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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$293M
AUM Growth
+$12.8M
Cap. Flow
+$2.17M
Cap. Flow %
0.74%
Top 10 Hldgs %
38.96%
Holding
223
New
9
Increased
88
Reduced
72
Closed
14

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$7.4M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.36M
3
ATFV icon
Alger 35 ETF
ATFV
+$2.69M
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.41M
5
FRTY icon
Alger Mid Cap 40 ETF
FRTY
+$1.19M

Top Sells

Rank Stock Value
1
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$8.56M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$6.16M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.88M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$813K
5
SMH icon
VanEck Semiconductor ETF
SMH
+$624K

Sector Composition

Rank Sector Weight
1 Technology 11.51%
2 Consumer Staples 9.87%
3 Energy 6.2%
4 Healthcare 5.05%
5 Financials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
51
ExxonMobil
XOM
$643B
$1.37M 0.47%
12,796
+316
+3% +$34.5K
UJUN icon
52
Innovator US Equity Ultra Buffer ETF June
UJUN
$187M
$1.36M 0.46%
47,443
– –
AVGO icon
53
Broadcom
AVGO
$1.87T
$1.33M 0.45%
15,430
+4,930
+47% +$352K
META icon
54
Meta Platforms (Facebook)
META
$1.5T
$1.33M 0.45%
4,513
+1,685
+60% +$416K
GLD icon
55
SPDR Gold Trust
GLD
$131B
$1.33M 0.45%
7,456
+387
+5% +$71.1K
FRTY icon
56
Alger Mid Cap 40 ETF
FRTY
$146M
$1.25M 0.43%
+96,999
New +$1.19M
LMT icon
57
Lockheed Martin
LMT
$135B
$1.23M 0.42%
2,649
+91
+4% +$42.2K
SGOL icon
58
abrdn Physical Gold Shares ETF
SGOL
$6.91B
$1.18M 0.4%
64,255
+3,782
+6% +$71.6K
PAPR icon
59
Innovator US Equity Power Buffer ETF April
PAPR
$956M
$1.17M 0.4%
37,929
-3,500
-8% -$105K
NOC icon
60
Northrop Grumman
NOC
$77.9B
$1.17M 0.4%
2,541
+101
+4% +$45.8K
IYW icon
61
iShares US Technology ETF
IYW
$24.1B
$1.14M 0.39%
10,531
-2,194
-17% -$215K
VNLA icon
62
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.13M 0.39%
23,682
-76
-0.3% -$3.63K
PEP icon
63
PepsiCo
PEP
$191B
$1.11M 0.38%
5,965
-6
-0.1% -$1.12K
BX icon
64
Blackstone
BX
$108B
$1.04M 0.36%
11,203
+313
+3% +$27K
PFFV icon
65
Global X Variable Rate Preferred ETF
PFFV
$303M
$1.02M 0.35%
45,473
-1,517
-3% -$33.7K
PCAR icon
66
PACCAR
PCAR
$69.5B
$1.02M 0.35%
12,342
– –
UNH icon
67
UnitedHealth
UNH
$377B
$994K 0.34%
2,109
+278
+15% +$136K
DIA icon
68
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
$993K 0.34%
2,896
-148
-5% -$49.8K
CL icon
69
Colgate-Palmolive
CL
$71.9B
$967K 0.33%
12,583
+2
+0% +$155
WM icon
70
Waste Management
WM
$90.5B
$957K 0.33%
5,596
+858
+18% +$142K
PFE icon
71
Pfizer
PFE
$143B
$903K 0.31%
24,770
+17,040
+220% +$663K
QCOM icon
72
Qualcomm
QCOM
$159B
$895K 0.31%
7,639
+3,865
+102% +$444K
UNOV icon
73
Innovator US Equity Ultra Buffer ETF November
UNOV
$109M
$894K 0.31%
29,082
– –
OIH icon
74
VanEck Oil Services ETF
OIH
$1.89B
$884K 0.3%
3,044
+77
+3% +$20.9K
VZ icon
75
Verizon
VZ
$198B
$882K 0.3%
23,549
+633
+3% +$23.4K
1 2
3
4 5

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PP
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MCA
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NIEF
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MC
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HIM
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MCM
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CTAF
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Castle Rock Wealth Management's Q2 2023 Portfolio in Review

As of Q2 2023, Castle Rock Wealth Management held 223 positions worth $293M, up 4.6% from $280M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Castle Rock Wealth Management's Q2 2023 filing shows 9 new, 88 increased, 72 reduced and 14 closed positions. Its largest new stake was iShares Treasury Floating Rate Bond ETF: 146,414 shares worth $7.39M. The largest sale was State Street SPDR Portfolio Short Term Treasury ETF, an estimated $8.56M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Consumer Staples and Energy.

  • Castle Rock Wealth Management's largest Q2 2023 buy was iShares Treasury Floating Rate Bond ETF: 146,414 shares worth $7.39M.
  • Castle Rock Wealth Management added most to iShares 0-3 Month Treasury Bond ETF in Q2 2023, an estimated $7.36M increase.
  • Castle Rock Wealth Management's biggest Q2 2023 reduction was Vanguard Short-Term Treasury ETF, cutting an estimated $6.16M.
  • Castle Rock Wealth Management fully exited State Street SPDR Portfolio Short Term Treasury ETF in Q2 2023, selling an estimated $8.56M.
  • Castle Rock Wealth Management's ten largest holdings make up 39% of its $293M portfolio in Q2 2023.
  • Castle Rock Wealth Management opened 9 new positions and closed 14 in Q2 2023.
  • Castle Rock Wealth Management's portfolio value rose 4.6% quarter-over-quarter to $293M.

Based on Castle Rock Wealth Management's 13F filing for Q2 2023, filed 11 Jul 2023.