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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-5.2%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$116M
AUM Growth
+$4.94M
Cap. Flow
+$10M
Cap. Flow %
8.66%
Top 10 Hldgs %
46.05%
Holding
200
New
33
Increased
33
Reduced
51
Closed
72

Top Buys

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$24.1M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$5.9M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3M
4
MBB icon
iShares MBS ETF
MBB
+$2.75M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.77M

Top Sells

Rank Stock Value
1
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.52M
2
AMZN icon
Amazon
AMZN
+$1.46M
3
TMO icon
Thermo Fisher Scientific
TMO
+$1.4M
4
UNH icon
UnitedHealth
UNH
+$1.18M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 6.77%
2 Healthcare 3.95%
3 Communication Services 3.46%
4 Consumer Discretionary 3.27%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
51
Johnson & Johnson
JNJ
$619B
$534K 0.46%
3,616
-2,468
-41% -$350K
IGM icon
52
iShares Expanded Tech Sector ETF
IGM
$10.6B
$531K 0.46%
12,768
+6,768
+113% +$271K
FTSM icon
53
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$529K 0.46%
8,850
-139
-2% -$8.32K
ARKK icon
54
ARK Innovation ETF
ARKK
$6.01B
$526K 0.45%
+9,353
New +$477K
FVD icon
55
First Trust Value Line Dividend Fund
FVD
$8.38B
$523K 0.45%
18,630
+680
+4% +$22.9K
BNDX icon
56
Vanguard Total International Bond ETF
BNDX
$82.1B
$521K 0.45%
9,102
+2,203
+32% +$126K
ESGU icon
57
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$519K 0.45%
+8,074
New +$549K
SUSB icon
58
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$515K 0.44%
+20,120
New +$508K
VMBS icon
59
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$513K 0.44%
+9,400
New +$502K
MOAT icon
60
VanEck Morningstar Wide Moat ETF
MOAT
$12.1B
$512K 0.44%
10,688
-2,103
-16% -$108K
VWO icon
61
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$512K 0.44%
14,143
-258
-2% -$10.5K
SUSC icon
62
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$507K 0.44%
+19,169
New +$506K
SHM icon
63
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$487K 0.42%
9,850
+1,000
+11% +$48.9K
AMT icon
64
American Tower
AMT
$79.8B
$482K 0.42%
2,100
-100
-5% -$23.3K
VHT icon
65
Vanguard Health Care ETF
VHT
$18.4B
$481K 0.41%
2,544
+1,432
+129% +$262K
NEE icon
66
NextEra Energy
NEE
$176B
$453K 0.39%
7,800
– –
FTEC icon
67
Fidelity MSCI Information Technology Index ETF
FTEC
$21B
$452K 0.39%
+6,217
New +$446K
ADBE icon
68
Adobe
ADBE
$103B
$445K 0.38%
1,252
-1,193
-49% -$408K
SPY icon
69
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$443K 0.38%
1,559
-1,326
-46% -$404K
GMF icon
70
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$435M
$436K 0.38%
4,756
+170
+4% +$16.5K
MCO icon
71
Moody's
MCO
$81.9B
$434K 0.37%
1,708
– –
IYG icon
72
iShares US Financial Services ETF
IYG
$2.21B
$433K 0.37%
11,946
+9
+0.1% +$411
BMY icon
73
Bristol-Myers Squibb
BMY
$131B
$424K 0.37%
6,648
-7,303
-52% -$446K
HBI
74
DELISTED
Hanesbrands
HBI
$420K 0.36%
49,266
+1,190
+2% +$15.1K
CVS icon
75
CVS Health
CVS
$123B
$413K 0.36%
6,621
+3,101
+88% +$207K
1 2
3
4 5

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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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Castle Rock Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Castle Rock Wealth Management held 200 positions worth $116M, up 4.4% from $111M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Castle Rock Wealth Management deployed $10M of net new capital in Q1 2020, opening 33 new positions and adding to 33 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 53,332 shares worth $5.91M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, down from 11% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Amazon, an estimated $1.46M trimmed.

  • Castle Rock Wealth Management's largest Q1 2020 buy was iShares 0-1 Year Treasury Bond ETF: 53,332 shares worth $5.91M.
  • Castle Rock Wealth Management added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q1 2020, an estimated $24.1M increase.
  • Castle Rock Wealth Management's biggest Q1 2020 reduction was Amazon, cutting an estimated $1.46M.
  • Castle Rock Wealth Management fully exited Saba Closed-End Funds ETF in Q1 2020, selling an estimated $1.52M.
  • Castle Rock Wealth Management's ten largest holdings make up 46% of its $116M portfolio in Q1 2020.
  • Castle Rock Wealth Management opened 33 new positions and closed 72 in Q1 2020.
  • Castle Rock Wealth Management's portfolio value rose 4.4% quarter-over-quarter to $116M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2020, filed 18 May 2020.