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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+8.04%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$330M
AUM Growth
+$32M
Cap. Flow
+$12.8M
Cap. Flow %
3.88%
Top 10 Hldgs %
33.87%
Holding
242
New
28
Increased
95
Reduced
71
Closed
16

Top Buys

Rank Stock Value
1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$2.49M
2
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.21M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.05M
4
GCOR icon
Goldman Sachs Access US Aggregate Bond ETF
GCOR
+$1.86M
5
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$1.56M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$2.67M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.23M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$1.77M
4
TSLA icon
Tesla
TSLA
+$1.34M
5
GNRC icon
Generac Holdings
GNRC
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 15.32%
2 Consumer Staples 8.24%
3 Healthcare 5.68%
4 Energy 5.36%
5 Communication Services 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
26
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$2.33M 0.71%
55,320
+13,916
+34% +$595K
BINC icon
27
BlackRock Flexible Income ETF
BINC
$16.1B
$2.25M 0.68%
+43,447
New +$2.21M
NEAR icon
28
iShares Short Maturity Bond ETF
NEAR
$4.85B
$2.23M 0.67%
44,139
+57
+0.1% +$2.85K
CRWD icon
29
CrowdStrike
CRWD
$215B
$2.18M 0.66%
35,220
+7,528
+27% +$394K
XOM icon
30
ExxonMobil
XOM
$643B
$2.08M 0.63%
20,310
+224
+1% +$23.5K
GOOGL icon
31
Alphabet (Google) Class A
GOOGL
$4.62T
$2.07M 0.63%
+15,259
New +$2.05M
JPM icon
32
JPMorgan Chase
JPM
$937B
$2.02M 0.61%
11,741
+482
+4% +$73K
ARCC icon
33
Ares Capital
ARCC
$13.8B
$2.02M 0.61%
99,342
-340
-0.3% -$6.63K
MOAT icon
34
VanEck Morningstar Wide Moat ETF
MOAT
$12.1B
$2.01M 0.61%
24,269
+5,950
+32% +$462K
AMJ
35
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$2.01M 0.61%
78,401
+292
+0.4% +$7.33K
CI icon
36
Cigna
CI
$74.5B
$1.98M 0.6%
6,379
+55
+0.9% +$16.1K
LW icon
37
Lamb Weston
LW
$7.29B
$1.96M 0.59%
18,443
– –
UMAY icon
38
Innovator US Equity Ultra Buffer ETF May
UMAY
$141M
$1.93M 0.58%
65,836
– –
IWR icon
39
iShares Russell Mid-Cap ETF
IWR
$57.3B
$1.92M 0.58%
25,338
+877
+4% +$62.3K
GCOR icon
40
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$799M
$1.92M 0.58%
+46,375
New +$1.86M
AVGO icon
41
Broadcom
AVGO
$1.99T
$1.9M 0.58%
18,230
+1,160
+7% +$110K
JNJ icon
42
Johnson & Johnson
JNJ
$613B
$1.9M 0.57%
11,792
+221
+2% +$33.9K
UDEC
43
Innovator US Equity Ultra Buffer ETF December
UDEC
$249M
$1.84M 0.56%
58,017
+1,302
+2% +$39.6K
ABT icon
44
Abbott
ABT
$185B
$1.83M 0.55%
16,529
-144
-0.9% -$14.4K
AMGN icon
45
Amgen
AMGN
$210B
$1.81M 0.55%
5,984
+62
+1% +$16.9K
NFLX icon
46
Netflix
NFLX
$306B
$1.76M 0.53%
37,210
+3,080
+9% +$134K
FSK icon
47
FS KKR Capital
FSK
$3.11B
$1.74M 0.53%
83,885
-2,207
-3% -$43.4K
IJR icon
48
iShares Core S&P Small-Cap ETF
IJR
$113B
$1.73M 0.52%
16,575
+843
+5% +$81.2K
CAG icon
49
Conagra Brands
CAG
$7.14B
$1.72M 0.52%
61,162
+1
+0% +$28
PFEB icon
50
Innovator US Equity Power Buffer ETF February
PFEB
$926M
$1.69M 0.51%
51,871
– –
1
2
3 4 5

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PP
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MCA
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NIEF
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MC
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HIM
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MCM
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CTAF
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Castle Rock Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, Castle Rock Wealth Management held 242 positions worth $330M, up 11% from $298M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Castle Rock Wealth Management deployed $12.8M of net new capital in Q4 2023, opening 28 new positions and adding to 95 existing holdings. Its largest new stake was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was WisdomTree Floating Rate Treasury Fund, an estimated $2.67M trimmed.

  • Castle Rock Wealth Management's largest Q4 2023 buy was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.
  • Castle Rock Wealth Management added most to Innovator US Equity Power Buffer ETF December in Q4 2023, an estimated $2.49M increase.
  • Castle Rock Wealth Management's biggest Q4 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $2.67M.
  • Castle Rock Wealth Management fully exited Generac Holdings in Q4 2023, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 34% of its $330M portfolio in Q4 2023.
  • Castle Rock Wealth Management opened 28 new positions and closed 16 in Q4 2023.
  • Castle Rock Wealth Management's portfolio value rose 11% quarter-over-quarter to $330M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2023, filed 9 Jan 2024.