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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+16.31%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$171M
AUM Growth
+$54.8M
Cap. Flow
+$37.3M
Cap. Flow %
21.86%
Top 10 Hldgs %
24.45%
Holding
196
New
68
Increased
81
Reduced
23
Closed
4

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.12M
2
VPU
Vanguard Utilities ETF
VPU
+$3.19M
3
FTHY
First Trust High Yield Opportunities 2027 Term Fund
FTHY
+$2.4M
4
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.64M
5
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$1.36M

Top Sells

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$20.1M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$3.28M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.38M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$452K
5
DEO icon
Diageo
DEO
+$410K

Sector Composition

Rank Sector Weight
1 Technology 10.69%
2 Consumer Discretionary 5.22%
3 Healthcare 5.16%
4 Consumer Staples 4.77%
5 Financials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
51
VanEck Gold Miners ETF
GDX
$23.8B
$977K 0.57%
21,933
+15,373
+234% +$505K
USMV icon
52
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$951K 0.56%
14,925
+455
+3% +$27K
AMD icon
53
Advanced Micro Devices
AMD
$846B
$945K 0.55%
+11,118
New +$589K
QTEC icon
54
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.88B
$945K 0.55%
8,018
+836
+12% +$82.4K
CL icon
55
Colgate-Palmolive
CL
$73.8B
$924K 0.54%
12,031
-100
-0.8% -$7.1K
SUSC icon
56
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$913K 0.53%
32,143
+12,974
+68% +$348K
UDEC
57
Innovator US Equity Ultra Buffer ETF December
UDEC
$249M
$910K 0.53%
33,567
+13
+0% +$337
IONS icon
58
Ionis Pharmaceuticals
IONS
$9.15B
$904K 0.53%
15,263
+400
+3% +$22.3K
TIP icon
59
iShares TIPS Bond ETF
TIP
$14.5B
$898K 0.53%
7,106
– –
QQEW icon
60
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.83B
$888K 0.52%
10,395
– –
ADBE icon
61
Adobe
ADBE
$102B
$871K 0.51%
1,948
+696
+56% +$258K
VNQ icon
62
Vanguard Real Estate ETF
VNQ
$39.2B
$862K 0.51%
+10,577
New +$802K
DIS icon
63
Walt Disney
DIS
$170B
$835K 0.49%
7,058
-3,510
-33% -$387K
PYPL icon
64
PayPal
PYPL
$50.1B
$835K 0.49%
4,233
+2,544
+151% +$352K
HYLS icon
65
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$815K 0.48%
17,143
+641
+4% +$29.1K
FIXD icon
66
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$804K 0.47%
14,428
+661
+5% +$35.7K
ESGU icon
67
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$789K 0.46%
10,527
+2,453
+30% +$161K
UBT icon
68
ProShares Ultra 20+ Year Treasury
UBT
$57.9M
$784K 0.46%
+10,698
New +$722K
BX icon
69
Blackstone
BX
$110B
$783K 0.46%
+15,005
New +$790K
DOCU
70
DocuSign
DOCU
$11B
$757K 0.44%
+3,323
New +$419K
DXCM icon
71
DexCom
DXCM
$32.8B
$755K 0.44%
6,832
+3,480
+104% +$311K
EBAY icon
72
eBay
EBAY
$48.7B
$754K 0.44%
+13,377
New +$566K
WM icon
73
Waste Management
WM
$90B
$729K 0.43%
6,699
+4,271
+176% +$431K
CHWY icon
74
Chewy
CHWY
$9.87B
$722K 0.42%
+12,426
New +$542K
SGOL icon
75
abrdn Physical Gold Shares ETF
SGOL
$6.96B
$717K 0.42%
+36,932
New +$610K
1 2
3
4 5

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PP
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MCA
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NIEF
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MC
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HIM
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MCM
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CTAF
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Castle Rock Wealth Management's Q2 2020 Portfolio in Review

As of Q2 2020, Castle Rock Wealth Management held 196 positions worth $171M, up 47% from $116M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management deployed $37.3M of net new capital in Q2 2020, opening 68 new positions and adding to 81 existing holdings. Its largest new stake was First Trust High Yield Opportunities 2027 Term Fund: 119,200 shares worth $2.45M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 6.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Goldman Sachs Access Treasury 0-1 Year ETF, an estimated $20.1M trimmed.

  • Castle Rock Wealth Management's largest Q2 2020 buy was First Trust High Yield Opportunities 2027 Term Fund: 119,200 shares worth $2.45M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q2 2020, an estimated $5.12M increase.
  • Castle Rock Wealth Management's biggest Q2 2020 reduction was Goldman Sachs Access Treasury 0-1 Year ETF, cutting an estimated $20.1M.
  • Castle Rock Wealth Management fully exited Fidelity MSCI Information Technology Index ETF in Q2 2020, selling an estimated $452K.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $171M portfolio in Q2 2020.
  • Castle Rock Wealth Management opened 68 new positions and closed 4 in Q2 2020.
  • Castle Rock Wealth Management's portfolio value rose 47% quarter-over-quarter to $171M.

Based on Castle Rock Wealth Management's 13F filing for Q2 2020, filed 10 Aug 2020.