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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$420M
AUM Growth
+$752K
Cap. Flow
-$28.1M
Cap. Flow %
-6.69%
Top 10 Hldgs %
30.13%
Holding
262
New
20
Increased
77
Reduced
117
Closed
29

Top Buys

Rank Stock Value
1
ARKB icon
ARK 21Shares Bitcoin ETF
ARKB
+$2.57M
2
IRDM icon
Iridium Communications
IRDM
+$1.8M
3
UBER icon
Uber
UBER
+$1.32M
4
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.31M
5
NVBW icon
AllianzIM U.S. Equity Buffer20 Nov ETF
NVBW
+$1.28M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.8M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.51M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$2.26M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$2.25M
5
PLTR icon
Palantir
PLTR
+$2.23M

Sector Composition

Rank Sector Weight
1 Technology 21.14%
2 Consumer Staples 7.82%
3 Communication Services 6.72%
4 Financials 5.94%
5 Consumer Discretionary 5.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDEC icon
26
Innovator US Equity Power Buffer ETF December
PDEC
$995M
$3.62M 0.86%
91,860
-2,423
-3% -$93.6K
IBM icon
27
IBM
IBM
$222B
$3.6M 0.86%
13,775
+841
+7% +$187K
SMH icon
28
VanEck Semiconductor ETF
SMH
$72.3B
$3.52M 0.84%
13,950
+313
+2% +$77.7K
FRTY icon
29
Alger Mid Cap 40 ETF
FRTY
$150M
$3.29M 0.78%
162,089
+16,399
+11% +$307K
JPST icon
30
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$3.26M 0.78%
64,520
+2,957
+5% +$149K
PMAY icon
31
Innovator US Equity Power Buffer ETF May
PMAY
$816M
$3.22M 0.77%
88,275
-4,446
-5% -$158K
JPM icon
32
JPMorgan Chase
JPM
$950B
$3.19M 0.76%
11,516
-222
-2% -$51.7K
QQQ icon
33
Invesco QQQ Trust
QQQ
$485B
$3.15M 0.75%
5,862
-4,967
-46% -$2.51M
JAAA icon
34
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$3.03M 0.72%
59,567
+12,661
+27% +$643K
ARKB icon
35
ARK 21Shares Bitcoin ETF
ARKB
$2.45B
$3.01M 0.72%
+92,922
New +$2.57M
MA icon
36
Mastercard
MA
$500B
$2.75M 0.65%
4,867
+242
+5% +$125K
NET icon
37
Cloudflare
NET
$107B
$2.65M 0.63%
15,474
-5,991
-28% -$585K
BINC icon
38
BlackRock Flexible Income ETF
BINC
$16.1B
$2.64M 0.63%
50,385
+5,222
+12% +$275K
PAPR icon
39
Innovator US Equity Power Buffer ETF April
PAPR
$959M
$2.62M 0.62%
69,555
-2,278
-3% -$83.1K
GOOGL icon
40
Alphabet (Google) Class A
GOOGL
$4.62T
$2.61M 0.62%
14,113
-568
-4% -$99.4K
ETN icon
41
Eaton
ETN
$173B
$2.58M 0.61%
8,330
+543
+7% +$191K
ICE icon
42
Intercontinental Exchange
ICE
$83.8B
$2.52M 0.6%
15,118
+713
+5% +$113K
LLY icon
43
Eli Lilly
LLY
$995B
$2.51M 0.6%
2,975
+73
+3% +$60.4K
WM icon
44
Waste Management
WM
$90B
$2.45M 0.58%
10,749
+377
+4% +$81K
XLE icon
45
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$2.39M 0.57%
53,088
+2,388
+5% +$109K
ENFR icon
46
Alerian Energy Infrastructure ETF
ENFR
$513M
$2.37M 0.56%
73,533
+16,665
+29% +$511K
SBUX icon
47
Starbucks
SBUX
$120B
$2.32M 0.55%
20,583
+985
+5% +$95.3K
NEAR icon
48
iShares Short Maturity Bond ETF
NEAR
$4.85B
$2.25M 0.54%
44,494
-1,885
-4% -$95.6K
GCOR icon
49
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$799M
$2.25M 0.53%
55,150
+5,958
+12% +$245K
IYW icon
50
iShares US Technology ETF
IYW
$25.1B
$2.15M 0.51%
12,939
+363
+3% +$57.4K
1
2
3 4 5

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2024 Portfolio in Review

As of Q4 2024, Castle Rock Wealth Management held 262 positions worth $420M, up 0.18% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Castle Rock Wealth Management withdrew a net $28.1M in Q4 2024, closing 29 positions and reducing 117 holdings. Its most notable exit was Invesco S&P 500 Momentum ETF, an estimated $2.26M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Consumer Staples and Communication Services.

Against the trend, Castle Rock Wealth Management opened a new position in ARK 21Shares Bitcoin ETF worth $3.01M.

  • Castle Rock Wealth Management's largest Q4 2024 buy was ARK 21Shares Bitcoin ETF: 92,922 shares worth $3.01M.
  • Castle Rock Wealth Management added most to WisdomTree Floating Rate Treasury Fund in Q4 2024, an estimated $1.31M increase.
  • Castle Rock Wealth Management's biggest Q4 2024 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.8M.
  • Castle Rock Wealth Management fully exited Invesco S&P 500 Momentum ETF in Q4 2024, selling an estimated $2.26M.
  • Castle Rock Wealth Management's ten largest holdings make up 30% of its $420M portfolio in Q4 2024.
  • Castle Rock Wealth Management opened 20 new positions and closed 29 in Q4 2024.
  • Castle Rock Wealth Management's portfolio value rose 0.18% quarter-over-quarter to $420M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2024, filed 5 Mar 2025.