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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$245M
AUM Growth
-$46.9M
Cap. Flow
-$26.7M
Cap. Flow %
-10.88%
Top 10 Hldgs %
22.7%
Holding
280
New
25
Increased
96
Reduced
94
Closed
35

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$1.44M
2
CI icon
Cigna
CI
+$1.31M
3
SWK icon
Stanley Black & Decker
SWK
+$1.3M
4
TSLA icon
Tesla
TSLA
+$1.23M
5
INTC icon
Intel
INTC
+$1.11M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$3.07M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$2.27M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.06M
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.05M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M

Sector Composition

Rank Sector Weight
1 Technology 14.95%
2 Financials 8.07%
3 Healthcare 6.5%
4 Consumer Discretionary 6.45%
5 Consumer Staples 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
51
Intel
INTC
$509B
$1.43M 0.58%
27,505
+21,746
+378% +$1.11M
LW icon
52
Lamb Weston
LW
$7.31B
$1.42M 0.58%
21,910
– –
AVGO icon
53
Broadcom
AVGO
$1.99T
$1.38M 0.56%
25,850
-670
-3% -$37.7K
BND icon
54
Vanguard Total Bond Market
BND
$158B
$1.37M 0.56%
16,385
+692
+4% +$58.9K
SNOW icon
55
Snowflake
SNOW
$110B
$1.36M 0.56%
5,098
+2,064
+68% +$719K
UDEC
56
Innovator US Equity Ultra Buffer ETF December
UDEC
$249M
$1.36M 0.55%
45,917
+10,850
+31% +$324K
UJUN icon
57
Innovator US Equity Ultra Buffer ETF June
UJUN
$188M
$1.35M 0.55%
46,673
– –
VNLA icon
58
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.34M 0.55%
27,056
-234
-0.9% -$11.7K
BA icon
59
Boeing
BA
$187B
$1.28M 0.52%
6,255
+290
+5% +$61.3K
SWK icon
60
Stanley Black & Decker
SWK
$15.5B
$1.24M 0.5%
+7,036
New +$1.3M
TREX icon
61
Trex
TREX
$4.89B
$1.18M 0.48%
12,668
+188
+2% +$22.6K
PEP icon
62
PepsiCo
PEP
$190B
$1.15M 0.47%
6,608
+354
+6% +$57.8K
PFEB icon
63
Innovator US Equity Power Buffer ETF February
PFEB
$926M
$1.09M 0.45%
37,420
– –
DIA icon
64
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$1.07M 0.44%
3,135
-84
-3% -$29.8K
WFC icon
65
Wells Fargo
WFC
$267B
$1.02M 0.42%
19,135
+6,067
+46% +$299K
PYPL icon
66
PayPal
PYPL
$50.1B
$1.01M 0.41%
6,169
-1,104
-15% -$239K
CL icon
67
Colgate-Palmolive
CL
$73.8B
$1.01M 0.41%
12,023
+2
+0% +$156
WMT icon
68
Walmart Inc
WMT
$888B
$991K 0.4%
21,207
+15
+0.1% +$716
ADBE icon
69
Adobe
ADBE
$102B
$985K 0.4%
1,970
-795
-29% -$497K
SRLN icon
70
State Street Blackstone Senior Loan ETF
SRLN
$5.32B
$984K 0.4%
+21,518
New +$984K
VHT icon
71
Vanguard Health Care ETF
VHT
$18.2B
$934K 0.38%
3,868
+176
+5% +$44.9K
NET icon
72
Cloudflare
NET
$107B
$927K 0.38%
10,464
-1,836
-15% -$308K
DXCM icon
73
DexCom
DXCM
$32.8B
$919K 0.37%
8,712
-2,996
-26% -$431K
NEAR icon
74
iShares Short Maturity Bond ETF
NEAR
$4.85B
$919K 0.37%
18,402
+3,307
+22% +$165K
XLRE icon
75
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
$916K 0.37%
19,545
+346
+2% +$16.6K
1 2
3
4 5

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
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CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Rock Wealth Management held 280 positions worth $245M, down 16% from $292M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $26.7M in Q4 2021, closing 35 positions and reducing 94 holdings. Its most notable exit was ARK Innovation ETF, an estimated $3.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Allstate worth $1.45M.

  • Castle Rock Wealth Management's largest Q4 2021 buy was Allstate: 12,147 shares worth $1.45M.
  • Castle Rock Wealth Management added most to Tesla in Q4 2021, an estimated $1.23M increase.
  • Castle Rock Wealth Management's biggest Q4 2021 reduction was iShares US Medical Devices ETF, cutting an estimated $2.27M.
  • Castle Rock Wealth Management fully exited ARK Innovation ETF in Q4 2021, selling an estimated $3.07M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $245M portfolio in Q4 2021.
  • Castle Rock Wealth Management opened 25 new positions and closed 35 in Q4 2021.
  • Castle Rock Wealth Management's portfolio value fell 16% quarter-over-quarter to $245M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2021, filed 2 Feb 2022.