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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+6.63%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$111M
AUM Growth
+$14.7M
Cap. Flow
+$6.93M
Cap. Flow %
6.25%
Top 10 Hldgs %
21.18%
Holding
176
New
18
Increased
90
Reduced
37
Closed
9

Top Buys

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$1.25M
2
UDEC
Innovator US Equity Ultra Buffer ETF December
UDEC
+$890K
3
SRET icon
Global X SuperDividend REIT ETF
SRET
+$711K
4
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$705K
5
PG icon
Procter & Gamble
PG
+$703K

Top Sells

Rank Stock Value
1
GLOP
GASLOG PARTNERS LP
GLOP
+$1.71M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$751K
3
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$722K
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$692K
5
CVS icon
CVS Health
CVS
+$624K

Sector Composition

Rank Sector Weight
1 Technology 11.49%
2 Healthcare 8.76%
3 Financials 6.78%
4 Consumer Discretionary 6.35%
5 Communication Services 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QYLD icon
51
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$731K 0.66%
+30,395
New +$705K
SRET icon
52
Global X SuperDividend REIT ETF
SRET
$233M
$725K 0.65%
+15,623
New +$711K
MOAT icon
53
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$721K 0.65%
12,791
+827
+7% +$43.8K
IWM icon
54
iShares Russell 2000 ETF
IWM
$79.8B
$714K 0.64%
+4,278
New +$676K
UNP icon
55
Union Pacific
UNP
$174B
$709K 0.64%
3,867
+456
+13% +$78.1K
PEP icon
56
PepsiCo
PEP
$190B
$708K 0.64%
4,845
+1,263
+35% +$172K
NOBL icon
57
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$707K 0.64%
18,646
-3,768
-17% -$138K
COST icon
58
Costco
COST
$422B
$698K 0.63%
2,242
+51
+2% +$15.2K
IHI icon
59
iShares US Medical Devices ETF
IHI
$3.13B
$697K 0.63%
+15,282
New +$642K
LMBS icon
60
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$695K 0.63%
13,330
+387
+3% +$20.1K
PFF icon
61
iShares Preferred and Income Securities ETF
PFF
$13.3B
$691K 0.62%
18,036
+9,123
+102% +$340K
HBI
62
DELISTED
Hanesbrands
HBI
$690K 0.62%
48,076
+500
+1% +$7.6K
MCD icon
63
McDonald's
MCD
$192B
$690K 0.62%
3,199
-161
-5% -$31.9K
ICE icon
64
Intercontinental Exchange
ICE
$85.6B
$687K 0.62%
7,251
+667
+10% +$61.9K
EMB icon
65
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$680K 0.61%
5,877
+3,115
+113% +$352K
AMLP icon
66
Alerian MLP ETF
AMLP
$13B
$663K 0.6%
16,707
-3,334
-17% -$140K
FVD icon
67
First Trust Value Line Dividend Fund
FVD
$8.32B
$659K 0.59%
17,950
– –
AVGO icon
68
Broadcom
AVGO
$1.85T
$652K 0.59%
20,370
+1,990
+11% +$60.4K
O icon
69
Realty Income
O
$59.6B
$647K 0.58%
8,488
+12
+0.1% +$894
VWO icon
70
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$630K 0.57%
14,401
+13
+0.1% +$551
PCAR icon
71
PACCAR
PCAR
$69.8B
$628K 0.57%
12,449
+9
+0.1% +$463
SYK icon
72
Stryker
SYK
$125B
$622K 0.56%
2,851
+358
+14% +$74.3K
CHD icon
73
Church & Dwight Co
CHD
$23.4B
$620K 0.56%
8,287
+993
+14% +$70.5K
IYG icon
74
iShares US Financial Services ETF
IYG
$2.16B
$616K 0.56%
11,937
+6
+0.1% +$288
NOW icon
75
ServiceNow
NOW
$115B
$616K 0.56%
8,970
+120
+1% +$6.32K
1 2
3
4 5

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Castle Rock Wealth Management held 176 positions worth $111M, up 15% from $96.3M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Rock Wealth Management deployed $6.93M of net new capital in Q4 2019, opening 18 new positions and adding to 90 existing holdings. Its largest new stake was Thermo Fisher Scientific: 4,130 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $751K trimmed.

  • Castle Rock Wealth Management's largest Q4 2019 buy was Thermo Fisher Scientific: 4,130 shares worth $1.4M.
  • Castle Rock Wealth Management added most to Procter & Gamble in Q4 2019, an estimated $703K increase.
  • Castle Rock Wealth Management's biggest Q4 2019 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $751K.
  • Castle Rock Wealth Management fully exited GASLOG PARTNERS LP in Q4 2019, selling an estimated $1.71M.
  • Castle Rock Wealth Management's ten largest holdings make up 21% of its $111M portfolio in Q4 2019.
  • Castle Rock Wealth Management opened 18 new positions and closed 9 in Q4 2019.
  • Castle Rock Wealth Management's portfolio value rose 15% quarter-over-quarter to $111M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.