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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+8.04%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$330M
AUM Growth
+$32M
Cap. Flow
+$12.8M
Cap. Flow %
3.88%
Top 10 Hldgs %
33.87%
Holding
242
New
28
Increased
95
Reduced
71
Closed
16

Top Buys

Rank Stock Value
1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$2.49M
2
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.21M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.05M
4
GCOR icon
Goldman Sachs Access US Aggregate Bond ETF
GCOR
+$1.86M
5
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$1.56M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$2.67M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.23M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$1.77M
4
TSLA icon
Tesla
TSLA
+$1.34M
5
GNRC icon
Generac Holdings
GNRC
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 15.32%
2 Consumer Staples 8.24%
3 Healthcare 5.68%
4 Energy 5.36%
5 Communication Services 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
51
Waste Management
WM
$89.7B
$1.67M 0.51%
9,405
+465
+5% +$78K
HSY icon
52
Hershey
HSY
$36.1B
$1.66M 0.5%
8,860
– –
TLH icon
53
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$1.65M 0.5%
+15,583
New +$1.56M
PJUN icon
54
Innovator US Equity Power Buffer ETF June
PJUN
$973M
$1.59M 0.48%
48,004
– –
DHR icon
55
Danaher
DHR
$140B
$1.53M 0.47%
6,686
-790
-11% -$168K
BX icon
56
Blackstone
BX
$109B
$1.47M 0.45%
12,083
+445
+4% +$48.1K
UNH icon
57
UnitedHealth
UNH
$375B
$1.46M 0.44%
2,714
+199
+8% +$106K
LLY icon
58
Eli Lilly
LLY
$1.04T
$1.45M 0.44%
2,357
+1,315
+126% +$768K
SBUX icon
59
Starbucks
SBUX
$121B
$1.44M 0.44%
15,492
-90
-0.6% -$8.76K
NET icon
60
Cloudflare
NET
$104B
$1.4M 0.42%
18,315
+419
+2% +$29.3K
XYLD icon
61
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$1.39M 0.42%
35,385
-1,868
-5% -$72.8K
BRK.B icon
62
Berkshire Hathaway Class B
BRK.B
$1.12T
$1.39M 0.42%
3,808
+563
+17% +$198K
VPU
63
Vanguard Utilities ETF
VPU
$8.35B
$1.38M 0.42%
9,940
-487
-5% -$64.3K
LMT icon
64
Lockheed Martin
LMT
$133B
$1.37M 0.41%
3,004
+45
+2% +$19.9K
UJUN icon
65
Innovator US Equity Ultra Buffer ETF June
UJUN
$188M
$1.36M 0.41%
45,543
– –
ATFV icon
66
Alger 35 ETF
ATFV
$233M
$1.35M 0.41%
80,958
-1,968
-2% -$30.6K
GLD icon
67
SPDR Gold Trust
GLD
$138B
$1.34M 0.41%
7,084
-360
-5% -$66K
FRTY icon
68
Alger Mid Cap 40 ETF
FRTY
$150M
$1.32M 0.4%
100,368
+2,193
+2% +$27.4K
PNOV icon
69
Innovator US Equity Power Buffer ETF November
PNOV
$893M
$1.27M 0.38%
36,999
+13,750
+59% +$460K
ADBE icon
70
Adobe
ADBE
$103B
$1.27M 0.38%
2,245
+130
+6% +$75K
NOC icon
71
Northrop Grumman
NOC
$79.2B
$1.26M 0.38%
2,694
+43
+2% +$20.2K
JEPI icon
72
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$1.24M 0.38%
22,679
-8,483
-27% -$457K
PAPR icon
73
Innovator US Equity Power Buffer ETF April
PAPR
$960M
$1.23M 0.37%
37,929
– –
IYW icon
74
iShares US Technology ETF
IYW
$24.9B
$1.22M 0.37%
10,425
-188
-2% -$21.3K
NVO
75
Novo Nordisk
NVO
$197B
$1.19M 0.36%
11,216
+5,224
+87% +$517K
1 2
3
4 5

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MCA
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MC
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HIM
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MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, Castle Rock Wealth Management held 242 positions worth $330M, up 11% from $298M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Castle Rock Wealth Management deployed $12.8M of net new capital in Q4 2023, opening 28 new positions and adding to 95 existing holdings. Its largest new stake was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was WisdomTree Floating Rate Treasury Fund, an estimated $2.67M trimmed.

  • Castle Rock Wealth Management's largest Q4 2023 buy was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.
  • Castle Rock Wealth Management added most to Innovator US Equity Power Buffer ETF December in Q4 2023, an estimated $2.49M increase.
  • Castle Rock Wealth Management's biggest Q4 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $2.67M.
  • Castle Rock Wealth Management fully exited Generac Holdings in Q4 2023, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 34% of its $330M portfolio in Q4 2023.
  • Castle Rock Wealth Management opened 28 new positions and closed 16 in Q4 2023.
  • Castle Rock Wealth Management's portfolio value rose 11% quarter-over-quarter to $330M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2023, filed 9 Jan 2024.