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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$96.3M
AUM Growth
+$6.17M
Cap. Flow
+$4.15M
Cap. Flow %
4.31%
Top 10 Hldgs %
23.81%
Holding
199
New
54
Increased
29
Reduced
71
Closed
41

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.26M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.06M
3
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.34M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.02M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$969K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.33M
2
STOR
STORE Capital Corporation
STOR
+$1.82M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$916K
4
SHOP icon
Shopify
SHOP
+$894K
5
XYZ
Block Inc
XYZ
+$730K

Sector Composition

Rank Sector Weight
1 Technology 10.38%
2 Healthcare 8.2%
3 Financials 7.41%
4 Consumer Discretionary 6.45%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOAT icon
51
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$640K 0.66%
11,964
+7,485
+167% +$367K
BMY icon
52
Bristol-Myers Squibb
BMY
$133B
$635K 0.66%
10,919
+49
+0.5% +$2.3K
FVD icon
53
First Trust Value Line Dividend Fund
FVD
$8.32B
$633K 0.66%
+17,950
New +$612K
O icon
54
Realty Income
O
$59.6B
$629K 0.65%
8,476
-149
-2% -$10.4K
VWO icon
55
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$613K 0.64%
+14,388
New +$594K
QQQ icon
56
Invesco QQQ Trust
QQQ
$453B
$610K 0.63%
+3,038
New +$576K
UNP icon
57
Union Pacific
UNP
$174B
$603K 0.63%
+3,411
New +$574K
ICE icon
58
Intercontinental Exchange
ICE
$85.6B
$600K 0.62%
6,584
-947
-13% -$86.4K
REM icon
59
iShares Mortgage Real Estate ETF
REM
$539M
$586K 0.61%
13,454
-3,860
-22% -$163K
FMY
60
First Trust Mortgage Income Fund
FMY
$49M
$584K 0.61%
41,939
-3,917
-9% -$54.1K
IYG icon
61
iShares US Financial Services ETF
IYG
$2.16B
$580K 0.6%
+11,931
New +$538K
AVGO icon
62
Broadcom
AVGO
$1.85T
$575K 0.6%
+18,380
New +$523K
VZ icon
63
Verizon
VZ
$195B
$575K 0.6%
9,644
+3,412
+55% +$197K
RIGS icon
64
ALPS Strategic Income Fund
RIGS
$60.1M
$551K 0.57%
22,143
-6,809
-24% -$169K
GLD icon
65
SPDR Gold Trust
GLD
$131B
$548K 0.57%
+3,998
New +$556K
CCI icon
66
Crown Castle
CCI
$33.3B
$533K 0.55%
4,063
-436
-10% -$60.3K
ISRG icon
67
Intuitive Surgical
ISRG
$127B
$523K 0.54%
2,880
-924
-24% -$160K
CRM icon
68
Salesforce
CRM
$151B
$504K 0.52%
3,115
-1,216
-28% -$185K
FTSM icon
69
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$495K 0.51%
8,239
+4,256
+107% +$256K
SYK icon
70
Stryker
SYK
$125B
$495K 0.51%
2,493
+7
+0.3% +$1.5K
NMFC icon
71
New Mountain Finance
NMFC
$651M
$494K 0.51%
36,955
-12,863
-26% -$175K
CHD icon
72
Church & Dwight Co
CHD
$23.4B
$493K 0.51%
7,294
-309
-4% -$23.4K
WM icon
73
Waste Management
WM
$90.6B
$492K 0.51%
4,452
-157
-3% -$18.3K
IGHG icon
74
ProShares Investment Grade-Interest Rate Hedged
IGHG
$330M
$484K 0.5%
6,395
-368
-5% -$27.5K
PG icon
75
Procter & Gamble
PG
$336B
$476K 0.49%
+3,989
New +$471K
1 2
3
4 5

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
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MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
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CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Castle Rock Wealth Management held 199 positions worth $96.3M, up 6.8% from $90.1M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management deployed $4.15M of net new capital in Q3 2019, opening 54 new positions and adding to 29 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Chevron, an estimated $3.33M trimmed.

  • Castle Rock Wealth Management's largest Q3 2019 buy was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.
  • Castle Rock Wealth Management added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q3 2019, an estimated $2.06M increase.
  • Castle Rock Wealth Management's biggest Q3 2019 reduction was Chevron, cutting an estimated $3.33M.
  • Castle Rock Wealth Management fully exited STORE Capital Corporation in Q3 2019, selling an estimated $1.82M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $96.3M portfolio in Q3 2019.
  • Castle Rock Wealth Management opened 54 new positions and closed 41 in Q3 2019.
  • Castle Rock Wealth Management's portfolio value rose 6.8% quarter-over-quarter to $96.3M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2019, filed 13 Nov 2019.