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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$153M
AUM Growth
-$18.1M
Cap. Flow
-$21.9M
Cap. Flow %
-14.35%
Top 10 Hldgs %
24.08%
Holding
226
New
34
Increased
91
Reduced
33
Closed
64

Top Buys

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.12M
2
CVX icon
Chevron
CVX
+$1.93M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$1.67M
4
NVDA icon
NVIDIA
NVDA
+$1.49M
5
MGF
Aberdeen Government Markets Income Fund
MGF
+$1.3M

Top Sells

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$5.15M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.85M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.58M
4
VPU
Vanguard Utilities ETF
VPU
+$2.55M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Consumer Discretionary 8.66%
3 Healthcare 5.73%
4 Financials 4.44%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
51
Colgate-Palmolive
CL
$74.1B
$970K 0.64%
12,097
+66
+0.5% +$5.03K
NAC icon
52
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$960K 0.63%
66,016
-1,504
-2% -$22.1K
WM icon
53
Waste Management
WM
$91.5B
$939K 0.62%
8,226
+1,527
+23% +$169K
UDEC
54
Innovator US Equity Ultra Buffer ETF December
UDEC
$249M
$926K 0.61%
33,567
– –
WMT icon
55
Walmart Inc
WMT
$892B
$926K 0.61%
19,233
+4,551
+31% +$202K
ZM icon
56
Zoom
ZM
$29.7B
$920K 0.6%
1,793
+367
+26% +$117K
DOCU
57
DocuSign
DOCU
$10.9B
$914K 0.6%
4,189
+866
+26% +$180K
ADBE icon
58
Adobe
ADBE
$103B
$913K 0.6%
1,840
-108
-6% -$50.2K
QCOM icon
59
Qualcomm
QCOM
$168B
$872K 0.57%
6,784
+2,169
+47% +$232K
SPY icon
60
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$866K 0.57%
2,523
+459
+22% +$152K
HBI
61
DELISTED
Hanesbrands
HBI
$859K 0.56%
49,781
+507
+1% +$7.44K
CRM icon
62
Salesforce
CRM
$153B
$837K 0.55%
3,294
+1,575
+92% +$345K
DXCM icon
63
DexCom
DXCM
$31.3B
$823K 0.54%
8,488
+1,656
+24% +$173K
CHWY icon
64
Chewy
CHWY
$9.59B
$821K 0.54%
12,690
+264
+2% +$14.2K
PEP icon
65
PepsiCo
PEP
$189B
$797K 0.52%
5,708
+768
+16% +$104K
UNP icon
66
Union Pacific
UNP
$175B
$796K 0.52%
+3,989
New +$741K
LOW icon
67
Lowe's Companies
LOW
$122B
$790K 0.52%
+4,526
New +$697K
FIXD icon
68
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$785K 0.51%
14,293
-135
-0.9% -$7.46K
RNG icon
69
RingCentral
RNG
$5.18B
$780K 0.51%
2,673
+397
+17% +$110K
MCD icon
70
McDonald's
MCD
$196B
$776K 0.51%
3,399
+1,725
+103% +$354K
UNH icon
71
UnitedHealth
UNH
$367B
$757K 0.5%
2,345
+509
+28% +$156K
PCAR icon
72
PACCAR
PCAR
$69.5B
$755K 0.49%
12,452
– –
NEE icon
73
NextEra Energy
NEE
$176B
$746K 0.49%
10,020
-7,540
-43% -$521K
AVGO icon
74
Broadcom
AVGO
$2T
$740K 0.49%
19,890
+8,520
+75% +$285K
JCI icon
75
Johnson Controls International
JCI
$93.6B
$738K 0.48%
+16,870
New +$661K
1 2
3
4 5

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return
WMG
WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Castle Rock Wealth Management held 226 positions worth $153M, down 11% from $171M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management withdrew a net $21.9M in Q3 2020, closing 64 positions and reducing 33 holdings. Its most notable exit was iShares 1-3 Year Treasury Bond ETF, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Innovator US Equity Ultra Buffer ETF September worth $3.16M.

  • Castle Rock Wealth Management's largest Q3 2020 buy was Innovator US Equity Ultra Buffer ETF September: 120,384 shares worth $3.16M.
  • Castle Rock Wealth Management added most to Chevron in Q3 2020, an estimated $1.93M increase.
  • Castle Rock Wealth Management's biggest Q3 2020 reduction was Goldman Sachs Access Treasury 0-1 Year ETF, cutting an estimated $5.15M.
  • Castle Rock Wealth Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2020, selling an estimated $1.58M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $153M portfolio in Q3 2020.
  • Castle Rock Wealth Management opened 34 new positions and closed 64 in Q3 2020.
  • Castle Rock Wealth Management's portfolio value fell 11% quarter-over-quarter to $153M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2020, filed 7 Dec 2020.