Consumer Discretionary 3.27%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
76
Diageo
DEO
$53.6B
$410K 0.35%
+3,048
New +$457K
PDP icon
77
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$398K 0.34%
6,440
– –
MGK icon
78
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.2B
$391K 0.34%
13,300
+10
+0.1% +$289
ABBV icon
79
AbbVie
ABBV
$431B
$384K 0.33%
4,272
-4,797
-53% -$409K
T icon
80
AT&T
T
$163B
$383K 0.33%
17,739
-22,357
-56% -$611K
BRK.B icon
81
Berkshire Hathaway Class B
BRK.B
$1.12T
$381K 0.33%
2,229
-4,776
-68% -$1.02M
PGX icon
82
Invesco Preferred ETF
PGX
$3.79B
$374K 0.32%
26,914
-42,149
-61% -$606K
BLK icon
83
Blackrock
BLK
$175B
$353K 0.3%
+709
New +$349K
GII icon
84
State Street SPDR S&P Global Infrastructure ETF
GII
$934M
$342K 0.3%
8,410
+810
+11% +$41.1K
MINT icon
85
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$342K 0.3%
3,400
+200
+6% +$20.2K
MUNI icon
86
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
$342K 0.3%
6,264
+5
+0.1% +$276
GOOGL icon
87
Alphabet (Google) Class A
GOOGL
$4.36T
$339K 0.29%
5,000
-6,940
-58% -$470K
DXCM icon
88
DexCom
DXCM
$31.5B
$338K 0.29%
+3,352
New +$209K
UTF icon
89
Cohen & Steers Infrastructure Fund
UTF
$3.05B
$330K 0.28%
16,445
– –
UNH icon
90
UnitedHealth
UNH
$370B
$328K 0.28%
1,129
-4,285
-79% -$1.18M
INTC icon
91
Intel
INTC
$511B
$326K 0.28%
5,512
-630
-10% -$37.3K
ADP icon
92
Automatic Data Processing
ADP
$108B
$325K 0.28%
2,410
– –
PFF icon
93
iShares Preferred and Income Securities ETF
PFF
$13.2B
$320K 0.28%
9,526
-8,510
-47% -$305K
VRTX icon
94
Vertex Pharmaceuticals
VRTX
$124B
$318K 0.27%
+1,149
New +$264K
AKAM icon
95
Akamai
AKAM
$16.6B
$308K 0.27%
+3,168
New +$294K
PANW icon
96
Palo Alto Networks
PANW
$297B
$305K 0.26%
8,334
-4,038
-33% -$141K
EFA icon
97
iShares MSCI EAFE ETF
EFA
$80.1B
$303K 0.26%
5,500
+950
+21% +$60.3K
ISTB icon
98
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$278K 0.24%
5,450
+800
+17% +$40.4K
RSP icon
99
Invesco S&P 500 Equal Weight ETF
RSP
$99.4B
$258K 0.22%
2,832
-6,711
-70% -$713K
NKX icon
100
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$256K 0.22%
18,060
+1,000
+6% +$15.1K
2 3
4
5 6

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Castle Rock Wealth Management held 200 positions worth $116M, up 4.4% from $111M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Castle Rock Wealth Management deployed $10M of net new capital in Q1 2020, opening 33 new positions and adding to 33 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 53,332 shares worth $5.91M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, down from 11% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Amazon, an estimated $1.46M trimmed.

  • Castle Rock Wealth Management's largest Q1 2020 buy was iShares 0-1 Year Treasury Bond ETF: 53,332 shares worth $5.91M.
  • Castle Rock Wealth Management added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q1 2020, an estimated $24.1M increase.
  • Castle Rock Wealth Management's biggest Q1 2020 reduction was Amazon, cutting an estimated $1.46M.
  • Castle Rock Wealth Management fully exited Saba Closed-End Funds ETF in Q1 2020, selling an estimated $1.52M.
  • Castle Rock Wealth Management's ten largest holdings make up 46% of its $116M portfolio in Q1 2020.
  • Castle Rock Wealth Management opened 33 new positions and closed 72 in Q1 2020.
  • Castle Rock Wealth Management's portfolio value rose 4.4% quarter-over-quarter to $116M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2020, filed 18 May 2020.