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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+5.72%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$62.9M
AUM Growth
-$10.4M
Cap. Flow
-$8.48M
Cap. Flow %
-13.48%
Top 10 Hldgs %
30.35%
Holding
137
New
16
Increased
32
Reduced
61
Closed
24

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$957K
2
SHOP icon
Shopify
SHOP
+$730K
3
MU icon
Micron Technology
MU
+$713K
4
STOR
STORE Capital Corporation
STOR
+$668K
5
T icon
AT&T
T
+$647K

Top Sells

Rank Stock Value
1
BOTZ icon
Global X Robotics & Artificial Intelligence ETF
BOTZ
+$1.21M
2
NVDA icon
NVIDIA
NVDA
+$979K
3
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$857K
4
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$631K
5
LMT icon
Lockheed Martin
LMT
+$592K

Sector Composition

Rank Sector Weight
1 Technology 17.22%
2 Energy 9.83%
3 Healthcare 8.9%
4 Financials 8.65%
5 Consumer Discretionary 7.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
76
Qualcomm
QCOM
$155B
$340K 0.54%
5,336
-1,368
-20% -$90K
QDEL icon
77
QuidelOrtho
QDEL
$1.14B
$333K 0.53%
4,993
+78
+2% +$5.45K
BABA icon
78
Alibaba
BABA
$293B
$330K 0.52%
2,238
-3,070
-58% -$543K
TIP icon
79
iShares TIPS Bond ETF
TIP
$14.5B
$330K 0.52%
3,044
-595
-16% -$66.5K
TNET icon
80
TriNet
TNET
$3.02B
$330K 0.52%
7,107
-6,738
-49% -$379K
WMT icon
81
Walmart Inc
WMT
$885B
$319K 0.51%
9,252
-3,384
-27% -$104K
IDV icon
82
iShares International Select Dividend ETF
IDV
$8.45B
$313K 0.5%
9,950
+802
+9% +$26.2K
ETV
83
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$312K 0.5%
20,820
-5,240
-20% -$83.5K
NOW icon
84
ServiceNow
NOW
$115B
$311K 0.49%
8,770
-5,735
-40% -$217K
PEP icon
85
PepsiCo
PEP
$190B
$303K 0.48%
2,628
-1,445
-35% -$164K
VNQ icon
86
Vanguard Real Estate ETF
VNQ
$39.2B
$291K 0.46%
3,654
-1,803
-33% -$148K
WM icon
87
Waste Management
WM
$90.6B
$289K 0.46%
3,286
+346
+12% +$30.7K
PGX icon
88
Invesco Preferred ETF
PGX
$3.81B
$279K 0.44%
19,903
+2,329
+13% +$33.8K
MLM icon
89
Martin Marietta Materials
MLM
$31.5B
$264K 0.42%
1,392
+353
+34% +$72.9K
RIO icon
90
Rio Tinto
RIO
$158B
$262K 0.42%
5,087
+3
+0.1% +$153
RIGS icon
91
ALPS Strategic Income Fund
RIGS
$60.1M
$258K 0.41%
10,593
-1,578
-13% -$38.7K
OGIG icon
92
ALPS O'Shares Global Internet Giants ETF
OGIG
$104M
$257K 0.41%
12,527
-4,983
-28% -$120K
DLR icon
93
Digital Realty Trust
DLR
$69.7B
$255K 0.41%
2,292
-1,295
-36% -$155K
CRSP icon
94
CRISPR Therapeutics
CRSP
$4.73B
$254K 0.4%
7,256
-3,066
-30% -$161K
GE icon
95
GE Aerospace
GE
$374B
$248K 0.39%
+5,488
New +$338K
DIA icon
96
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$236K 0.38%
922
-728
-44% -$186K
IBB icon
97
iShares Biotechnology ETF
IBB
$9.34B
$235K 0.37%
2,169
+286
+15% +$33.7K
HIG icon
98
Hartford Financial Services
HIG
$38.9B
$224K 0.36%
4,865
– –
VZ icon
99
Verizon
VZ
$195B
$224K 0.36%
3,910
-7,376
-65% -$390K
NAC icon
100
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$218K 0.35%
17,550
+4,500
+34% +$60.1K
2 3
4
5 6

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, Castle Rock Wealth Management held 137 positions worth $62.9M, down 14% from $73.3M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Castle Rock Wealth Management withdrew a net $8.48M in Q3 2018, closing 24 positions and reducing 61 holdings. Its most notable exit was Global X Robotics & Artificial Intelligence ETF, an estimated $1.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Shopify worth $675K.

  • Castle Rock Wealth Management's largest Q3 2018 buy was Shopify: 47,920 shares worth $675K.
  • Castle Rock Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2018, an estimated $957K increase.
  • Castle Rock Wealth Management's biggest Q3 2018 reduction was NVIDIA, cutting an estimated $979K.
  • Castle Rock Wealth Management fully exited Global X Robotics & Artificial Intelligence ETF in Q3 2018, selling an estimated $1.21M.
  • Castle Rock Wealth Management's ten largest holdings make up 30% of its $62.9M portfolio in Q3 2018.
  • Castle Rock Wealth Management opened 16 new positions and closed 24 in Q3 2018.
  • Castle Rock Wealth Management's portfolio value fell 14% quarter-over-quarter to $62.9M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2018, filed 13 Nov 2018.