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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+4.52%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$280M
AUM Growth
+$56.2M
Cap. Flow
+$56.5M
Cap. Flow %
20.18%
Top 10 Hldgs %
42.53%
Holding
234
New
16
Increased
79
Reduced
74
Closed
20

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.1M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$12.1M
4
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$8.52M
5
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$5.34M

Top Sells

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$2.59M
2
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$1.6M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.59M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.06M
5
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$975K

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.73%
2 Technology 9.95%
3 Energy 6.35%
4 Healthcare 4.52%
5 Financials 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYW icon
51
iShares US Technology ETF
IYW
$24.8B
$1.18M 0.42%
12,725
-1,668
-12% -$140K
SGOL icon
52
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$1.18M 0.42%
+60,473
New +$1.1M
PEP icon
53
PepsiCo
PEP
$189B
$1.16M 0.41%
5,971
-334
-5% -$58.4K
LMT icon
54
Lockheed Martin
LMT
$135B
$1.16M 0.41%
2,558
-68
-3% -$31.9K
VNLA icon
55
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.13M 0.41%
23,758
+258
+1% +$12.3K
NOC icon
56
Northrop Grumman
NOC
$80.7B
$1.08M 0.39%
2,440
-38
-2% -$17.6K
PANW icon
57
Palo Alto Networks
PANW
$293B
$1.03M 0.37%
10,488
+538
+5% +$45.6K
DIA icon
58
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.3B
$1.02M 0.37%
3,044
-46
-1% -$15.3K
CL icon
59
Colgate-Palmolive
CL
$74.1B
$1.01M 0.36%
12,581
+1
+0% +$74
PFFV icon
60
Global X Variable Rate Preferred ETF
PFFV
$303M
$1.01M 0.36%
+46,990
New +$1.11M
PNOV icon
61
Innovator US Equity Power Buffer ETF November
PNOV
$893M
$922K 0.33%
28,849
– –
PCAR icon
62
PACCAR
PCAR
$69.5B
$905K 0.32%
12,342
– –
UNH icon
63
UnitedHealth
UNH
$367B
$898K 0.32%
1,831
-194
-10% -$93.6K
BX icon
64
Blackstone
BX
$107B
$889K 0.32%
10,890
-597
-5% -$52.7K
SCHP icon
65
Schwab US TIPS ETF
SCHP
$16.3B
$870K 0.31%
32,690
-302
-0.9% -$7.95K
VZ icon
66
Verizon
VZ
$195B
$861K 0.31%
22,916
+421
+2% +$16.6K
ED icon
67
Consolidated Edison
ED
$40.2B
$860K 0.31%
8,705
– –
MCD icon
68
McDonald's
MCD
$196B
$857K 0.31%
2,890
-172
-6% -$46.1K
UNOV icon
69
Innovator US Equity Ultra Buffer ETF November
UNOV
$109M
$849K 0.3%
29,082
-820
-3% -$23.3K
WMT icon
70
Walmart Inc
WMT
$892B
$830K 0.3%
16,275
+288
+2% +$13.7K
VHT icon
71
Vanguard Health Care ETF
VHT
$18.4B
$820K 0.29%
3,356
+56
+2% +$13.5K
MOAT icon
72
VanEck Morningstar Wide Moat ETF
MOAT
$12.1B
$820K 0.29%
11,207
-86
-0.8% -$6.11K
TMO icon
73
Thermo Fisher Scientific
TMO
$214B
$819K 0.29%
1,531
+22
+1% +$12.4K
VWO icon
74
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$813K 0.29%
20,213
-1,904
-9% -$77.6K
HYHG icon
75
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$806K 0.29%
+13,707
New +$817K
1 2
3
4 5

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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, Castle Rock Wealth Management held 234 positions worth $280M, up 25% from $224M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Castle Rock Wealth Management deployed $56.5M of net new capital in Q1 2023, opening 16 new positions and adding to 79 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was First Trust Global Tactical Commodity Strategy Fund, an estimated $2.59M trimmed.

  • Castle Rock Wealth Management's largest Q1 2023 buy was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.
  • Castle Rock Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2023, an estimated $15.1M increase.
  • Castle Rock Wealth Management's biggest Q1 2023 reduction was First Trust Global Tactical Commodity Strategy Fund, cutting an estimated $2.59M.
  • Castle Rock Wealth Management fully exited Alphabet (Google) Class A in Q1 2023, selling an estimated $1.59M.
  • Castle Rock Wealth Management's ten largest holdings make up 43% of its $280M portfolio in Q1 2023.
  • Castle Rock Wealth Management opened 16 new positions and closed 20 in Q1 2023.
  • Castle Rock Wealth Management's portfolio value rose 25% quarter-over-quarter to $280M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2023, filed 12 May 2023.