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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$19.5M
Cap. Flow
-$31M
Cap. Flow %
-10.62%
Top 10 Hldgs %
22.57%
Holding
273
New
24
Increased
122
Reduced
81
Closed
19

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$3.48M
2
AMGN icon
Amgen
AMGN
+$1.43M
3
SPG icon
Simon Property Group
SPG
+$1.28M
4
ABT icon
Abbott
ABT
+$1.11M
5
CRWD icon
CrowdStrike
CRWD
+$1.07M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$20.8M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$13.9M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.39M
4
SCCO icon
Southern Copper
SCCO
+$1.17M
5
LPX icon
Louisiana-Pacific
LPX
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 17.92%
2 Financials 7.27%
3 Consumer Discretionary 6.74%
4 Healthcare 5.71%
5 Consumer Staples 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
51
Lowe's Companies
LOW
$123B
$1.65M 0.56%
7,015
+519
+8% +$103K
SPG icon
52
Simon Property Group
SPG
$72.6B
$1.65M 0.56%
+9,838
New +$1.28M
CWB icon
53
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.76B
$1.64M 0.56%
18,297
+1,220
+7% +$105K
CCI icon
54
Crown Castle
CCI
$32.3B
$1.62M 0.56%
9,013
+842
+10% +$163K
LQD icon
55
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$1.59M 0.54%
11,791
-815
-6% -$110K
PANW icon
56
Palo Alto Networks
PANW
$300B
$1.58M 0.54%
18,342
+174
+1% +$12.2K
SCHP icon
57
Schwab US TIPS ETF
SCHP
$16.3B
$1.55M 0.53%
48,958
+1,106
+2% +$34.9K
AMGN icon
58
Amgen
AMGN
$223B
$1.53M 0.52%
7,248
+6,213
+600% +$1.43M
TSLA icon
59
Tesla
TSLA
$1.28T
$1.53M 0.52%
3,939
-4,875
-55% -$1.15M
UNP icon
60
Union Pacific
UNP
$176B
$1.5M 0.51%
6,277
+548
+10% +$118K
AVGO icon
61
Broadcom
AVGO
$2.01T
$1.48M 0.51%
26,520
+1,950
+8% +$94.8K
VZ icon
62
Verizon
VZ
$190B
$1.47M 0.5%
28,131
-1,264
-4% -$69.9K
CRM icon
63
Salesforce
CRM
$159B
$1.46M 0.5%
4,704
-10
-0.2% -$2.54K
TREX icon
64
Trex
TREX
$5.14B
$1.45M 0.49%
12,480
+956
+8% +$100K
RIO icon
65
Rio Tinto
RIO
$164B
$1.37M 0.47%
22,064
+2,547
+13% +$199K
UJUN icon
66
Innovator US Equity Ultra Buffer ETF June
UJUN
$189M
$1.37M 0.47%
46,673
-1,905
-4% -$54.9K
VNLA icon
67
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.36M 0.47%
27,290
+173
+0.6% +$8.68K
ESGU icon
68
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$1.36M 0.47%
12,658
+1,219
+11% +$124K
BND icon
69
Vanguard Total Bond Market
BND
$158B
$1.34M 0.46%
15,693
-602
-4% -$52K
BA icon
70
Boeing
BA
$188B
$1.33M 0.45%
5,965
+605
+11% +$135K
DKNG icon
71
DraftKings
DKNG
$11.1B
$1.3M 0.45%
29,146
-236
-0.8% -$12.5K
TTD icon
72
Trade Desk
TTD
$9B
$1.28M 0.44%
14,388
-884
-6% -$68.3K
LW icon
73
Lamb Weston
LW
$7.35B
$1.27M 0.44%
21,910
-150
-0.7% -$10.2K
NOW icon
74
ServiceNow
NOW
$121B
$1.25M 0.43%
9,035
+290
+3% +$35.1K
DOCU
75
DocuSign
DOCU
$10.9B
$1.19M 0.41%
4,355
+80
+2% +$23.1K
1 2
3
4 5

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PP
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MCA
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MC
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HIM
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MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Rock Wealth Management held 273 positions worth $292M, up 7.2% from $273M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $31M in Q3 2021, closing 19 positions and reducing 81 holdings. Its most notable exit was Southern Copper, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in Simon Property Group worth $1.65M.

  • Castle Rock Wealth Management's largest Q3 2021 buy was Simon Property Group: 9,838 shares worth $1.65M.
  • Castle Rock Wealth Management added most to First Trust Global Tactical Commodity Strategy Fund in Q3 2021, an estimated $3.48M increase.
  • Castle Rock Wealth Management's biggest Q3 2021 reduction was NVIDIA, cutting an estimated $20.8M.
  • Castle Rock Wealth Management fully exited Southern Copper in Q3 2021, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $292M portfolio in Q3 2021.
  • Castle Rock Wealth Management opened 24 new positions and closed 19 in Q3 2021.
  • Castle Rock Wealth Management's portfolio value rose 7.2% quarter-over-quarter to $292M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.